General Information on Corporate Information Provided
Please know that notifications of upcoming and effective corporate actions are delivered as a courtesy in an effort to provide information which we believe may be of note to our customers. All information is supplied on a best-efforts basis and as such, Citibank cannot guarantee the timeliness nor accuracy of the information. At times, terms of an offer may change without new information being provided to customers. It is the customer's responsibility to ensure they have reviewed all corporate action terms with an external party, such as company websites or news releases, prior to making any trading decision.
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Sound Global - Delisting on SGX
Effective date: January 27 2014
United Overseas Australia Limited
United Overseas Australia Limited (the "Company") has announced the application of the plan to the interim dividend of A$0.005 cents per Share ("Dividend") in respect of the year ended 31 December 2013. If you elect to participate in the Plan in respect of this Dividend for all your Shares which are deposited with Citibank Consumer Nominees Pte Ltd as at 17 October 2013 ("Record Date"), the new Shares will be allotted to you at the DRP price in lieu of the cash amount of this Dividend (after the deduction of applicable income tax).
Kindly complete the form and return to us by October 17 2013 if you wish to elect to participate in the Plan. Please note that we would need to receive your instruction in time to act on your behalf. You need not take any action if you wish to receive your dividend in cash.
Deadline: October 17 2013
Mapletree Logistics Trust
Mapletree Logistics Trust Management Limited, as manager of Mapletree Logistics Trust ("the Manager") has announced the application of the Distribution Reinvestment Plan (DRP) to the distribution in respect of the financial period from 1 July 2013 to 30 September 2013 (the "2Q FY13/14 Distribution"). If you elect to participate in the DRP in respect of the 2Q FY13/14 Distribution for (a) all or (b) part of your holding of units which are deposited with Citibank Consumer Nominees Pte Ltd, the new Units will be allotted to you at the issue price of S$1.0545 for each new Unit in lieu of the cash amount of the 2Q FY13/14 Distribution (after the deduction of applicable income tax, if any.)
Deadline: November 12 2013
Ascott Residence Trust
Renounceable underwritten rights issue of 253,749,218 new units in the capital of the company ("Rights Units") at an issue price of $1.00 per rights units (the "Issue Price"), on the basis of one rights unit for every five existing units held (the "Rights Issue").
Shareholders of the Company have the following options:
OPTION 1:
Accept the full offer
OPTION 2:
Apply for excess rights
OPTION 3:
Let the offer lapse (Default option)
Kindly complete the form and return to us via post or fax by November 27 2013. Please note that you will receive the default option, which is Option 3, if we do not receive your response by the stipulated date.
Deadline: November 27 2013
Technics Oil & Gas
Renounceable non-underwritten rights issue of up to 89,805,082 warrants (the "warrants") at an issue price of S$0.125 for each warrant, each warrant carrying the right to subscribe for one (1) new ordinary share (each, a "new share") in the capital of the company at an exercise price of S$0.250 for each new share, on the basis of two (2) warrants for every five (5) existing ordinary shares in the capital of the company held (the "warrants issue").
Shareholders of the Company have the following options:
OPTION 1:
Accept the full offer
OPTION 2:
Apply for excess rights
OPTION 3:
Let the offer lapse (Default option)
Kindly complete the form and return to us via post or fax by December 2 2013. Please note that you will receive the default option, which is Option 3, if we do not receive your response by the stipulated date.
Deadline: December 2 2013
Jardine Matheson Holdings Limited
Jardine Matheson Holdings Limited has declared an interim dividend for 2013 of USD0.37 with a scrip alternative. Shareholders may elect to receive new ordinary shares, calculated by reference to the market value of the ordinary shares based on the average of the United States dollar prices of the ordinary shares on the Singapore Exchange Securities Trading Limited for the five trading days up to and including September 27 2013.
Option 1:
Receive new shares of Jardine Matheson Holdings Limited (Please check with cms their preferred currency that he/she wish the balance fractional shares to be paid in - SGD/USD)
Option 2:
Receive dividend in cash in SGD
Option 3:
Receive dividend in cash in USD (Default option)
Please note that the deadline to reply us is September 18 2013.
Deadline: September 18 2013
Jardine Strategic Holdings Limited
Jardine Strategic Holdings Limited has declared an interim dividend for 2013 of USD0.075 with a scrip alternative. Shareholders may elect to receive new ordinary shares, calculated by reference to the market value of the ordinary shares based on the average of the United States dollar prices of the ordinary shares on the Singapore Exchange Securities Trading Limited for the five trading days up to and including September 27 2013.
Option 1:
Receive new shares of Jardine Strategic Holdings Limited (Please check with cms their preferred currency that he/she wish the balance fractional shares to be paid in - SGD/USD)
Option 2:
Receive dividend in cash in SGD
Option 3:
Receive dividend in cash in USD (Default option)
Please note that the deadline to reply us is September 18 2013.
Deadline: September 18 2013
Dairy Farm International Holdings Limited
Dairy Farm International Holdings Limited (the "Company") has declared an interim dividend for 2013 of USD0.065 per share. As an alternative to receiving the dividend in United States dollars ("USD"), holders may elect to receive the dividend in Singapore dollars ("SGD").
Shareholders of the Company have the following options:
OPTION 1:
Receive the cash dividend of USD0.065 in SGD
OPTION 2:
Receive the cash dividend of USD0.065 in USD (Default Option)
If we do not receive a reply by the response deadline (September 18 2013), the option will default as "USD".
Deadline: September 18 2013
Hongkong Land Holdings Limited
Hongkong Land Holdings Limited (the "Company") has declared an interim dividend for 2013 of USD0.06 per share. As an alternative to receiving the dividend in United States dollars ("USD"), holders may elect to receive the dividend in Singapore dollars ("SGD").
Shareholders of the Company have the following options:
OPTION 1:
Receive the cash dividend of USD0.06 in SGD
OPTION 2:
Receive the cash dividend of USD0.06 in USD (Default Option)
If we do not receive a reply by the response deadline (September 18 2013), the option will default as "USD".
Deadline: September 18 2013
Mandarin Oriental International Limited
Mandarin Oriental International Limited (the "Company") has declared an interim dividend for 2013 of USD0.02 per share. As an alternative to receiving the dividend in United States dollars ("USD"), holders may elect to receive the dividend in Singapore dollars ("SGD").
Shareholders of the Company have the following options:
OPTION 1:
Receive the cash dividend of USD0.02 in SGD
OPTION 2:
Receive the cash dividend of USD0.02 in USD (Default Option)
If we do not receive a reply by the response deadline (September 18 2013), the option will default as "USD".
Deadline: September 18 2013
Synear Food Holdings Limited
Exit Offer by UBS AG, Singapore branch for and on behalf of Fortune Domain Limited ("Fortune") to acquire all the issued ordinary shares in the Company (the "Exit Offer") other than those held by Fortune and held by the Company as treasury shares.
Please note the following:
- For each Offer Share - S$0.186 in cash.
- The Exit Offer will be open for acceptance until 5.30 p.m. on 18 September 2013 or such later date(s) as may be announced from time to time by or on behalf of the Offeror.
- For acceptance procedures and all other details, please refer to the Exit Offer letter dated August 12 2013.
Deadline: September 18 2013
DBS Group Holdings Limited
DBS Group Holdings Ltd (the "Issuer") has announced the application of the Scheme to the interim one-tier tax exempt dividend of S$0.28 per Share ("Dividend") in respect of the six months ended 30 June 2013. If you elect to participate in the Scheme, the new Shares will be allotted to you at the issue price of S$16.97 for each Share in lieu of the cash amount of this Dividend (after the deduction of applicable income tax).
Deadline: September 11 2013
Mermaid Maritime Public Company Limited
Non-Renounceable Non-underwritten Rights issue (the "Rights Issue") at an issue price of S$0.280 for each Rights Share (the "Issue Price"), on the basis of 4 Rights Share for every 5 existing ordinary shares held.
Further to the Company's announcement released on 29 August 2013, the Non-renounceable Non-underwritten Rights Issue will close on:
- 6 September 2013 at 5.00 p.m. (for acceptances made through an Acceptance Form); and
- 6 September 2013 at 9.30 p.m. (for acceptances made through Electronic Applications).
Deadline: September 6 2013
Boustead Singapore Limited
Boustead Singapore Limited (the "Issuer" or "Boustead") has announced the application of the Scheme to the final dividend of S$0.03 per Share and the special dividend of S$0.02 per Share ("Dividend") in respect of the year ended 31 March 2013. If you elect to participate in the Scheme, the new Shares will be allotted to you at the issue price of S$1.26 for each Share in lieu of the cash amount of this Dividend.
Kindly complete the form and return to us by 28 August 2013 if you wish to elect to participate in the scheme. Please note that you will receive the default option, which is Cash, if we do not receive your response by the stipulated date.
Deadline: August 28 2013
Boustead Singapore Limited
Boustead Singapore Limited (the "Issuer" or "Boustead") has announced the application of the Scheme to the final dividend of S$0.03 per Share and the special dividend of S$0.02 per Share ("Dividend") in respect of the year ended 31 March 2013. If you elect to participate in the Scheme, the new Shares will be allotted to you at the issue price of S$1.26 for each Share in lieu of the cash amount of this Dividend.
Kindly complete the form and return to us by 28 August 2013 if you wish to elect to participate in the scheme. Please note that you will receive the default option, which is Cash, if we do not receive your response by the stipulated date.
Deadline: August 28 2013
CapitaRetail China Trust
CapitaRetail China Trust Management Limited, as manager of CapitaRetail China Trust (the "Manager") has announced the application of the Distribution Reinvestment Plan ("DRP") to the distribution of S$0.0469 per Unit in respect of the period from 1 January 2013 to 30 June 2013. If you elect to participate in the DRP, the new Units will be allotted to you at the issue price of S$1.447 for each Unit in lieu of the cash amount of this Distribution.
If we do not receive reply by the response deadline (30 August 2013), the option will default as "CASH".
Deadline: August 30 2013
Hutchison Port Holdings
Hutchison Port Holdings Management Pte. Limited, as Trustee-Manager of Hutchison Port Holdings Trust ("HPH Trust"), has announced the application of the Currency Election to the tax-exempt distribution of HKD0.187 per unit ("Distribution"). Shareholders of the Company have the following options:
OPTION 1: Receive the distribution of HKD0.187 in HKD
OPTION 2: Receive the distribution of HKD0.187 in USD
OPTION 3: Receive the distribution of HKD0.187 in SGD (Default Option)
Deadline: August 28 2013
AIMS AMP Capital Industrial Reit
The AIMSAMPIREIT Distribution Reinvestment Plan ("AIMSAMPIREIT DRP") provides you with the option to elect to receive new units ("DRP Units") in lieu of the cash amount of any distributions to which the AIMSAMPIREIT DRP applies, declared in respect of all your holding of units which are deposited with Citibank Consumer Nominees Pte Ltd (after the deduction of any applicable income tax).
AIMS AMP Capital Industrial Trust Management Limited, acting as the manager of AIMSAMPIREIT ("Manager") has announced the application of the AIMSAMPIREIT DRP to the distribution in respect of the financial period from 2 May 2013 to 30 June 2013. If you elect to participate in the AIMSAMPIREIT DRP, the DRP Units will be allotted and issued as fully paid to you at the issue price of S$1.5598 each in lieu of the cash amount of this distribution.
If we do not receive reply by 23 August 2013, the option will default as "CASH".
Deadline: August 23 2013
Cambridge Industrial Trust
Cambridge Industrial Trust Management Limited acting as the Manager of Cambridge Industrial Trust ("Manager") has announced the application of the Cambridge Industrial Trust Distribution Reinvestment Plan ("CIT DRP") to the (i) income distribution of S$0.00018 per unit and (ii) the capital gains distribution of S$0.00095 per unit and (iii) the capital distribution of S$0.01127 per unit in respect of the financial period from 1 April 2013 to 30 June 2013. All distribution components total to S$0.0124 per unit. If you elect to participate in the CIT DRP, the DRP Units will be allotted and issued as fully paid to you at the issue price of S$0.6742 each in lieu of the cash amount of this distribution.
Deadline: August 21 2013
Mapletree Industrial Trust
The Mapletree Industrial Trust Distribution Reinvestment Plan ("MAPLETREEIND DRP") provides you with the option to elect to receive new units ("DRP Units") in lieu of the cash amount of any distribution to which the MAPLETREEIND DRP applies, declared in respect of all your holding of units which are deposited with Citibank Consumer Nominees Pte Ltd (after the deduction of any applicable income tax).
Mapletree Industrial Trust Management Limited, as the manager of MAPLETREEIND ("Manager") has announced the application of the MAPLETREEIND DRP to the distribution in respect of the financial period from 1 April 2013 to 30 June 2013 (the "1Q FY13/14 Distribution"). If you elect to participate in the MAPLETREEIND, the DRP Units will be allotted and issued as fully paid to you at the issue price of S$1.3463 each in lieu of the cash amount of this distribution (after the deduction of applicable income tax if any).
If we do not receive reply by 16 August 2013, the option will default as "CASH".
Deadline: August 16 2013
Mapletree Commercial Trust
The Mapletree Commercial Trust Distribution Reinvestment Plan ("MAPLETREECOM DRP") provides you with the option to elect to receive new units ("DRP Units") in lieu of the cash amount of any distribution to which the MAPLETREECOM DRP applies, declared in respect of all your holding of units which are deposited with Citibank Consumer Nominees Pte Ltd (after the deduction of any applicable income tax).
Mapletree Commercial Trust Management Limited, as the manager of MAPLETREECOM ("Manager") has announced the application of the MAPLETREECOM DRP to the distribution in respect of the financial period from 1 April 2013 to 30 June 2013 (the "1Q FY2013/14 Distribution"). If you elect to participate in the MAPLETREECOM DRP, the DRP Units will be allotted and issued as fully paid to you at the issue price of S$1.2027 each in lieu of the cash amount of this distribution (after the deduction of applicable income tax if any).
If we do not receive reply by 19 August 2013, the option will default as "CASH".
Deadline: August 19 2013
Mapletree Logistics Trust
Mapletree Logistics Trust Management Limited, acting as the manager of Mapletree Logistics Trust ("the Manager") has announced the application of the Distribution Reinvestment Plan (DRP) to the distribution in respect of the financial period from 1 April 2013 to 30 June 2013 (the "1Q FY13/14 Distribution"). If you elect to participate in the DRP, the new Units will be allotted to you and the issue price of S$1.0878 for each new Unit of cash amount of the 1Q FY13/14 Distribution (after the deduction of applicable income tax, if any.)
If we do not receive reply by 12 August 2013, the option will default as "CASH".
Deadline: August 12 2013
Transcu Group Limited
3 for 1 rights issue. Every 3 shares of Transcu Group Limited held is entitled to 1 right issue. Every 1 right held is entitled to subscribe for 1 new share of Transcu Group Limited.
Shareholders may subscribe for excess rights at the subscription price of SGD 0.02.
Rights subscription price: SGD 0.02
Subscription closing date: December 23 2010
If you would like to subscribe for the rights, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.
First Real Estate Investment Trust
4 for 5 rights issue. Every 4 shares of First Real Estate Investment Trust held is entitled to 5 rights issue. Every 1 right held is entitled to subscribe for 1 new share of First Real Estate Investment Trust.
Shareholders may subscribe for excess rights at the subscription price of SGD 0.50.
Rights subscription price: SGD 0.50
Subscription closing date: December 16 2010
If you would like to subscribe for the rights, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.
SP AusNet
Dividend payout. Every 1 share of SP AusNet held is entitled to AUD 0.04 as dividend payout.
Shareholders can choose to receive their dividend in one of the following options:
- Receive in shares
- Receive in cash
Note: If you would like to receive the dividend in the form of shares, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223 by November 25 2010
Ex date: November 24 2010
Record date: November 26 2010
Payment date: December 22 2010
Cambridge Industrial Trust
25 for 1 rights issue. Every 25 shares of Cambridge Industrial Trust held is entitled to 1 right issue. Every 1 right held is entitled to subscribe for 1 new share of Cambridge Industrial Trust.
Shareholders may subscribe for excess rights at the subscription price of SGD 0.531.
Rights subscription price: SGD 0.531
Subscription closing date: November 8 2010
If you would like to subscribe for the rights, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.
Falcon Energy Group Limited
5 for 1 rights issue. Every 5 shares of Falcon Energy Limited held is entitled to 1 right issue. Every 1 right held is entitled to subscribe for 1 new warrant of Falcon Energy Limited.
Shareholders can choose one of the following options:
- To subscribe up to the entitlement allocated
- Over-subscribe up to the entitlement allocated
- Take no action
Note: Kindly ensure that you have sufficient funds in your Cash Trading Account for the subscription.
Rights subscription price: SGD 0.10
Subscription closing date: October 25 2010
If you would like to exercise your options, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.
Sinotel Technologies Limited
4 for 1 rights issue. Every 4 shares of Sinotel Technologies Limited held is entitled to 1 right issue. Every 1 right held is entitled to subscribe for 1 new share of Sinotel Technologies Limited.
Shareholders can choose one of the following options:
- To subscribe up to the entitlement allocated.
- Over-subscribe under the same terms of the subscription.
- To sell their rights.
- Take no action.
Note: Kindly ensure that you have sufficient funds in your Cash Trading Account for the subscription.
Rights subscription price: SGD 0.28
Subscription closing date: October 13 2010
Last trading day of rights: October 11 2010
If you would like to exercise your options, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.
Ascott REIT
10 for 1 rights issue. Every 10 shares of Ascott REIT held is entitled to 1 right issue. The rights are non-tradable and non-transferable.
Shareholders can choose one of the following options:
- To subscribe up to the entitlement allocated.
- Over-subscribe under the same terms of the subscription.
Note: Kindly ensure that you have sufficient funds in your Cash Trading Account for the subscription.
Rights subscription price: SGD 1.07
Subscription closing date: September 29 2010
If you would like to exercise your options, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.
AIMS AMP Capital Industrial REIT
20 for 7 rights issue. Every 20 shares of AIMSAMPI REIT held is entitled to 7 rights issue.
Shareholders can choose one of the following options:
- To subscribe up to the entitlement allocated.
- Over-subscribe under the same terms of the subscription.
- To sell their rights.
Note: Kindly ensure that you have sufficient funds in your Cash Trading Account for the subscription.
Rights subscription price: SGD 0.155
Subscription closing date: October 4 2010
Last trading day of rights: October 1 2010
If you would like to exercise your options, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.
Ezra Holdings Limited
5 for 1 rights issue. Every 5 shares of Ezra Holdings Limited held is entitled to 1 right issue.
Shareholders can choose one of the following options:
- To subscribe up to the entitlement allocated.
- Over-subscribe under the same terms of the subscription.
- To sell their rights.
Note: Kindly ensure that you have sufficient funds in your Cash Trading Account for the subscription.
Rights subscription price: SGD 1.18
Subscription closing date: October 4 2010
Last trading day of rights: September 30 2010
If you would like to exercise your options, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.
MediaRing Limited (Spice I2I Limited)
MediaRing is renamed as Spice I2I Limited.
1 for 1 rights issue. Every 1 share of Spice I2I Limited held is entitled to 1 right issue. Every 1 right held is entitled to subscribe for 1 new share of Spice I2I Limited.
Shareholders can choose one of the following options:
- To subscribe up to the entitlement allocated.
- Over-subscribe under the same terms of the subscription.
Note: Kindly ensure that you have sufficient funds in your Cash Trading Account for the subscription.
Rights subscription price: SGD 0.10
Record date: July 29 2010
Subscription closing date: August 16 2010
If you would like to exercise your options, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.
PT Berlian Laju Tanker TBK
1 for 1 rights issue. Every 1 right held is entitled to subscribe for 1 new share of PT Berlian Laju Tanker TBK.
Shareholders may subscribe for excess rights at the subscription price of SGD 0.034.
Rights subscription price: SGD 0.034
Subscription closing date: July 19 2010
If you would like to subscribe for the rights, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.
Riverstone Holdings Limited
1 for 5 rights issue. Every 5 shares of Riverstone Holdings Limited held is entitled to 1 right issue. Every 1 right held is entitled to subscribe for 1 warrant of Riverstone Holdings Limited.
Shareholders may subscribe for excess rights at the subscription price of SGD 0.02.
Rights subscription price: SGD 0.02
Subscription closing date: July 19 2010
If you would like to subscribe for the rights, please call our Phone Traders at + 65 6333 3223+ 65 6333 3223.
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YUMA ENERGY INC NEW COM
Reverse share split. Every 15 share held will become 1 share
Effective Date: July 03 2019
FRANCESCAS HOLDINGS CORP
Reverse share split. Every 12 share held will become 1 share
Effective Date: July 02 2019
NEOVASC INC COM
Reverse share split. Every 10 share held will become 1 share
Effective Date: July 02 2019
SEADRILL PARTNERS LLC
Reverse share split. Every 10 share held will become 1 share
Effective Date: July 01 2019
ATYR PHARMA INC COM
Reverse share split. Every 14 share held will become 1 share
Effective Date: July 01 2019
CHINA GREEN AGRICULTURE INC
Reverse share split. Every 12 share held will become 1 share
Effective Date: June 28 2019
DIREXION SHS ETF TR DAILY FINL BEAR 3X SHS NEW
Reverse share split. Every 5 share held will become 1 share
Effective Date: June 28 2019
DIREXION SHS ETF TR DAILY JR GOLD MINERS INDEX BULL 3X SHS
Reverse share split. Every 5 share held will become 1 share
Effective Date: June 28 2019
DIREXION SHS ETF TR DAILY S&P OIL & GAS EXP PROD BEAR 3X SHS NEW
Reverse share split. Every 5 share held will become 1 share
Effective Date: June 28 2019
DIREXION SHS ETF TR DAILY SEMICONDUCTOR BEAR 3X SHS NEW
Reverse share split. Every 5 share held will become 1 share
Effective Date: June 28 2019
DIREXION SHS ETF TR DAILY SM CAP BEAR 3X SHS NEW
Reverse share split. Every 5 share held will become 1 share
Effective Date: June 28 2019
DIREXION SHS ETF TR DIREXION DAILY NAT GAS RELATED BULL 3X SHS NEW
Reverse share split. Every 5 share held will become 1 share
Effective Date: June 28 2019
VIVOS INC COM
Reverse share split. Every 8 share held will become 1 share
Effective Date: June 28 2019
AVINGER INC COM NEW
Reverse share split. Every 1 share held will become 0.1 share
Effective Date: June 21 2019
PIER IMPORTS INC DEL F/K/A PIER INC COM
Reverse share split. Every 20 share held will become 1 share
Effective Date: June 20 2019
SONOMA PHARMACEUTICALS INC COM
Reverse share split. Every 9 share held will become 1 share
Effective Date: June 20 2019
BLUE APRON HLDGS INC CL A
Reverse share split. Every 15 share held will become 1 share
Effective Date: June 17 2019
CEMTREX INC COM
Reverse share split. Every 8 share held will become 1 share
Effective Date: June 13 2019
HEMISPHERX BIOPHARMA INC COM
Reverse share split. Every 44 share held will become 1 share
Effective Date: June 11 2019
STELLAR BIOTECHNOLOGIES INC COM NO
Reverse share split. Every 6 share held will become 1 share
Effective Date: June 10 2019
VEGA BIOFUELS INC COM
Reverse share split. Every 15 share held will become 1 share
Effective Date: June 10 2019
OBSIDIAN ENERGY LTD
Reverse share split. Every 7 share held will become 1 share
Effective Date: June 07 2019
CRESA THERAPEUTICS INC COM NEW
Reverse share split. Every 1 share held will become 0.1 share
Effective Date: June 05 2019
TOGA LTD COM
Reverse share split. Every 10 share held will become 1 share
Effective Date: June 05 2019
BELLATRIX EXPLORATION LTD
Reverse share split. Every 12 share held will become 1 share
Effective Date: June 04 2019
CONTRAVIR PHARMACEUTICALS INC COM
Reverse share split. Every 70 share held will become 1 share
Effective Date: June 03 2019
SHALE OIL INTL INC COM
Reverse share split. Every 50 share held will become 1 share
Effective Date: May 31 2019
GTX INC DEL COM
Reverse Share Split
Notice Date: May 24 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: May 17 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
SESEN BIO INC COM
Reverse Share Split
Notice Date: May 16 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
UNIVERSAL POTASH CORPORATION
Reverse Share Split
Notice Date: May 10 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
VISVOS INC COM
Reverse Share Split
Notice Date: May 03 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
AVEO PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 24 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
CANCER GENETICS INC COM
Reverse Share Split
Notice Date: April 24 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
MATEON THERAPEUTICS INC COM
Reverse Share Split
Notice Date: April 24 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
BELLUS HEALTH INC
Reverse Share Split
Notice Date: April 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
CYTORI THERAPEUTICS INC COM PAR
Reverse Share Split
Notice Date: April 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
TOUGHBUILT INDS INC COM
Reverse Share Split
Notice Date: April 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
FRIENDABLE INC COM
Reverse Share Split
Notice Date: April 16 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
DOWDUPONT INC COM
Reverse Share Split
Notice Date: April 08 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
ICONIX BRAND GROUP INC COM NEW
Reverse Share Split
Notice Date: April 08 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
WEATHERFORD INTL LTD
Reverse Share Split
Notice Date: April 08 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
AIRMEDIA GROUP INC ADR
Reverse Share Split
Notice Date: April 02 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
SINTX TECHNOLOGIES INC COM
Reverse Share Split
Notice Date: March 15 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
REEBONZ HOLDING LTD
Reverse Share Split
Notice Date: March 12 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
BTCS INC COM NEW
Reverse Share Split
Notice Date: March 04 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
HELIOS AND MATHESON ANALYTICS INC
Reverse Share Split
Notice Date: January 23 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
CINEDIGM CORP COM NEW
Reverse Share Split
Notice Date: January 21 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
RENNOVA HEALTH INC COM PAR $0.0001 NEW
Reverse Share Split
Notice Date: January 18 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
VERUS INTL INC COM
Reverse Share Split
Notice Date: January 16 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
INTERCONTINENTAL HOTELS GROUP
Reverse Share Split
Notice Date: January 11 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
VITAL THERAPIES INC COM
Reverse Share Split
Notice Date: January 09 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
THESTREET COM INC COM
Reverse Share Split
Notice Date: January 02 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
GULFSLOPE ENERGY INC
Reverse Share Split
Notice Date: November 20 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
ONE HORIZON GROUP INC
Reverse Share Split
Notice Date: November 20 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
CONVERSION LABS INC
Reverse Share Split
Notice Date: October 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision./p>
HISTOGENICS CORP
Reverse Share Split
Notice Date: October 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
THOMSON‐REUTERS CORP
Reverse Share Split
Notice Date: October 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
RESHAPE LIFESCIENCES INC
Reverse Share Split
Notice Date: October 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
ENSCO PLC
Reverse Share Split
Notice Date: October 10 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
ARCA BIOPHARMA INC
Reverse Share Split
Notice Date: September 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
GROWLIFE INC
Reverse Share Split
Notice Date: September 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
Versartis Inc
Reverse Share Split
Notice Date: September 11 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
PROSHARES TRUST II SHORT VIX SHORT‐TERM FUTURES ETF
Reverse Share Split
Notice Date: August 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
AVANT DIAGNOSTICS INC
Reverse Share Split
Notice Date: August 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
ONCONOVA THERAPEUTICS INC
Reverse Share Split
Notice Date: August 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
CONCORDIA INTERNATIONAL CORP
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
CLEAN ENERGY FUELS CORPORATION
Reverse Share Split
Notice Date: May 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
EYEGATE PHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
REXLOT HOLDINGS LTD
Reverse Share Split
Notice Date: April 26 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
IMMUDYNE INC
Reverse Share Split
Notice Date: April 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
MCDERMOTT INTERNATIONAL INC
Reverse Share Split
Notice Date: April 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
BIOAMBER INC
Reverse Share Split
Notice Date: March 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
JAGUAR HEALTH INC
Reverse Share Split
Notice Date: February 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: December 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
ALCOBRA LTD
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC ‐ COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE‐REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party,such as company websites or news releases, prior to making any trading decision.
PROSHARES TR ULTRAPRO SHORT DOW 30
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 24 2019
PROSHARES TR ULTRASHORT TECHNOLOGY
Reverse share split. Every 2 share held will become 1 share
Effective Date: May 24 2019
PROSHARES TR ULTRASPRO SHORT QQQ
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 24 2019
MPHASE TECHNOLOGIES INC COM
Reverse share split. Every 1 share held will become 0.0002 share
Effective Date: May 21 2019
NAVIOS MARITIME PARTNERS L.P.
Reverse share split. Every 15 share held will become 1 share
Effective Date: May 21 2019
ONCOSEC MED INC COM
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 21 2019
VALERITAS HLDGS INC COM NEW
Reverse share split. Every 1 share held will become 0.05 share
Effective Date: May 21 2019
GENOCEA BIOSCIENCES INC COM
Reverse share split. Every 8 share held will become 1 share
Effective Date: May 20 2019
VISLINK TECHNOLOGIES INC COM
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 13 2019
AMPLIPHI BIOSCIENCES CORP COM PAR $0.001
Reverse share split. Every 14 share held will become 1 share
Effective Date: May 10 2019
CAN FITE BIOPHARMA LTD ADR
Reverse share split. Every 15 share held will become 1 share
Effective Date: May 10 2019
NOVAVAX INC COM
Reverse share split. Every 20 share held will become 1 share
Effective Date: May 10 2019
FUELCELL ENERGY INC COM
Reverse share split. Every 12 share held will become 1 share
Effective Date: May 09 2019
DELMAR PHARMACEUTICALS INC COM
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 08 2019
SPDR SERIES TRUST BLOOMBERG BARCLAYS HIGH YIELD BOND ETF
Reverse share split. Every 3 share held will become 1 share
Effective Date: May 06 2019
ALLIQUA BIOMEDICAL INC COM
Reverse share split. Every 6 share held will become 1 share
Effective Date: May 03 2019
AURIS MEDICAL HOLDING AG
Reverse share split. Every 20 share held will become 1 share
Effective Date: May 01 2019
GEOVAX LABS INC
Reverse share split. Every 500 share held will become 1 share
Effective Date: April 30 2019
SHALE OIL INTL INC COM
Reverse Share Split
Notice Date: May 28 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GTX INC DEL COM
Reverse Share Split
Notice Date: May 24 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VEGA BIOFUELS INC COM
Reverse Share Split
Notice Date: May 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: May 17 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SESEN BIO INC COM
Reverse Share Split
Notice Date: May 16 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOGA LTD COM
Reverse Share Split
Notice Date: May 16 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
UNIVERSAL POTASH CORPORATION
Reverse Share Split
Notice Date: May 10 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OBSIDIAN ENERGY LTD
Reverse Share Split
Notice Date: May 09 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FRANCESCAS HOLDINGS CORP
Reverse Share Split
Notice Date: May 08 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CEMTREX INC COM
Reverse Share Split
Notice Date: May 06 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA GREEN AGRICULTURE INC
Reverse Share Split
Notice Date: May 03 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SYNTHESIS ENERGY SYS INC COM NEW
Reverse Share Split
Notice Date: May 03 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VISVOS INC COM
Reverse Share Split
Notice Date: May 03 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BELLATRIX EXPLORATION LTD
Reverse Share Split
Notice Date: April 30 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEMISPHERX BIOPHARMA INC COM
Reverse Share Split
Notice Date: April 26 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AVEO PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 24 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CANCER GENETICS INC COM
Reverse Share Split
Notice Date: April 24 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MATEON THERAPEUTICS INC COM
Reverse Share Split
Notice Date: April 24 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEURALSTEM INC COM NEW
Reverse Share Split
Notice Date: April 24 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
YUMA ENERGY INC NEW COM
Reverse Share Split
Notice Date: April 24 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATYR PHARMA INC COM
Reverse Share Split
Notice Date: April 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AVINGER INC COM NEW
Reverse Share Split
Notice Date: April 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BELLUS HEALTH INC
Reverse Share Split
Notice Date: April 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BLUE APRON HLDGS INC CL A
Reverse Share Split
Notice Date: April 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTORI THERAPEUTICS INC COM PAR
Reverse Share Split
Notice Date: April 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOUGHBUILT INDS INC COM
Reverse Share Split
Notice Date: April 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SONOMA PHARMACEUTICALS INC COM
Reverse Share Split
Notice Date: April 17 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FRIENDABLE INC COM
Reverse Share Split
Notice Date: April 16 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CRESA THERAPEUTICS INC COM NEW
Reverse Share Split
Notice Date: April 08 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DOWDUPONT INC COM
Reverse Share Split
Notice Date: April 08 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ICONIX BRAND GROUP INC COM NEW
Reverse Share Split
Notice Date: April 08 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WEATHERFORD INTL LTD
Reverse Share Split
Notice Date: April 08 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AIRMEDIA GROUP INC ADR
Reverse Share Split
Notice Date: April 02 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONTRAVIR PHARMACEUTICALS INC COM
Reverse Share Split
Notice Date: March 25 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SINTX TECHNOLOGIES INC COM
Reverse Share Split
Notice Date: March 15 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REEBONZ HOLDING LTD
Reverse Share Split
Notice Date: March 12 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BTCS INC COM NEW
Reverse Share Split
Notice Date: March 04 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HELIOS & MATHESON ANALYTICS INC
Reverse Share Split
Notice Date: January 23 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CINEDIGM CORP COM NEW
Reverse Share Split
Notice Date: January 21 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENNOVA HEALTH INC COM PAR $0.0001 NEW
Reverse Share Split
Notice Date: January 18 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VERUS INTL INC COM
Reverse Share Split
Notice Date: January 16 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTERCONTINENTAL HOTELS GROUP
Reverse Share Split
Notice Date: January 11 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MYND ANALYTICS INC COM NEW
Reverse Share Split
Notice Date: January 09 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VITAL THERAPIES INC COM
Reverse Share Split
Notice Date: January 09 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
THESTREET COM INC COM
Reverse Share Split
Notice Date: January 02 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GULFSLOPE ENERGY INC
Reverse Share Split
Notice Date: November 20 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONE HORIZON GROUP INC
Reverse Share Split
Notice Date: November 20 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONVERSION LABS INC
Reverse Share Split
Notice Date: October 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HISTOGENICS CORP
Reverse Share Split
Notice Date: October 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
THOMSON-REUTERS CORP
Reverse Share Split
Notice Date: October 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RESHAPE LIFESCIENCES INC
Reverse Share Split
Notice Date: October 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENSCO PLC
Reverse Share Split
Notice Date: October 10 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARCA BIOPHARMA INC
Reverse Share Split
Notice Date: September 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GROWLIFE INC
Reverse Share Split
Notice Date: September 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Versartis Inc
Reverse Share Split
Notice Date: September 11 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSHARES TRUST II SHORT VIX SHORT-TERM FUTURES ETF
Reverse Share Split
Notice Date: August 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AVANT DIAGNOSTICS INC
Reverse Share Split
Notice Date: August 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONCONOVA THERAPEUTICS INC
Reverse Share Split
Notice Date: August 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONCORDIA INTERNATIONAL CORP
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN ENERGY FUELS CORPORATION
Reverse Share Split
Notice Date: May 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EYEGATE PHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXLOT HOLDINGS LTD
Reverse Share Split
Notice Date: April 26 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUDYNE INC
Reverse Share Split
Notice Date: April 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MCDERMOTT INTERNATIONAL INC
Reverse Share Split
Notice Date: April 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOAMBER INC
Reverse Share Split
Notice Date: March 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VEGA BIOFUELS INC
Reverse Share Split
Notice Date: March 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAGUAR HEALTH INC
Reverse Share Split
Notice Date: February 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: December 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALCOBRA LTD
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC - COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORP COM
Reverse share split. Every 25 share held will become 1 share
Effective Date: April 25 2019
REXAHN PHARMACEUTICALS INC COM NEW
Reverse share split. Every 12 share held will become 1 share
Effective Date: April 12 2019
MIDATECH PHARMA PLC SPONSORED ADR
Reverse share split. Every 10 share held will become 1 share
Effective Date: April 08 2019
MARATHON PATENT GROUP INC
Reverse share split. Every 4 share held will become 1 share
Effective Date: April 04 2019
ROADRUNNER TRANSPORTATION SYSTEMS
Reverse share split. Every 25 share held will become 1 share
Effective Date: April 04 2019
INSPIREMD INC COM PAR $0.0001 NEW
Reverse share split. Every 50 share held will become 1 share
Effective Date: March 29 2019
ADVAXIS INC
Reverse share split. Every 15 share held will become 1 share
Effective Date: March 29 2019
HOVNANIAN ENTERPRISES INC CL A
Reverse share split. Every 25 share held will become 1 share
Effective Date: March 29 2019
CAPITAL PRODUCT PARTNERS LP
Reverse share split. Every 7 share held will become 1 share
Effective Date: March 27 2019
CORMEDIX INC
Reverse share split. Every 5 share held will become 1 share
Effective Date: March 26 2019
DSG GLOBAL INC COM
Reverse share split. Every 4000 share held will become 1 share
Effective Date: March 26 2019
GLOBAL SHIP LEASE INC
Reverse share split. Every 1 share held will become 0.125 share
Effective Date: March 25 2019
SEANERGY MARTIME HOLDINGS CORP
Reverse share split. Every 15 share held will become 1 share
Effective Date: March 20 2019
GLOBAL GAMING TECHNOLOGIES CORP COM
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 19 2019
EDGE THERAPEUTICS INC
Reverse share split. Every 1 share held will become 0.05 share
Effective Date: March 18 2019
DPW HLDGS INC COM
Reverse share split. Every 1 share held will become 0.05 share
Effective Date: March 15 2019
ICONIX BRAND GROUP INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 14 2019
ARSANIS INC COM
Reverse share split. Every 6 share held will become 1 share
Effective Date: March 12 2019
OCEAN PWR TECHNOLOGIESINC COM PAR
Reverse share split. Every 1 share held will become 0.05 share
Effective Date: March 12 2019
ENDOLOGIX INC COM
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 06 2019
LONE STAR GOLD INC
Reverse share split. Every 100 share held will become 1 share
Effective Date: March 01 2019
ECLIPSE RESOURCES CORP
Reverse share split. Every 15 share held will become 1 share
Effective Date: March 01 2019
ECO-STRIM ENERGY SOLUTIONS INC
Reverse share split. Every 4 share held will become 1 share
Effective Date: February 25 2019
MELINTA THERAPEUTICS INC COM
Reverse share split. Every 1 share held will become 0.2 share
Effective Date: February 22 2019
TROVAGENE INC COM PAR $0.0001
Reverse share split. Every 6 share held will become 1 share
Effective Date: February 20 2019
CELLDEX THERAPEUTICS INC
Reverse share split. Every 15 share held will become 1 share
Effective Date: February 11 2019
PULMATRIX INCORPORATED
Reverse share split. Every 1 share held will become 0.1 share
Effective Date: February 06 2019
MAGNEGAS APPLIED TECHNLGY SOL INC
Reverse share split. Every 20 share held will become 1 share
Effective Date: February 01 2019
ALLIANCE MMA INC COM
Reverse share split. Every 19 share held will become 1 share
Effective Date: January 31 2019
NORDIC AMERICAN OFFSHORE LTD(BM)
Reverse share split. Every 10 share held will become 1 share
Effective Date: January 28 2019
BIOCORRX INC COM
Reverse share split. Every 100 share held will become 1 share
Effective Date: January 22 2019
ENVIRO SERV INC
Reverse share split. Every 1 share held will become 0.0005 share
Effective Date: January 15 2019
SKINVISIBLE INC
Reverse share split. Every 50 share held will become 1 share
Effective Date: January 04 2019
NAVIOS MARITIME HOLDINGS INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: January 03 2019
AURCANA CORP COM NO PAR
Reverse share split. Every 5 share held will become 1 share
Effective Date: December 31 2018
GOVERNMENT PROPERTIES INCOME TRUST
Reverse share split. Every 4 share held will become 1 share
Effective Date: December 31 2018
AVEO PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 24 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CANCER GENETICS INC COM
Reverse Share Split
Notice Date: April 24 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MATEON THERAPEUTICS INC COM
Reverse Share Split
Notice Date: April 24 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEURALSTEM INC COM NEW
Reverse Share Split
Notice Date: April 24 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
YUMA ENERGY INC NEW COM
Reverse Share Split
Notice Date: April 24 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATYR PHARMA INC COM
Reverse Share Split
Notice Date: April 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AVINGER INC COM NEW
Reverse Share Split
Notice Date: April 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BELLUS HEALTH INC
Reverse Share Split
Notice Date: April 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BLUE APRON HLDGS INC CL A
Reverse Share Split
Notice Date: April 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTORI THERAPEUTICS INC COM PAR
Reverse Share Split
Notice Date: April 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOUGHBUILT INDS INC COM
Reverse Share Split
Notice Date: April 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SONOMA PHARMACEUTICALS INC COM
Reverse Share Split
Notice Date: April 17 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FRIENDABLE INC COM
Reverse Share Split
Notice Date: April 16 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MICRO FOCUS INTL PLC SPONSORED ADR
Reverse Share Split
Notice Date: April 16 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MPHASE TECHNOLOGIES INC COM
Reverse Share Split
Notice Date: April 16 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CRESA THERAPEUTICS INC COM NEW
Reverse Share Split
Notice Date: April 08 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DOWDUPONT INC COM
Reverse Share Split
Notice Date: April 08 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ICONIX BRAND GROUP INC COM NEW
Reverse Share Split
Notice Date: April 08 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WEATHERFORD INTL LTD
Reverse Share Split
Notice Date: April 08 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AIRMEDIA GROUP INC ADR
Reverse Share Split
Notice Date: April 02 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NOVAVAX INC COM
Reverse Share Split
Notice Date: March 26 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONTRAVIR PHARMACEUTICALS INC COM
Reverse Share Split
Notice Date: March 25 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SINTX TECHNOLOGIES INC COM
Reverse Share Split
Notice Date: March 15 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VISLINK TECHNOLOGIES INC COM
Reverse Share Split
Notice Date: March 13 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party,
such as company websites or news releases, prior to making any trading decision.
GENOCEA BIOSCIENCES INC COM
Reverse Share Split
Notice Date: March 12 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REEBONZ HOLDING LTD
Reverse Share Split
Notice Date: March 12 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SPDR SERIES TRUST BLOOMBERG BARCLAYS HIGH YIELD BOND ETF
Reverse Share Split
Notice Date: March 08 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BTCS INC COM NEW
Reverse Share Split
Notice Date: March 04 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GEOVAX LABS INC
Reverse Share Split
Notice Date: February 22 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALLIQUA BIOMEDICAL INC COM
Reverse Share Split
Notice Date: January 30 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HELIOS & MATHESON ANALYTICS INC
Reverse Share Split
Notice Date: January 23 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CINEDIGM CORP COM NEW
Reverse Share Split
Notice Date: January 21 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENNOVA HEALTH INC COM PAR $0.0001 NEW
Reverse Share Split
Notice Date: January 18 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VERUS INTL INC COM
Reverse Share Split
Notice Date: January 16 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTERCONTINENTAL HOTELS GROUP
Reverse Share Split
Notice Date: January 11 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMPLIPHI BIOSCIENCES CORP COM PAR $0.001
Reverse Share Split
Notice Date: January 09 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MYND ANALYTICS INC COM NEW
Reverse Share Split
Notice Date: January 09 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VITAL THERAPIES INC COM
Reverse Share Split
Notice Date: January 09 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
THESTREET COM INC COM
Reverse Share Split
Notice Date: January 02 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GULFSLOPE ENERGY INC
Reverse Share Split
Notice Date: November 20 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONE HORIZON GROUP INC
Reverse Share Split
Notice Date: November 20 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONVERSION LABS INC
Reverse Share Split
Notice Date: October 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HISTOGENICS CORP
Reverse Share Split
Notice Date: October 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
THOMSON-REUTERS CORP
Reverse Share Split
Notice Date: October 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RESHAPE LIFESCIENCES INC
Reverse Share Split
Notice Date: October 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENSCO PLC
Reverse Share Split
Notice Date: October 10 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARCA BIOPHARMA INC
Reverse Share Split
Notice Date: September 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GROWLIFE INC
Reverse Share Split
Notice Date: September 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Versartis Inc
Reverse Share Split
Notice Date: September 11 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSHARES TRUST II SHORT VIX SHORT-TERM FUTURES ETF
Reverse Share Split
Notice Date: August 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AVANT DIAGNOSTICS INC
Reverse Share Split
Notice Date: August 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONCONOVA THERAPEUTICS INC
Reverse Share Split
Notice Date: August 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONCORDIA INTERNATIONAL CORP
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN ENERGY FUELS CORPORATION
Reverse Share Split
Notice Date: May 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EYEGATE PHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXLOT HOLDINGS LTD
Reverse Share Split
Notice Date: April 26 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUNESIS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 16 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUDYNE INC
Reverse Share Split
Notice Date: April 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MCDERMOTT INTERNATIONAL INC
Reverse Share Split
Notice Date: April 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOAMBER INC
Reverse Share Split
Notice Date: March 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VEGA BIOFUELS INC
Reverse Share Split
Notice Date: March 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAGUAR HEALTH INC
Reverse Share Split
Notice Date: February 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: December 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALCOBRA LTD
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party,
such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC - COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CATABASIS PHARMACEUTICALS INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: December 31 2018
ELDORADO GOLD CORP NEW COM
Reverse share split. Every 5 share held will become 1 share
Effective Date: December 27 2018
PLANTINUM GROUP METALS LTD COM NO –PAR (PLG)
Reverse share split. Every 10 share held will become 1 share
Effective Date: December 17 2018
OVASCIENCE INC
Reverse share split. Every 15 share held will become 1 share
Effective Date: December 10 2018
U S LITHIUM CORP (LITH)
Reverse share Split. Every 40 share held will become 1 share
Effective Date: December 04 2018
APOLLO INVESTMENT CORP (AINV)
Reverse share Split. Every 3 share held will become 1 share
Effective Date: December 03 2018
TONIX PHARMACEUTICALS HLDG CORP (TNXP)
Reverse share Split. Every 10 share held will become 1 share
Effective Date: November 28 2018
THESTREET COM INC COM
Reverse Share Split
Notice Date: January 02 2019
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ADVAXIS INC
Reverse Share Split
Notice Date: December 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPW HLDGS INC COM
Reverse Share Split
Notice Date: December 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARSANIS INC COM
Reverse Share Split
Notice Date: December 27 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALLIANCE MMA INC COM
Reverse Share Split
Notice Date: December 26 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TROVAGENE INC COM PAR $0.0001
Reverse Share Split
Notice Date: December 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EDGE THERAPEUTICS INC
Reverse Share Split
Notice Date: December 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: December 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GULFSLOPE ENERGY INC
Reverse Share Split
Notice Date: November 20 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONE HORIZON GROUP INC
Reverse Share Split
Notice Date: November 20 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MAGNEGAS APPLIED TECHNLGY SOL INC
Reverse Share Split
Notice Date: November 07 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONVERSION LABS INC
Reverse Share Split
Notice Date: October 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROADRUNNER TRANSPORTATION SYSTEMS
Reverse Share Split
Notice Date: October 24 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HISTOGENICS CORP
Reverse Share Split
Notice Date: October 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
THOMSON-REUTERS CORP
Reverse Share Split
Notice Date: October 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JRJR33 INC
Reverse Share Split
Notice Date: October 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SKINVISIBLE INC
Reverse Share Split
Notice Date: October 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RESHAPE LIFESCIENCES INC
Reverse Share Split
Notice Date: October 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENSCO PLC
Reverse Share Split
Notice Date: October 10 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HELIOS & MATHESON ANALYTICS INC
Reverse Share Split
Notice Date: September 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECLIPSE RESOURCES CORP
Reverse Share Split
Notice Date: September 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARCA BIOPHARMA INC
Reverse Share Split
Notice Date: September 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GROWLIFE INC
Reverse Share Split
Notice Date: September 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Versartis Inc
Reverse Share Split
Notice Date: September 11 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENVIRO SERV INC
Reverse Share Split
Notice Date: September 07 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSHARES TRUST II SHORT VIX SHORT-TERM FUTURES ETF
Reverse Share Split
Notice Date: August 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AVANT DIAGNOSTICS INC
Reverse Share Split
Notice Date: August 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONCONOVA THERAPEUTICS INC
Reverse Share Split
Notice Date: August 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LONE STAR GOLD INC
Reverse Share Split
Notice Date: August 23 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ICONIX BRAND GROUP INC
Reverse Share Split
Notice Date: August 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
APRICUS BIOSCIENCES INC
Reverse Share Split
Notice Date: August 01 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUNE PHARMACEUTICALS INC
Reverse Share Split
Notice Date: July 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECO-STRIM ENERGY SOLUTIONS INC
Reverse Share Split
Notice Date: May 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONCORDIA INTERNATIONAL CORP
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN ENERGY FUELS CORPORATION
Reverse Share Split
Notice Date: May 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EYEGATE PHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORMEDIX INC
Reverse Share Split
Notice Date: May 09 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXLOT HOLDINGS LTD
Reverse Share Split
Notice Date: April 26 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PULMATRIX INCORPORATED
Reverse Share Split
Notice Date: April 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUNESIS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 16 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUDYNE INC
Reverse Share Split
Notice Date: April 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MCDERMOTT INTERNATIONAL INC
Reverse Share Split
Notice Date: April 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOAMBER INC
Reverse Share Split
Notice Date: March 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VEGA BIOFUELS INC
Reverse Share Split
Notice Date: March 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAGUAR HEALTH INC
Reverse Share Split
Notice Date: February 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: December 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALCOBRA LTD
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC - COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
THOMSON-REUTERS CORP (TRI)
Reverse share split. Every 1 share held will become 0.9079 share
Effective Date: November 27 2018
CREDIT SUISSE NASSAU TRACKER ZERT 02/02/32(S&P GSCI NATURA) (DGAZ)
Reverse share split. Every 20 share held will become 1 share
Effective Date: November 26 2018
EPOXY INC (EPXY)
Reverse share split. Every 1 share held will become 0.0002 share
Effective Date: November 26 2018
INVECH HOLDINGS INC (IVHI)
Reverse share split. Every 10 share held will become 1 share
Effective Date: November 26 2018
SPI ENERGY CO LTD (SPI)
Reverse share split. Every 10 share held will become 1 share
Effective Date: November 16 2018
DIAMEDICA THERAPEUTICS INC (DMCAF)
Reverse share split. Every 20 share held will become 1 share
Effective Date: November 15 2018
NAVIOS MARITIME ACQUISITION CORP (NNA)
Reverse share split. Every 15 share held will become 1 share
Effective Date: November 14 2018
RENNOVA HEALTH INC (RNVA)
Reverse share split. Every 1 share held will become 0.002 share
Effective Date: November 13 2018
TURBO GLOBAL PARTNERS INC (TRBO)
Reverse share split. Every 1 share held will become 0.0003 share
Effective Date: November 09 2018
AKERS BIOSCIENCES INC (AKER)
Reverse share split. Every 8 share held will become 1 share
Effective Date: November 08 2018
RESHAPE LIFESCIENCES INC (RSLS)
Reverse share split. Every 1 share held will become 0.0071 share
Effective Date: November 08 2018
SPHERE 3D CORP NEW (ANY)
Reverse share split. Every 8 share held will become 1 share
Effective Date: November 06 2018
CHIPMOS TECHNOLOGIES INC (IMOS)
Reverse share split. Every 1 share held will become 0.8499 share
Effective Date: November 02 2018
INPIXON (INPX)
Reverse share split. Every 40 share held will become 1 share
Effective Date: November 02 2018
CREATIVE REALITIES INC (CREX)
Reverse share split. Every 30 share held will become 1 share
Effective Date: October 31 2018
ONE WORLD VENTURES INC (OWVI)
Reverse share split. Every 1 share held will become 0.0029 share
Effective Date: October 31 2018
GOLDEN STAR RESOURCES LTD (GSS)
Reverse share split. Every 5 share held will become 1 share
Effective Date: October 30 2018
VANECK VECTORS ETF TRUST AMT FREE INTERMEDIATE MUN INDEX ETF (ITM)
Reverse share split. Every 2 share held will become 1 share
Effective Date: October 26 2018
VANECK VECTORS ETF TRUST HIGH YIELD MUN ETF (HYD)
Reverse share split. Every 2 share held will become 1 share
Effective Date: October 26 2018
VANECK VECTORS ETF TRUST JP MORGAN EMRG MKTS LCL CURRENCY BD (EMLC)
Reverse share split. Every 2 share held will become 1 share
Effective Date: October 26 2018
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: November 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TONIX PHARMACEUTICALS HLDG CORP
Reverse Share Split
Notice Date: November 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GULFSLOPE ENERGY INC
Reverse Share Split
Notice Date: November 20 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONE HORIZON GROUP INC
Reverse Share Split
Notice Date: November 20 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MAGNEGAS APPLIED TECHNLGY SOL INC
Reverse Share Split
Notice Date: November 07 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONVERSION LABS INC
Reverse Share Split
Notice Date: October 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROADRUNNER TRANSPORTATION SYSTEMS
Reverse Share Split
Notice Date: October 24 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HISTOGENICS CORP
Reverse Share Split
Notice Date: October 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
THOMSON-REUTERS CORP
Reverse Share Split
Notice Date: October 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JRJR33 INC
Reverse Share Split
Notice Date: October 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CATABASIS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SKINVISIBLE INC
Reverse Share Split
Notice Date: October 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RESHAPE LIFESCIENCES INC
Reverse Share Split
Notice Date: October 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENSCO PLC
Reverse Share Split
Notice Date: October 11 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOAMBER INC
Reverse Share Split
Notice Date: September 20 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HELIOS & MATHESON ANALYTICS INC
Reverse Share Split
Notice Date: September 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECLIPSE RESOURCES CORP
Reverse Share Split
Notice Date: September 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARCA BIOPHARMA INC
Reverse Share Split
Notice Date: September 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GROWLIFE INC
Reverse Share Split
Notice Date: September 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Versartis Inc
Reverse Share Split
Notice Date: September 11 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENVIRO SERV INC
Reverse Share Split
Notice Date: September 07 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSHARES TRUST II SHORT VIX SHORT-TERM FUTURES ETF
Reverse Share Split
Notice Date: August 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AVANT DIAGNOSTICS INC
Reverse Share Split
Notice Date: August 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONCONOVA THERAPEUTICS INC
Reverse Share Split
Notice Date: August 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LONE STAR GOLD INC
Reverse Share Split
Notice Date: August 23 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ICONIX BRAND GROUP INC
Reverse Share Split
Notice Date: August 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OVASCIENCE INC
Reverse Share Split
Notice Date: August 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
APRICUS BIOSCIENCES INC
Reverse Share Split
Notice Date: August 01 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN POWER CONCEPTS INC
Reverse Share Split
Notice Date: July 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUNE PHARMACEUTICALS INC
Reverse Share Split
Notice Date: July 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECO-STRIM ENERGY SOLUTIONS INC
Reverse Share Split
Notice Date: May 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN ENERGY FUELS CORPORATION
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONCORDIA INTERNATIONAL CORP
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ELDORADO GOLD CORP
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EYEGATE PHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORMEDIX INC
Reverse Share Split
Notice Date: May 09 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXLOT HOLDINGS LTD
Reverse Share Split
Notice Date: April 26 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PULMATRIX INCORPORATED
Reverse Share Split
Notice Date: April 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUNESIS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 16 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUDYNE INC
Reverse Share Split
Notice Date: April 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MCDERMOTT INTERNATIONAL INC
Reverse Share Split
Notice Date: April 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOAMBER INC
Reverse Share Split
Notice Date: March 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VEGA BIOFUELS INC
Reverse Share Split
Notice Date: March 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAGUAR HEALTH INC
Reverse Share Split
Notice Date: February 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: December 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALCOBRA LTD
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC - COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Simlatus Corp (SIML)
Reverse share split. Every 1 share held will become 0.0007 share
Effective Date: October 19 2018
Versartis Inc (VSAR)
Reverse share split. Every 6 share held will become 1 share
Effective Date: October 16 2018
CREDIT SUISSE NASSAU TRACKER ZERT 14/10/31(3X LONG INDEX L) (UGLD)
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 15 2018
CREDIT SUISSE NASSAU TRACKER ZERT 14/10/31(VONT 3X L XAG) (USLV)
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 15 2018
LIQUID MEDIA GROUP LTD (YVR)
Reverse share split. Every 5 share held will become 1 share
Effective Date: October 15 2018
Las Vegas Railway Express (XTRN)
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: October 12 2018
WMIH CORP (WMIH)
Reverse share split. Every 12 share held will become 1 share
Effective Date: October 11 2018
Argentina Lithium & Energy Corp (PNXLF)
Reverse share split. Every 4 share held will become 1 share
Effective Date: October 10 2018
Front Range Resources Ltd (CSTPF)
Reverse share split. Every 17 share held will become 2 share
Effective Date: October 05 2018
Regulus Therapeutic Inc (RGLS)
Reverse share split. Every 12 share held will become 1 share
Effective Date: October 04 2018
CAPTOR CAPITAL CORP (SEUS)
Reverse share split. Every 20 share held will become 1 share
Effective Date: October 03 2018
DONG XIN BIO‐TECH (DXIN)
Reverse share split. Every 1 share held will become 0.005 share
Effective Date: October 02 2018
NEONODE INC (NEON)
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 01 2018
VELOCITYSHARES 3X LONG GOLD (UGLD)
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 01 2018
ONCONOVA THERAPEUTICS INC (ONTX)
Reverse share split. Every 15 share held will become 1 share
Effective Date: September 25 2018
CDTI ADVANCED MATERIALS INC (CDTI)
Reverse share split. Every 5 share held will become 1 share
Effective Date: September 24 2018
LICO ENERGY METALS INC (WCTXF)
Reverse share split. Every 10 share held will become 1 share
Effective Date: September 19 2018
PROSHARES TRUST II SHORT VIX SHORT TERM FUTURES ETF (SVXY)
Reverse share split. Every 4 share held will become 1 share
Effective Date: September 18 2018
PROSHARES TRUST II ULTRA VIX SHORT TERM FUTURES ETF (UVXY)
Reverse share split. Every 5 share held will become 1 share
Effective Date: September 18 2018
ONE WORLD VENTURES INC
Reverse Share Split
Notice Date: October 18 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CATABASIS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VANECK VECTORS ETF TRUST HIGH YIELD MUN ETF
Reverse Share Split
Notice Date: October 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VANECK VECTORS ETF TRUST JP MORGAN EMRG MKTS LCL CURRENCY BD
Reverse Share Split
Notice Date: October 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SKINVISIBLE INC
Reverse Share Split
Notice Date: October 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RESHAPE LIFESCIENCES INC
Reverse Share Split
Notice Date: October 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENSCO PLC
Reverse Share Split
Notice Date: October 11 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INPIXON
Reverse Share Split
Notice Date: October 11 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOAMBER INC
Reverse Share Split
Notice Date: September 20 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HELIOS & MATHESON ANALYTICS INC
Reverse Share Split
Notice Date: September 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SPHERE 3D CORP NEW
Reverse Share Split
Notice Date: September 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECLIPSE RESOURCES CORP
Reverse Share Split
Notice Date: September 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARCA BIOPHARMA INC
Reverse Share Split
Notice Date: September 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GROWLIFE INC
Reverse Share Split
Notice Date: September 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Versartis Inc
Reverse Share Split
Notice Date: September 11 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENVIRO SERV INC
Reverse Share Split
Notice Date: September 07 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSHARES TRUST II SHORT VIX SHORT‐TERM FUTURES ETF
Reverse Share Split
Notice Date: August 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AVANT DIAGNOSTICS INC
Reverse Share Split
Notice Date: August 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONCONOVA THERAPEUTICS INC
Reverse Share Split
Notice Date: August 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LONE STAR GOLD INC
Reverse Share Split
Notice Date: August 23 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ICONIX BRAND GROUP INC
Reverse Share Split
Notice Date: August 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN STAR RESOURCES LTD
Reverse Share Split
Notice Date: August 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OVASCIENCE INC
Reverse Share Split
Notice Date: August 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENNOVA HEALTH INC
Reverse Share Split
Notice Date: August 06 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
APRICUS BIOSCIENCES INC
Reverse Share Split
Notice Date: August 01 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN POWER CONCEPTS INC
Reverse Share Split
Notice Date: July 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FRIENDABLE INC
Reverse Share Split
Notice Date: July 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUNE PHARMACEUTICALS INC
Reverse Share Split
Notice Date: July 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECO‐STRIM ENERGY SOLUTIONS INC
Reverse Share Split
Notice Date: May 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN ENERGY FUELS CORPORATION
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONCORDIA INTERNATIONAL CORP
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ELDORADO GOLD CORP
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EYEGATE PHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORMEDIX INC
Reverse Share Split
Notice Date: May 09 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXLOT HOLDINGS LTD
Reverse Share Split
Notice Date: April 26 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CELLDEX THERAPEUTICS INC
Reverse Share Split
Notice Date: April 23 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PULMATRIX INCORPORATED
Reverse Share Split
Notice Date: April 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUNESIS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 16 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUDYNE INC
Reverse Share Split
Notice Date: April 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MCDERMOTT INTERNATIONAL INC
Reverse Share Split
Notice Date: April 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUEL TECH INC
Reverse Share Split
Notice Date: March 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOAMBER INC
Reverse Share Split
Notice Date: March 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MY SIZE INC
Reverse Share Split
Notice Date: March 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VEGA BIOFUELS INC
Reverse Share Split
Notice Date: March 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAGUAR HEALTH INC
Reverse Share Split
Notice Date: February 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: December 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALCOBRA LTD
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC ‐ COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE‐REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SAEXPLORATION HLDGS INC (SAEX)
Reverse share split. Every 20 share held will become 1 share
Effective Date: September 17 2018
ALTIMMUNE INC (ALT)
Reverse share split. Every 30 share held will become 1 share
Effective Date: September 14 2018
INTELLIPHARMACEUTICS INTL INC (IPCI)
Reverse share split. Every 10 share held will become 1 share
Effective Date: September 14 2018
CONCORDIA INTERNATIONAL CORP (CXRXF)
Reverse share split. Every 1 share held will become 0.0033 share
Effective Date: September 11 2018
MOVIE STUDIO INC (MVES)
Reverse share split. Every 1 share held will become 0.004 share
Effective Date: September 11 2018
VIVUS INC (VVUS)
Reverse share split. Every 10 share held will become 1 share
Effective Date: September 11 2018
JONES ENERGY INC (JONE)
Reverse share split. Every 20 share held will become 1 share
Effective Date: September 10 2018
SPECTRUM GLOBAL SOLUTIONS INC (SGSI)
Reverse share split. Every 1 share held will become 0.005 share
Effective Date: September 10 2018
ELITE DATA SVCS INC – DEAC
Reverse share split. Every 1 share held will become 0.0003 share
Effective Date: September 05 2018
MICROBOT MEDICAL INC – MBOT
Reverse share split. Every 15 share held will become 1 share
Effective Date: September 05 2018
PERION NETWORK (PERI)
Reverse share split. Every 3 share held will become 1 share
Effective Date: August 27 2018
IPASS INC (IPAS)
Reverse share split. Every 10 share held will become 1 share
Effective Date: August 23 2018
UOMO MEDIA INC (UOMO)
Reverse share split. Every 1 share held will become 0.0007 share
Effective Date: August 16 2018
SPROTT RESOURCE HOLDINGS INC (SRHIF)
Reverse share split. Every 20 share held will become 1 share
Effective Date: August 15 2018
RAIT FINANCIAL TRUST (RASF)
Reverse share split. Every 50 share held will become 1 share
Effective Date: August 14 2018
AYTU BIOSCIENCE INC (AYTU)
Reverse share split. Every 20 share held will become 1 share
Effective Date: August 13 2018
NEXT GROUP HOLDINGS INC (NXGH)
Reverse share split. Every 1 share held will become 0.0033 share
Effective Date: August 13 2018
SYNTHETIC BIOLOGICS INC (SYN)
Reverse share split. Every 35 share held will become 1 share
Effective Date: August 13 2018
$ Arion Ent (5VU)
Reverse share split. Every 10 share held will become 1 share
Effective Date: August 06 2018
IMAGING DIAGNOSTIC SYSTEMS INC (IMDS)
Reverse share split. Every 1000 share held will become 1 share
Effective Date: July 27 2018
ECLIPSE RESOURCES CORP
Reverse Share Split
Notice Date: September 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARCA BIOPHARMA INC
Reverse Share Split
Notice Date: September 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GROWLIFE INC
Reverse Share Split
Notice Date: September 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Versartis Inc
Reverse Share Split
Notice Date: September 11 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARINA BIOTECH INC
Reverse Share Split
Notice Date: September 10 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENVIRO SERV INC
Reverse Share Split
Notice Date: September 07 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSHARES TRUST II SHORT VIX SHORT-TERM FUTURES ETF
Reverse Share Split
Notice Date: August 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AVANT DIAGNOSTICS INC
Reverse Share Split
Notice Date: August 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REGULUS THERAPEUTICS INC
Reverse Share Split
Notice Date: August 29 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONCONOVA THERAPEUTICS INC
Reverse Share Split
Notice Date: August 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LONE STAR GOLD INC
Reverse Share Split
Notice Date: August 23 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ICONIX BRAND GROUP INC
Reverse Share Split
Notice Date: August 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WMIH CORP
Reverse Share Split
Notice Date: August 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN STAR RESOURCES LTD
Reverse Share Split
Notice Date: August 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RESHAPE LIFESCIENCES INC
Reverse Share Split
Notice Date: August 14 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OVASCIENCE INC
Reverse Share Split
Notice Date: August 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U S GOLD CORP
Reverse Share Split
Notice Date: August 10 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENNOVA HEALTH INC
Reverse Share Split
Notice Date: August 06 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
APRICUS BIOSCIENCES INC
Reverse Share Split
Notice Date: August 01 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN POWER CONCEPTS INC
Reverse Share Split
Notice Date: July 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FRIENDABLE INC
Reverse Share Split
Notice Date: July 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VAPOR GROUP INC
Reverse Share Split
Notice Date: July 09 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CDTI ADVANCED MATERIALS INC
Reverse Share Split
Notice Date: July 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUNE PHARMACEUTICALS INC
Reverse Share Split
Notice Date: July 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECO-STRIM ENERGY SOLUTIONS INC
Reverse Share Split
Notice Date: May 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN ENERGY FUELS CORPORATION
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONCORDIA INTERNATIONAL CORP
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ELDORADO GOLD CORP
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EYEGATE PHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORMEDIX INC
Reverse Share Split
Notice Date: May 09 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXLOT HOLDINGS LTD
Reverse Share Split
Notice Date: April 26 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CELLDEX THERAPEUTICS INC
Reverse Share Split
Notice Date: April 23 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEONODE INC
Reverse Share Split
Notice Date: April 18 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PULMATRIX INCORPORATED
Reverse Share Split
Notice Date: April 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUNESIS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 16 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUDYNE INC
Reverse Share Split
Notice Date: April 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SKINVISIBLE INC
Reverse Share Split
Notice Date: April 04 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MCDERMOTT INTERNATIONAL INC
Reverse Share Split
Notice Date: April 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUEL TECH INC
Reverse Share Split
Notice Date: March 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOAMBER INC
Reverse Share Split
Notice Date: March 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MY SIZE INC
Reverse Share Split
Notice Date: March 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VEGA BIOFUELS INC
Reverse Share Split
Notice Date: March 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAGUAR HEALTH INC
Reverse Share Split
Notice Date: February 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: December 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALCOBRA LTD
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC - COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PENDRELL CORPORATION (PCOA)
Reverse share split. Every 1 share held will become 0.004 share
Effective Date: August 01 2018
JMU LTD (JMU)
Reverse share split. Every 10 share held will become 1 share
Effective Date: July 31 2018
IDERA PHARMACEUTICALS INC (IDRA)
Reverse share split. Every 8 share held will become 1 share
Effective Date: July 30 2018
PARKER DRILLING CO ( PKD)
Reverse share split. Every 15 share held will become 1 share
Effective Date: July 27 2018
HELIOS & MATHESON NORTH AMERICA INC (HMNY)
Reverse share split. Every 1 share held will become 0.004 share
Effective Date: July 25 2018
SUPERCONDUCTOR TECHNOLOGIES INC (SCON)
Reverse share split. Every 10 share held will become 1 share
Effective Date: July 24 2018
ASCENT SOLAR TECHNOLOGIES INC (ASTI)
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: July 23 2018
CLIKIA CORP (CLKA)
Reverse share split. Every 1 share held will become 0.002 share
Effective Date: July 23 2018
CELLECTAR BIOSCIENCES INC (CLRB)
Reverse share split. Every 10 share held will become 1 share
Effective Date: July 17 2018
BIOCEPT INC (BIOC)
Reverse share split. Every 30 share held will become 1 share
Effective Date: July 10 2018
ORIGIN AGRITECH LIMITED (SEED)
Reverse share split. Every 10 share held will become 1 share
Effective Date: July 10 2018
TAURIGA SCIENCES INC (TAUG)
Reverse share split. Every 75 share held will become 1 share
Effective Date: July 09 2018
SYNTHETIC BIOLOGICS INC
Reverse Share Split
Notice Date: August 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMAGING DIAGNOSTIC SYSTEMS INC
Reverse Share Split
Notice Date: August 02 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
APRICUS BIOSCIENCES INC
Reverse Share Split
Notice Date: August 01 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN POWER CONCEPTS INC
Reverse Share Split
Notice Date: July 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALTIMMUNE INC
Reverse Share Split
Notice Date: July 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VIVUS INC COM
Reverse Share Split
Notice Date: July 20 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FRIENDABLE INC
Reverse Share Split
Notice Date: July 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MICROBOT MEDICAL INC
Reverse Share Split
Notice Date: July 18 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTELLIPHARMACEUTICS INTL INC
Reverse Share Split
Notice Date: July 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VAPOR GROUP INC
Reverse Share Split
Notice Date: July 09 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CDTI ADVANCED MATERIALS INC
Reverse Share Split
Notice Date: July 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUNE PHARMACEUTICALS INC
Reverse Share Split
Notice Date: July 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AYTU BIOSCIENCE INC
Reverse Share Split
Notice Date: June 11 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOCORRX INC
Reverse Share Split
Notice Date: June 04 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECO‐STRIM ENERGY SOLUTIONS INC
Reverse Share Split
Notice Date: May 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONCONOVA THERAPEUTICS INC
Reverse Share Split
Notice Date: May 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RAIT FINANCIAL TRUST
Reverse Share Split
Notice Date: May 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN ENERGY FUELS CORPORATION
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONCORDIA INTERNATIONAL CORP
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ELDORADO GOLD CORP
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EYEGATE PHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORMEDIX INC
Reverse Share Split
Notice Date: May 09 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXLOT HOLDINGS LTD
Reverse Share Split
Notice Date: April 26 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CELLDEX THERAPEUTICS INC
Reverse Share Split
Notice Date: April 23 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IPASS INC
Reverse Share Split
Notice Date: April 23 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SPROTT RESOURCE HOLDINGS INC
Reverse Share Split
Notice Date: April 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEONODE INC
Reverse Share Split
Notice Date: April 18 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PULMATRIX INCORPORATED
Reverse Share Split
Notice Date: April 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUNESIS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 16 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUDYNE INC
Reverse Share Split
Notice Date: April 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SKINVISIBLE INC
Reverse Share Split
Notice Date: April 04 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MCDERMOTT INTERNATIONAL INC
Reverse Share Split
Notice Date: April 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUEL TECH INC
Reverse Share Split
Notice Date: March 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOAMBER INC
Reverse Share Split
Notice Date: March 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MY SIZE INC
Reverse Share Split
Notice Date: March 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VEGA BIOFUELS INC
Reverse Share Split
Notice Date: March 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAGUAR HEALTH INC
Reverse Share Split
Notice Date: February 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EGALET CORPORATION
Reverse Share Split
Notice Date: January 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: December 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALCOBRA LTD
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC ‐ COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE‐REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AIR TRANSPORT GROUP HLDGS INC – AITG
Reverse share split. Every 1 share held will become 0.005 share
Effective Date: July 02 2018
MELIOR RESOURCES INC – CCJMF
Reverse share split. Every 10 share held will become 1 share
Effective Date: June 15 2018
FERGUSON PLC – FERGD
Reverse share split. Every 19 share held will become 18 share
Effective Date: June 11 2018
IBIO INC – IBIO
Reverse share split. Every 10 share held will become 1 share
Effective Date: June 11 2018
LOGIQ ASSET MANAGEMENT INC - AHFCF
Reverse share split. Every 12 share held will become 1 share
Effective Date: June 11 2018
CREDIT SUISSE NASSAU VELOCITY DAILY 2X SHT TRM TERM ETN(P/S) – TVIX
Reverse share split. Every 10 share held will become 1 share
Effective Date: June 08 2018
GLOBAL POLE TRUSION GROUP CORP – GPGC
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: June 08 2018
GEVO INC - GEVO
Reverse share split. Every 20 share held will become 1 share
Effective Date: June 04 2018
RESHAPE LIFESCIENCES INC - RSLS
Reverse share split. Every 15 share held will become 1 share
Effective Date: June 04 2018
TROVAGENE – TROV
Reverse share split. Every 12 share held will become 1 share
Effective Date: June 04 2018
HELIOS & MATHESON NORTH AMERICA INC
Reverse Share Split
Notice Date: June 29 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AYTU BIOSCIENCE INC
Reverse Share Split
Notice Date: June 11 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOCORRX INC
Reverse Share Split
Notice Date: June 04 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECO-STRIM ENERGY SOLUTIONS INC
Reverse Share Split
Notice Date: May 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONCONOVA THERAPEUTICS INC
Reverse Share Split
Notice Date: May 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RAIT FINANCIAL TRUST
Reverse Share Split
Notice Date: May 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN ENERGY FUELS CORPORATION
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONCORDIA INTERNATIONAL CORP
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ELDORADO GOLD CORP
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOCEPT INC
Reverse Share Split
Notice Date: May 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EYEGATE PHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IDERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 14 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORMEDIX INC
Reverse Share Split
Notice Date: May 09 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ASCENT SOLAR TECHNOLOGIES INC
Reverse Share Split
Notice Date: May 02 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUPERCONDUCTOR TECHNOLOGIES INC
Reverse Share Split
Notice Date: May 02 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXLOT HOLDINGS LTD
Reverse Share Split
Notice Date: April 26 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CELLDEX THERAPEUTICS INC
Reverse Share Split
Notice Date: April 23 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IPASS INC
Reverse Share Split
Notice Date: April 23 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SPROTT RESOURCE HOLDINGS INC
Reverse Share Split
Notice Date: April 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEONODE INC
Reverse Share Split
Notice Date: April 18 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PULMATRIX INCORPORATED
Reverse Share Split
Notice Date: April 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUNESIS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 16 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUDYNE INC
Reverse Share Split
Notice Date: April 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SKINVISIBLE INC
Reverse Share Split
Notice Date: April 04 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MCDERMOTT INTERNATIONAL INC
Reverse Share Split
Notice Date: April 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUEL TECH INC
Reverse Share Split
Notice Date: March 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOAMBER INC
Reverse Share Split
Notice Date: March 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MY SIZE INC
Reverse Share Split
Notice Date: March 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PARKER DRILLING CO
Reverse Share Split
Notice Date: March 16 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VEGA BIOFUELS INC
Reverse Share Split
Notice Date: March 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAGUAR HEALTH INC
Reverse Share Split
Notice Date: February 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TANZANIAN ROYALTY EXPLORATION CORP
Reverse Share Split
Notice Date: February 01 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EGALET CORPORATION
Reverse Share Split
Notice Date: January 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: December 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALCOBRA LTD
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC - COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAGUAR HEALTH INC – JAGX
Reverse share split. Every 15 share held will become 1 share
Effective Date: June 01 2018
LA QUINTA HOLDINGS – LQ
Reverse share split. Every 2 share held will become 1 share
Effective Date: May 31 2018
CURIS INC – CRIS
Reverse share split. Every 5 share held will become 1 share
Effective Date: May 30 2018
CONTRAVIR PHARMACEUTICALS INC – CTRV
Reverse share split. Every 8 share held will become 1 share
Effective Date: May 29 2018
WINDSTREAM HLDGS INC – WIN
Reverse share split. Every 5 share held will become 1 share
Effective Date: May 29 2018
FIBROCELL SCIENCE INC (FCSC)
Reverse share split. Every 5 share held will become 1 share
Effective Date: May 25 2018
ONCOLYTICS BIOTECH INC (ONCYF)
Reverse share split. Every 19 share held will become 2 share
Effective Date: May 25 2018
ACHIEVE LIFE SCIENCE INC (ACHV)
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 24 2018
CYTORI THERAPEUTICS INC (CYTX)
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 24 2018
PROSHARES TRUST PSHS SH MDCAP400 (MYY)
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 24 2018
PROSHARES TRUST PSHS SHTFINL ETF (SEF)
Reverse share split. Every 2 share held will become 1 share
Effective Date: May 24 2018
PROSHARES TRUST PSHS ULTSHRT QQQ (QID)
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 24 2018
PROSHARES TRUST SHORT DOW 30 PROSHARES (DOG)
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 24 2018
PROSHARES TRUST ULTRAPRO SHORT NASDAQ BIOTE (ZBIO)
Reverse share split. Every 2 share held will become 1 share
Effective Date: May 24 2018
PROSHARES TRUST ULTRAPRO SHORT S&P500 (SPXU)
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 24 2018
PROSHARES TRUST ULTRASHORT DOW30 (DXD)
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 24 2018
PROSHARES TRUST ULTRASHORT FTSE CHINA 50 NEW JAN 2014 (FXP)
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 24 2018
PROSHARES TRUST ULTRASHORT MSCI BRAZIL CAPPED (BZQ)
Reverse share split. Every 5 share held will become 1 share
Effective Date: May 24 2018
PROSHARES TRUST ULTRASHORT MSCI EMERGING MARKETS N (EEV)
Reverse share split. Every 5 share held will become 1 share
Effective Date: May 24 2018
PROSHARES TRUST ULTRSHRT BASIC MATERIALS (SMN)
Reverse share split. Every 2 share held will become 1 share
Effective Date: May 24 2018
PROSHARES TRUST ULTRSHT SEMICONDUCTORS (SSG)
Reverse share split. Every 2 share held will become 1 share
Effective Date: May 24 2018
GVCL VENTURES INC (GVCL)
Reverse share split. Every 1 share held will become 0.005 share
Effective Date: May 22 2018
DDR CORP – DDR
Reverse share split. Every 2 share held will become 1 share
Effective Date: May 21 2018
COMMANDER RESOURCE – CMDRF
Reverse share split. Every 5 share held will become 1 share
Effective Date: May 17 2018
BIOLASE INC – BIOL
Reverse share split. Every 5 share held will become 1 share
Effective Date: May 11 2018
THE9 LTD (NCTY)
Reverse share split. Every 3 share held will become 1 share
Effective Date: May 09 2018
FUSION TELECOMMUNICATIONS INTL INC – FSNN
Reverse share split. Every 3 share held will become 2 share
Effective Date: May 07 2018
STELLAR BIOTECHNOLOGIES INC – SBOT
Reverse share split. Every 7 share held will become 1 share
Effective Date: May 07 2018
OPTIUM CYBER SYSTEMS INC (OCSY)
Reverse share split. Every 1 share held will become 0.002 share
Effective Date: May 03 2018
UNITY BIOTECHNOLOGY INC (UBX)
Reverse share split. Every 59 share held will become 20 share
Effective Date: May 03 2018
DELCATH SYSTEMS INC (JPOTF)
Reverse share split. Every 1 share held will become 0.002 share
Effective Date: May 02 2018
FISSION 3.0 CORP (FISOF)
Reverse share split. Every 4 share held will become 1 share
Effective Date: April 30 2018
ECO‐STRIM ENERGY SOLUTIONS INC
Reverse Share Split
Notice Date: May 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FERGUSON PLC
Reverse Share Split
Notice Date: May 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONCONOVA THERAPEUTICS INC
Reverse Share Split
Notice Date: May 30 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RAIT FINANCIAL TRUST
Reverse Share Split
Notice Date: May 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN ENERGY FUELS CORPORATION
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONCORDIA INTERNATIONAL CORP
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ELDORADO GOLD CORP
Reverse Share Split
Notice Date: May 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOCEPT INC
Reverse Share Split
Notice Date: May 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EYEGATE PHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 21 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IDERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 14 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORMEDIX INC
Reverse Share Split
Notice Date: May 09 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ASCENT SOLAR TECHNOLOGIES INC
Reverse Share Split
Notice Date: May 02 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAVITATION TECHNOLOGIES INC
Reverse Share Split
Notice Date: May 02 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUPERCONDUCTOR TECHNOLOGIES INC
Reverse Share Split
Notice Date: May 02 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXLOT HOLDINGS LTD
Reverse Share Split
Notice Date: April 26 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RESHAPE LIFESCIENCES INC
Reverse Share Split
Notice Date: April 24 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CELLDEX THERAPEUTICS INC
Reverse Share Split
Notice Date: April 23 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IPASS INC
Reverse Share Split
Notice Date: April 23 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SPROTT RESOURCE HOLDINGS INC
Reverse Share Split
Notice Date: April 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEONODE INC
Reverse Share Split
Notice Date: April 18 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TROVAGENE INC
Reverse Share Split
Notice Date: April 18 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PULMATRIX INCORPORATED
Reverse Share Split
Notice Date: April 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GEVO INC
Reverse Share Split
Notice Date: April 16 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUNESIS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 16 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUDYNE INC
Reverse Share Split
Notice Date: April 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SKINVISIBLE INC
Reverse Share Split
Notice Date: April 04 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MCDERMOTT INTERNATIONAL INC
Reverse Share Split
Notice Date: April 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUEL TECH INC
Reverse Share Split
Notice Date: March 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOAMBER INC
Reverse Share Split
Notice Date: March 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MY SIZE INC
Reverse Share Split
Notice Date: March 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PARKER DRILLING CO
Reverse Share Split
Notice Date: March 16 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VEGA BIOFUELS INC
Reverse Share Split
Notice Date: March 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAGUAR HEALTH INC
Reverse Share Split
Notice Date: February 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TANZANIAN ROYALTY EXPLORATION CORP
Reverse Share Split
Notice Date: February 01 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EGALET CORPORATION
Reverse Share Split
Notice Date: January 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: December 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALCOBRA LTD
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC ‐ COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE‐REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ESSA PHARMA INC (EPIX)
Reverse share split. Every 20 share held will become 1 share
Effective Date: April 25 2018
MONEYONMOBILE INC (MOMT)
Reverse share split. Every 20 share held will become 1 share
Effective Date: April 25 2018
NUSTATE ENERGY HOLDINGS INC (NSEH)
Reverse share split. Every 1 share held will become 0.0003 share
Effective Date: April 25 2018
ATOSSA GENETICS INC (ATOS)
Reverse share split. Every 12 share held will become 1 share
Effective Date: April 20 2018
JACKPOT DIGITAL INC (JPOTF)
Reverse share split. Every 10 share held will become 1 share
Effective Date: April 20 2018
VEGA BIOFUELS INC (VGPR)
Reverse share split. Every 1 share held will become 0.004 share
Effective Date: April 20 2018
MOVIT MEDIA CORP (DTSRF)
Reverse share split. Every 25 share held will become 2 share
Effective Date: April 18 2018
POSITIVEID CORP (PSID)
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: April 18 2018
INVIVO THERAPEUTICS HOLDING CORP (NVIV)
Reverse share split. Every 25 share held will become 1 share
Effective Date: April 17 2018
FISSION 3.0 CORP (FISOF)
Reverse share split. Every 4 share held will become 1 share
Effective Date: April 10 2018
DEFENSE TECHNOLOGIES INTL CORP (DTII)
Reverse share split. Every 1 share held will become 0.0007 share
Effective Date: April 09 2018
TURTLE BEACH CORP (HEAR)
Reverse share split. Every 4 share held will become 1 share
Effective Date: April 09 2018
REDKNEE SOLUTIONS INC (RKNEF)
Reverse share split. Every 50 share held will become 1 share
Effective Date: April 05 2018
DIREXION SHARES ETF TRUST DAILY ENERGY BEAR 3X SHARES (ERY)
Reverse share split. Every 5 share held will become 1 share
Effective Date: March 29 2018
DIREXION SHARES ETF TRUST DAILY FTSE CHINA BEAR 3X (YANG)
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 29 2018
DIREXION SHARES ETF TRUST DAILY MSCI EMRG MKTS BR 3X SHS (EDZ)
Reverse share split. Every 5 share held will become 1 share
Effective Date: March 29 2018
DIREXION SHARES ETF TRUST DAILY S&P BIOTECH BEAR 3X SHARE (LABD)
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 29 2018
DIREXION SHARES ETF TRUST DAILY TECHNOLOGY BEAR 3X SHARES (TECS)
Reverse share split. Every 5 share held will become 1 share
Effective Date: March 29 2018
REXLOT HOLDINGS LTD
Reverse Share Split
Notice Date: April 26 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RESHAPE LIFESCIENCES INC
Reverse Share Split
Notice Date: April 24 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CELLDEX THERAPEUTICS INC
Reverse Share Split
Notice Date: April 23 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IPASS INC
Reverse Share Split
Notice Date: April 23 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SPROTT RESOURCE HOLDINGS INC
Reverse Share Split
Notice Date: April 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEONODE INC
Reverse Share Split
Notice Date: April 18 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TROVAGENE INC
Reverse Share Split
Notice Date: April 18 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PULMATRIX INCORPORATED
Reverse Share Split
Notice Date: April 17 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GEVO INC
Reverse Share Split
Notice Date: April 16 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUNESIS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 16 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DELCATH SYSTEMS INC
Reverse Share Split
Notice Date: April 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUDYNE INC
Reverse Share Split
Notice Date: April 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ACHIEVE LIFE SCIENCE INC
Reverse Share Split
Notice Date: April 06 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CURIS INC
Reverse Share Split
Notice Date: April 05 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIBROCELL SCIENCE INC
Reverse Share Split
Notice Date: April 04 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SKINVISIBLE INC
Reverse Share Split
Notice Date: April 04 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MCDERMOTT INTERNATIONAL INC
Reverse Share Split
Notice Date: April 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WINDSTREAM HLDGS INC
Reverse Share Split
Notice Date: April 02 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTORI THERAPEUTICS INC
Reverse Share Split
Notice Date: March 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUEL TECH INC
Reverse Share Split
Notice Date: March 28 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOLASE INC
Reverse Share Split
Notice Date: March 27 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VAALCO ENERGY INC
Reverse Share Split
Notice Date: March 27 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOAMBER INC
Reverse Share Split
Notice Date: March 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MY SIZE INC
Reverse Share Split
Notice Date: March 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PARKER DRILLING CO
Reverse Share Split
Notice Date: March 16 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DDR Corp
Reverse Share Split
Notice Date: March 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VEGA BIOFUELS INC
Reverse Share Split
Notice Date: March 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OBSIDIAN ENERGY LTD
Reverse Share Split
Notice Date: March 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAGUAR HEALTH INC
Reverse Share Split
Notice Date: February 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENNOVA HEALTH INC
Reverse Share Split
Notice Date: February 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TANZANIAN ROYALTY EXPLORATION CORP
Reverse Share Split
Notice Date: February 01 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONCOLYTICS BIOTECH INC
Reverse Share Split
Notice Date: January 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EGALET CORPORATION
Reverse Share Split
Notice Date: January 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: December 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIMLATUS CORPORATION
Reverse Share Split
Notice Date: November 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALCOBRA LTD
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC ‐ COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE‐REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENERJEX RESOURCES INC (ENRJ)
Reverse share split. Every 25 share held will become 1 share
Effective Date: March 26 2018
TOP SHIPS INC (TOPS)
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 26 2018
MANUFACTURED HOUSING PROPERTIES INC (MHPC)
Reverse share split. Every 6 share held will become 1 share
Effective Date: March 23 2018
PROSHARES TRUST II ULTRA BLOOMBERG NAT GAS (BOIL)
Reverse share split. Every 5 share held will become 1 share
Effective Date: March 20 2018
PROSHARES TRUST II ULTRAPRO 3X SHORT CRUDE OIL ETF (OILD)
Reverse share split. Every 4 share held will become 1 share
Effective Date: March 20 2018
NEW YORK REIT INC (NYRT)
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 16 2018
JB&ZJMY HOLDING COMPANY INC (JBZY)
Reverse share split. Every 100 share held will become 1 share
Effective Date: March 15 2018
AURIS MEDICAL HOLDING AG (EARS)
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 14 2018
TERRA TECH (TRTC)
Reverse share split. Every 15 share held will become 1 share
Effective Date: March 13 2018
INFOSONICS CORP (IFON)
Reverse share split. Every 5 share held will become 1 share
Effective Date: March 09 2018
ATI MODULAR TECHNOLOGY CORP (ATMO)
Reverse share split. Every 50 share held will become 1 share
Effective Date: March 08 2018
LIFEQUEST WORLD CORP (LQWC)
Reverse share split. Every 1 share held will become 0.005 share
Effective Date: March 08 2018
CAMBER ENERGY INC (CEI)
Reverse share split. Every 25 share held will become 1 share
Effective Date: March 05 2018
WIZE PHARMA INC (WIZP)
Reverse share split. Every 24 share held will become 1 share
Effective Date: March 05 2018
VIRTRA INC (VTSI)
Reverse share split. Every 2 share held will become 1 share
Effective Date: March 02 2018
BIOLASE INC
Reverse Share Split
Notice Date: March 27 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VAALCO ENERGY INC
Reverse Share Split
Notice Date: March 27 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOAMBER INC
Reverse Share Split
Notice Date: March 22 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MY SIZE INC
Reverse Share Split
Notice Date: March 19 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PARKER DRILLING CO
Reverse Share Split
Notice Date: March 16 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DDR Corp
Reverse Share Split
Notice Date: March 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VEGA BIOFUELS INC
Reverse Share Split
Notice Date: March 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: March 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OBSIDIAN ENERGY LTD
Reverse Share Split
Notice Date: March 12 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY EMERGING MKTS BEAR 3X
Reverse Share Split
Notice Date: March 05 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY ENERGY BEAR 3X
Reverse Share Split
Notice Date: March 05 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DIREXION DAILY S&P BIOTECH BEAR 3X
Reverse Share Split
Notice Date: March 05 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY FTSE CHINA BEAR 3X
Reverse Share Split
Notice Date: March 02 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAGUAR HEALTH INC
Reverse Share Split
Notice Date: February 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENNOVA HEALTH INC
Reverse Share Split
Notice Date: February 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TANZANIAN ROYALTY EXPLORATION CORP
Reverse Share Split
Notice Date: February 01 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONCOLYTICS BIOTECH INC
Reverse Share Split
Notice Date: January 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: January 09 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EGALET CORPORATION
Reverse Share Split
Notice Date: January 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IDERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: December 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: December 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIMLATUS CORPORATION
Reverse Share Split
Notice Date: November 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALCOBRA LTD
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COGINT INC
Reverse Share Split
Notice Date: September 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC - COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TENAX THERAPEUTICS INC (TENX)
Reverse share split. Every 20 share held will become 1 share
Effective Date: February 26 2018
INTERCLOUD SYSTEMS INC (ICLD)
Reverse share split. Every 100 share held will become 1 share
Effective Date: February 23 2018
WATER TECHNOLOGIES INTERNATIONAL IN (WTII)
Reverse share split. Every 50 share held will become 1 share
Effective Date: February 23 2018
GOLDEN EAGLE INTERNATIONAL INC (MYNG)
Reverse share split. Every 11 share held will become 1 share
Effective Date: February 22 2018
MABVAX THERAPEUTICS HOLDINGS INC
Reverse share split. Every 3 share held will become 1 share
Effective Date: February 16 2018
CODE GREEN APPAREL CORP (CGAC)
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: February 15 2018
Worlds Inc (WDDD)
Reverse share split. Every 5 share held will become 1 share
Effective Date: February 15 2018
AVIRAGEN THERAPEUTICS INC (AVIR)
Reverse share split. Every 11 share held will become 1 share
Effective Date: February 14 2018
SKY DIGITAL STORES CORP (SKYC)
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: February 14 2018
XTANT MEDICAL HLDGS INC (XTNT)
Reverse share split. Every 12 share held will become 1 share
Effective Date: February 14 2018
MONAKER GROUP INC (MKGI)
Reverse share split. Every 5 share held will become 2 share
Effective Date: February 12 2018
BIO-PATH HOLDINGS INC (BPTH)
Reverse share split. Every 10 share held will become 1 share
Effective Date: February 09 2018
INSPIREMD INC (NSPR)
Reverse share split. Every 35 share held will become 1 share
Effective Date: February 08 2018
ITOCO MINING CORP (ITMC)
Reverse share split. Every 30 share held will become 1 share
Effective Date: February 07 2018
COSMOS GROUP HOLDINGS INC (COSG)
Reverse share split. Every 20 share held will become 1 share
Effective Date: February 06 2018
FREESEAS INC (FREEF)
Reverse share split. Every 1 share held will become 0.0002 share
Effective Date: February 06 2018
INPIXON (INPX)
Reverse share split. Every 30 share held will become 1 share
Effective Date: February 06 2018
DONG FANG HUI LE INC (DFHL)
Reverse share split. Every 1 share held will become 0.0001 share
Effective Date: February 05 2018
HARTE-HANKS INC (HHS)
Reverse share split. Every 10 share held will become 1 share
Effective Date: February 01 2018
AVINGER INC (AVINGER INC )
Reverse share split. Every 40 share held will become 1 share
Effective Date: January 31 2018
WPCS INTERNATIONAL INC (WPCS)
Reverse share split. Every 4 share held will become 1 share
Effective Date: January 31 2018
TENAX THERAPEUTICS INC
Reverse Share Split
Notice Date: February 14 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAGUAR HEALTH INC
Reverse Share Split
Notice Date: February 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENNOVA HEALTH INC
Reverse Share Split
Notice Date: February 13 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TANZANIAN ROYALTY EXPLORATION CORP
Reverse Share Split
Notice Date: February 01 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONCOLYTICS BIOTECH INC
Reverse Share Split
Notice Date: January 31 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: January 09 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EGALET CORPORATION
Reverse Share Split
Notice Date: January 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IDERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: December 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: December 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIMLATUS CORPORATION
Reverse Share Split
Notice Date: November 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMBER ENERGY INC
Reverse Share Split
Notice Date: November 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALCOBRA LTD
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COGINT INC
Reverse Share Split
Notice Date: September 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TERRA TECH
Reverse Share Split
Notice Date: August 02 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC - COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Zosano Pharma Corp
Reverse share split. Every 20 share held will become 1 share
Effective Date: January 26 2018
ARCADIA BIOSCIENCES INC (RKDA)
Reverse share split. Every 20 share held will become 1 share
Effective Date: January 24 2018
AVESORO RESOURCES INC (ARSMF)
Reverse share split. Every 100 share held will become 1 share
Effective Date: January 24 2018
COCRYSTAL PHARMA INC (COCP)
Reverse share split. Every 30 share held will become 1 share
Effective Date: January 24 2018
HEAT BIOLOGICS INC (HTBX)
Reverse share split. Every 10 share held will become 1 share
Effective Date: January 22 2018
MARIFIL MINES LTD (MFMLF)
Reverse share split. Every 2 share held will become 1 share
Effective Date: January 22 2018
ORAGENICS INC (OGEN)
Reverse share split. Every 10 share held will become 1 share
Effective Date: January 22 2018
ARGOS THERAPEUTICS INC (ARGS)
Reverse share split. Every 20 share held will become 1 share
Effective Date: January 19 2018
LIVE MICROSYSTEMS INC (LMSC)
Reverse share split. Every 15 share held will become 1 share
Effective Date: January 19 2018
OPGEN INC (OPGN)
Reverse share split. Every 25 share held will become 1 share
Effective Date: January 19 2018
FLURIDA GROUP INC (FLUG)
Reverse share split. Every 500000 share held will become 1 share
Effective Date: January 18 2018
NEOTHETICS INC (NEOT)
Reverse share split. Every 6 share held will become 1 share
Effective Date: January 18 2018
MAGNEGAS CORP (MNGA)
Reverse share split. Every 15 share held will become 1 share
Effective Date: January 17 2018
ASIANA DRAGONS INC (ASDG)
Reverse share split. Every 5 share held will become 1 share
Effective Date: January 08 2018
RXI PHARMACEUTICALS CORP (RXII)
Reverse share split. Every 10 share held will become 1 share
Effective Date: January 08 2018
INOTEK PHARMACEUTICALS CORP (ITEK)
Reverse share split. Every 4 share held will become 1 share
Effective Date: January 05 2018
THE TRACKING CORP (TRKG)
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: January 05 2018
UNITED STATES NATURAL GAS FUND LP UNIT (UNG)
Reverse share split. Every 4 share held will become 1 share
Effective Date: January 05 2018
GALENA BIOPHARMA INC (GALE)
Reverse share split. Every 30 share held will become 1 share
Effective Date: January 02 2018
QUARTZ MOUNTAIN RESOURCES (QZMRF)
Reverse share split. Every 10 share held will become 1 share
Effective Date: January 02 2018
ALTERNATIVE INVT CORP (AIKO)
Reverse share split. Every 50 share held will become 1 share
Effective Date: December 29 2017
CHINA XINIYA FASHION LTD (XNY)
Reverse share split. Every 3 share held will become 1 share
Effective Date: December 29 2017
BIOSTAGE INC (BSTG)
Reverse share split. Every 20 share held will become 1 share
Effective Date: December 22 2017
WINDTREE THERAPEUTICS INC (WINT)
Reverse share split. Every 20 share held will become 1 share
Effective Date: December 22 2017
CPI CARD GROUP INC (PMTS)
Reverse share split. Every 5 share held will become 1 share
Effective Date: December 20 2017
CREDIT SUISSE NASSAU VELOCITY SHS 3X (09/02/32) LONG NAT ETN (UGAZ)
Reverse share split. Every 10 share held will become 1 share
Effective Date: December 20 2017
LITHIUM EXPLORATION GROUP INC (LEXG)
Reverse share split. Every 1 share held will become 0.005 share
Effective Date: December 20 2017
SEVION THERAPEUTICS INC (SVON)
Reverse share split. Every 20 share held will become 1 share
Effective Date: December 20 2017
FREESEAS INC
Reverse Share Split
Notice Date: January 25 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPGEN INC
Reverse Share Split
Notice Date: January 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
XTANT MEDICAL HLDGS INC
Reverse Share Split
Notice Date: January 15 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: January 09 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EGALET CORPORATION
Reverse Share Split
Notice Date: January 03 2018
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IDERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: December 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MAGNEGAS CORP
Reverse Share Split
Notice Date: December 15 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABVAX THERAPEUTICS HOLDINGS INC
Reverse Share Split
Notice Date: December 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: December 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIMLATUS CORPORATION
Reverse Share Split
Notice Date: November 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMBER ENERGY INC
Reverse Share Split
Notice Date: November 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALCOBRA LTD
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GALENA BIOPHARMA INC
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INPIXON
Reverse Share Split
Notice Date: November 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COGINT INC
Reverse Share Split
Notice Date: September 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INSPIREMD INC
Reverse Share Split
Notice Date: August 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TERRA TECH
Reverse Share Split
Notice Date: August 02 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CODE GREEN APPAREL CORP
Reverse Share Split
Notice Date: July 12 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARGOS THERAPEUTICS INC
Reverse Share Split
Notice Date: June 27 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC - COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DEPLOY TECHNOLOGIES INC (DPLY)
Reverse share split. Every 3 share held will become 1 share
Effective Date: December 08 2017
HE-5 RESOURCES CORPORATION (HRRN)
Reverse share split. Every 100 share held will become 1 share
Effective Date: December 05 2017
PENDRELL CORPORATION (PCO)
Reverse share split. Every 100 share held will become 1 share
Effective Date: December 05 2017
COATES INTERNATIONAL LIMITED (COTE)
Reverse share split. Every 1 share held will become 0.005 share
Effective Date: December 04 2017
LYNAS CORPORATION (LYSDY)
Reverse share split. Every 10 share held will become 1 share
Effective Date: December 04 2017
SYNTHESIS ENERGY SYSTEMS INC (SYMX)
Reverse share split. Every 8 share held will become 1 share
Effective Date: December 04 2017
ARHT MEDIA INC (ARHTF)
Reverse share split. Every 11 share held will become 1 share
Effective Date: November 30 2017
LED MED DIAGNOSTICS INC (LEDIF)
Reverse share split. Every 10 share held will become 1 share
Effective Date: November 30 2017
SPDR SERIES TRUST BLOOMBERG BARCLAYS 1-3 MONTH T-BILL ETF (BIL)
Reverse share split. Every 2 share held will become 1 share
Effective Date: November 30 2017
ELTEK (ELTK)
Reverse share split. Every 5 share held will become 1 share
Effective Date: November 22 2017
COSMOS HOLDINGS INC (COSM)
Reverse share split. Every 10 share held will become 1 share
Effective Date: November 21 2017
MANITOWOC CO INC (MTW)
Reverse share split. Every 4 share held will become 1 share
Effective Date: November 20 2017
CARMAX MINING CORPORATION (CAXPF)
Reverse share split. Every 2 share held will become 1 share
Effective Date: November 17 2017
ALCOBRA LTD (ADHD)
Reverse share split. Every 7 share held will become 1 share
Effective Date: November 16 2017
ORGENESIS INC (ORGS)
Reverse share split. Every 12 share held will become 1 share
Effective Date: November 16 2017
CANADIAN INTERNATIONAL MINERAL INC (CDNMF)
Reverse share split. Every 20 share held will become 1 share
Effective Date: November 15 2017
TRINITY VALLEY ENERGY CORP (BRRRF)
Reverse share split. Every 1 share held will become 4 share
Effective Date: November 15 2017
MABVAX THERAPEUTICS HOLDINGS INC
Reverse Share Split
Notice Date: December 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: December 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WINDTREE THERAPEUTICS INC
Reverse Share Split
Notice Date: November 27 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INOTEK PHARMACEUTICALS CORP
Reverse Share Split
Notice Date: November 23 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIMLATUS CORPORATION
Reverse Share Split
Notice Date: November 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TRISURA GROUP LTD
Reverse Share Split
Notice Date: November 15 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMBER ENERGY INC
Reverse Share Split
Notice Date: November 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALCOBRA LTD
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GALENA BIOPHARMA INC
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SEVION THERAPEUTICS INC
Reverse Share Split
Notice Date: November 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INPIXON
Reverse Share Split
Notice Date: November 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CPI CARD GROUP INC
Reverse Share Split
Notice Date: October 12 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COGINT INC
Reverse Share Split
Notice Date: September 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INSPIREMD INC
Reverse Share Split
Notice Date: August 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TERRA TECH
Reverse Share Split
Notice Date: August 02 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ADVANCED MEDICAL ISOTOPE CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CODE GREEN APPAREL CORP
Reverse Share Split
Notice Date: July 12 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAPSTONE TURBINE CORPORATION
Reverse Share Split
Notice Date: July 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARGOS THERAPEUTICS INC
Reverse Share Split
Notice Date: June 27 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC - COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLD LAKES CORP (GLLK)
Reverse share split. Every 1 share held will become 0.0002 share
Effective Date: November 13 2017
SOOUM CORP (SOUM)
Reverse share split. Every 1 share held will become 0.002 share
Effective Date: November 13 2017
AMEDICA CORPORATION (AMDA)
Reverse share split. Every 12 share held will become 1 share
Effective Date: November 10 2017
COMSTOCK MINING INC (LODE)
Reverse share split. Every 5 share held will become 1 share
Effective Date: November 10 2017
WHITING PETROLEUM CORP (WLL)
Reverse share split. Every 4 share held will become 1 share
Effective Date: November 09 2017
LITHIUM AMERICAS CORP (LACDF)
Reverse share split. Every 5 share held will become 1 share
Effective Date: November 08 2017
SPI ENERGY CO LTD (SPI)
Reverse share split. Every 10 share held will become 1 share
Effective Date: November 08 2017
HERITAGE PRINTING TECHNOLOGY CORP (HAGE)
Reverse share split. Every 50 share held will become 1 share
Effective Date: November 07 2017
CEMPRA INC (CEMP)
Reverse share split. Every 5 share held will become 1 share
Effective Date: November 06 2017
DELCATH SYSTEMS INC (DCTH)
Reverse share split. Every 1 share held will become 0.0029 share
Effective Date: November 06 2017
FTE NETWORKS INC (FTNW)
Reverse share split. Every 25 share held will become 1 share
Effective Date: November 06 2017
DIANA CONTAINERSHIPS INC (DCIX)
Reverse share split. Every 7 share held will become 1 share
Effective Date: November 02 2017
TWO HARBORS INVESMENT CORP (TWO)
Reverse share split. Every 2 share held will become 1 share
Effective Date: November 02 2017
CYTRX CORP (CYTR)
Reverse share split. Every 6 share held will become 1 share
Effective Date: November 01 2017
NEVADA ENERGY METALS INC (SSMLF)
Reverse share split. Every 10 share held will become 1 share
Effective Date: November 01 2017
VINCE HOLDING CORP (VNCE)
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 24 2017
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY (PBW)
Reverse share split. Every 5 share held will become 1 share
Effective Date: October 23 2017
ALCOBRA LTD
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GALENA BIOPHARMA INC
Reverse Share Split
Notice Date: November 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SEVION THERAPEUTICS INC
Reverse Share Split
Notice Date: November 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INPIXON
Reverse Share Split
Notice Date: November 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CPI CARD GROUP INC
Reverse Share Split
Notice Date: October 12 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SYNTHESIS ENERGY SYSTEMS INC
Reverse Share Split
Notice Date: October 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANITOWOC CO INC
Reverse Share Split
Notice Date: September 18 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NOVATION HOLDINGS INC
Reverse Share Split
Notice Date: September 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COGINT INC
Reverse Share Split
Notice Date: September 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PENDRELL CORPORATION
Reverse Share Split
Notice Date: September 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INSPIREMD INC
Reverse Share Split
Notice Date: August 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TERRA TECH
Reverse Share Split
Notice Date: August 02 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ADVANCED MEDICAL ISOTOPE CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CODE GREEN APPAREL CORP
Reverse Share Split
Notice Date: July 12 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAPSTONE TURBINE CORPORATION
Reverse Share Split
Notice Date: July 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARGOS THERAPEUTICS INC
Reverse Share Split
Notice Date: June 27 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RXI PHARMACEUTICALS CORP
Reverse Share Split
Notice Date: May 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC ‐ COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD (CRDAF)
Reverse share split. Every 2 share held will become 1 share
Effective Date: October 20 2017
ASTROTECH CORPORATION (ASTC)
Reverse share split. Every 5 share held will become 1 share
Effective Date: October 16 2017
BELL ROSE CAPITAL INC (BELR)
Reverse share split. Every 100 share held will become 1 share
Effective Date: October 16 2017
DPOLLUTION INTL INC (RMGX)
Reverse share split. Every 70 share held will become 1 share
Effective Date: October 16 2017
SPDR SERIES TRUST BLOOMBERG BARCLAYS AGGREGATE BOND ETF (BNDS)
Reverse share split. Every 2 share held will become 1 share
Effective Date: October 16 2017
SPDR SERIES TRUST BLOOMBERG BARCLAYS LONG TERM CORP BD ETF (LWC)
Reverse share split. Every 3 share held will become 2 share
Effective Date: October 16 2017
SPDR SERIES TRUST BLOOMBERG BARCLAYS LONG TRM TREASURY ETF (TLO)
Reverse share split. Every 2 share held will become 1 share
Effective Date: October 16 2017
SPDR SERIES TRUST RUSSELL 3000 ETF (THRK)
Reverse share split. Every 6 share held will become 1 share
Effective Date: October 16 2017
SPDR SERIES TRUST SPDR RUSSELL 2000 ETF (TWOK)
Reverse share split. Every 3 share held will become 1 share
Effective Date: October 16 2017
SPDR SERIES TRUST SPDR S&P 500 GRWTH ETF (SPYG)
Reverse share split. Every 4 share held will become 1 share
Effective Date: October 16 2017
SPDR SERIES TRUST SPDR S&P 500 VALUE ETF (SPYV)
Reverse share split. Every 4 share held will become 1 share
Effective Date: October 16 2017
CHF SOLUTIONS INC (CHFS)
Reverse share split. Every 20 share held will become 1 share
Effective Date: October 13 2017
EXOLIFESTYLE INC (EXOL)
Reverse share split. Every 50 share held will become 1 share
Effective Date: October 13 2017
INFOSONICS CORP (IFON)
Reverse share split. Every 5 share held will become 1 share
Effective Date: October 11 2017
TANDEM DIABETES CARE INC (TNDM)
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 10 2017
ALLIQUA BIOMEDICAL INC (ALQA)
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 06 2017
RENNOVA HEALTH INC (RNVA)
Reverse share split. Every 15 share held will become 1 share
Effective Date: October 06 2017
SOLENO THERAPEUTICS INC (SLNO)
Reverse share split. Every 5 share held will become 1 share
Effective Date: October 06 2017
SOLENO THERAPEUTICS INC C/WTS 12/11/2019 (TO PUR COM)SER A (SLNOW)
Reverse share split. Every 5 share held will become 1 share
Effective Date: October 06 2017
TOP SHIPS INC (TOPS)
Reverse share split. Every 2 share held will become 1 share
Effective Date: October 06 2017
Net Element Inc (NETE)
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 05 2017
ZZLL INFORMATION TECHNOLOGY INC (ZZLL)
Reverse share split. Every 50 share held will become 1 share
Effective Date: October 05 2017
BLACKBIRD INTL CORP (BBRD)
Reverse share split. Every 100 share held will become 1 share
Effective Date: October 04 2017
WOODROSE VENTURES CORPORATION (PFRCF)
Reverse share split. Every 1 share held will become 0.2802 share
Effective Date: October 03 2017
B2DIGITAL INC (BTDG)
Reverse share split. Every 100 share held will become 1 share
Effective Date: October 02 2017
Sharp Corp (SHCAY)
Reverse share split. Every 5 share held will become 2 share
Effective Date: October 02 2017
WACOAL HOLDINGS CORP (WACLY)
Reverse share split. Every 2 share held will become 1 share
Effective Date: October 02 2017
TOWERSTREAM CORPORATION (TWER)
Reverse share split. Every 75 share held will become 1 share
Effective Date: September 29 2017
CRITIC CLOTHING INC (CRTC)
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: September 27 2017
OCEAN RIG UDW INC (KY) (ORIG)
Reverse share split. Every 1 share held will become 0.0001 share
Effective Date: September 22 2017
GGL RESOURCES CORP (GGLXF)
Reverse share split. Every 5 share held will become 1 share
Effective Date: September 21 2017
OPEXA THERAPEUTICS INC (OPXA)
Reverse share split. Every 1 share held will become 0.966 share
Effective Date: September 21 2017
M PHARMACEUTICAL INC (MPHMF)
Reverse share split. Every 10 share held will become 1 share
Effective Date: September 20 2017
DOLPHIN DIGITAL MEDIA INC (DPDM)
Reverse share split. Every 2 share held will become 1 share
Effective Date: September 18 2017
INTERNATIONAL SPIRIT & BEVERAGE GRP (ISBG)
Reverse share split. Every 1 share held will become 0.0039 share
Effective Date: September 12 2017
CAMBER ENERGY INC
Reverse Share Split
Notice Date: October 17 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORONADO RESOURCES LTD
Reverse Share Split
Notice Date: October 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CPI CARD GROUP INC
Reverse Share Split
Notice Date: October 12 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHF SOLUTIONS INC
Reverse Share Split
Notice Date: October 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POWERSHARES EXCHANGE TRADED FD TST WILDER HILL CLEAN ENERGY
Reverse Share Split
Notice Date: October 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SYNTHESIS ENERGY SYSTEMS INC
Reverse Share Split
Notice Date: October 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLD LAKES CORP
Reverse Share Split
Notice Date: September 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANITOWOC CO INC
Reverse Share Split
Notice Date: September 18 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NOVATION HOLDINGS INC
Reverse Share Split
Notice Date: September 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CEMPRA INC
Reverse Share Split
Notice Date: September 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COGINT INC
Reverse Share Split
Notice Date: September 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHITING PETROLEUM CORP
Reverse Share Split
Notice Date: September 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PENDRELL CORPORATION
Reverse Share Split
Notice Date: September 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INSPIREMD INC
Reverse Share Split
Notice Date: August 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TERRA TECH
Reverse Share Split
Notice Date: August 02 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ADVANCED MEDICAL ISOTOPE CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CODE GREEN APPAREL CORP
Reverse Share Split
Notice Date: July 12 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAPSTONE TURBINE CORPORATION
Reverse Share Split
Notice Date: July 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARGOS THERAPEUTICS INC
Reverse Share Split
Notice Date: June 27 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC(KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RXI PHARMACEUTICALS CORP
Reverse Share Split
Notice Date: May 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DOMINOVAS ENERGY CORPORATION
Reverse Share Split
Notice Date: April 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC ‐ COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SWIFT TRANSPORTATION CO (SWFT)
Reverse share split. Every 25 share held will become 18 share
Effective Date: September 11 2017
MERRIMACK PHARMACEUTICALS INC (MACK)
Reverse share split. Every 10 share held will become 1 share
Effective Date: September 06 2017
SIGNAL BAY INC (SGBY)
Reverse share split. Every 100 share held will become 1 share
Effective Date: September 06 2017
INSTITUTIONAL FINANCIAL MARKETS INC (IFMI)
Reverse share split. Every 10 share held will become 1 share
Effective Date: September 05 2017
AYTU BIOSCIENCE INC (AYTU)
Reverse share split. Every 20 share held will become 1 share
Effective Date: August 29 2017
CAR CHARGING GROUP INC (CCGI)
Reverse share split. Every 50 share held will become 1 share
Effective Date: August 29 2017
AMERICAN LITHIUM CORP (LIACF)
Reverse share split. Every 10 share held will become 1 share
Effective Date: August 28 2017
ENVIROTECHNOLOGIES INTL INC (ETII)
Reverse share split. Every 8 share held will become 1 share
Effective Date: August 25 2017
GOTRAQ INC (GTRQ)
Reverse share split. Every 100 share held will become 1 share
Effective Date: August 25 2017
DIANA CONTAINERSHIPS INC (DCIX)
Reverse share split. Every 7 share held will become 1 share
Effective Date: August 24 2017
IPATH S&P 500 VIX SHT TM FUT (VXX)
Reverse share split. Every 4 share held will become 1 share
Effective Date: August 23 2017
OXIS INTERNATIONAL INC (OXIS)
Reverse share split. Every 1 share held will become 0.0033 share
Effective Date: August 21 2017
EASTCOAL INC (TCLVF)
Reverse share split. Every 20 share held will become 1 share
Effective Date: August 15 2017
RMG NETWORKS HLDG CORP (RMGN)
Reverse share split. Every 4 share held will become 1 share
Effective Date: August 15 2017
BLINK CHARGING CO
Reverse Share Split
Notice Date: September 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CEMPRA INC
Reverse Share Split
Notice Date: September 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COGINT INC
Reverse Share Split
Notice Date: September 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHITING PETROLEUM CORP
Reverse Share Split
Notice Date: September 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PENDRELL CORPORATION
Reverse Share Split
Notice Date: September 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: August 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INSPIREMD INC
Reverse Share Split
Notice Date: August 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TERRA TECH
Reverse Share Split
Notice Date: August 02 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ADVANCED MEDICAL ISOTOPE CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DELCATH SYS INC COM PAR $0.01
Reverse Share Split
Notice Date: July 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CODE GREEN APPAREL CORP
Reverse Share Split
Notice Date: July 12 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAPSTONE TURBINE CORPORATION
Reverse Share Split
Notice Date: July 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARGOS THERAPEUTICS INC
Reverse Share Split
Notice Date: June 27 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENNOVA HEALTH INC
Reverse Share Split
Notice Date: June 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOSTAGE INC
Reverse Share Split
Notice Date: June 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RXI PHARMACEUTICALS CORP
Reverse Share Split
Notice Date: May 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALLIQUA BIOMEDICAL INC
Reverse Share Split
Notice Date: May 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DOMINOVAS ENERGY CORPORATION
Reverse Share Split
Notice Date: April 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUEL TECH INC
Reverse Share Split
Notice Date: March 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INVENTERGY GLOBAL INC COM NEW
Reverse Share Split
Notice Date: January 10 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC ‐ COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUADRANT 4 SYSTEMS CORP
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PIRAEUS BANK SA (BPIRY)
Reverse share split. Every 20 share held will become 1 share
Effective Date: August 08 2017
VNUE INC (VNUE)
Reverse share split. Every 10 share held will become 1 share
Effective Date: August 07 2017
MARINA BIOTECH INC (MRNA)
Reverse share split. Every 10 share held will become 1 share
Effective Date: August 03 2017
ONCOGENEX PHARMACEUTICALS INC (OGXI)
Reverse share split. Every 11 share held will become 1 share
Effective Date: August 03 2017
TOP SHIPS INC (TOPS)
Reverse share split. Every 30 share held will become 1 share
Effective Date: August 03 2017
SUPERVALU INC (SVU)
Reverse share split. Every 7 share held will become 1 share
Effective Date: August 02 2017
THRESHOLD PHARMACEUTICALS INC (THLD)
Reverse share split. Every 11 share held will become 1 share
Effective Date: August 02 2017
PARAGON SHIPPING INC (PRGNF)
Reverse share split. Every 100 share held will become 1 share
Effective Date: July 31 2017
BROADSIDE ENTERPRISES INC (BRSE)
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: July 27 2017
DIANA CONTAINERSHIPS INC (DCIX)
Reverse share split. Every 6 share held will become 1 share
Effective Date: July 27 2017
BRIDGELINE DIGITAL INC (BLIN)
Reverse share split. Every 5 share held will become 1 share
Effective Date: July 25 2017
NIVALIS THERAPEUTICS INC (NVLS)
Reverse share split. Every 4 share held will become 1 share
Effective Date: July 25 2017
DRYSHIPS INC (DRYS)
Reverse share split. Every 7 share held will become 1 share
Effective Date: July 21 2017
NAVIS RESOURCES CORP (SUVRF)
Reverse share split. Every 10 share held will become 1 share
Effective Date: July 21 2017
CERULEAN PHARMA INC (CERU)
Reverse share split. Every 10 share held will become 1 share
Effective Date: July 20 2017
PROSHARES TRUST II ULTRA VIX SHT TRM FUTR ETF 2017
Reverse share split. Every 4 share held will become 1 share
Effective Date: July 17 2017
PROSHARES TRUST II VIX SHORT TERM FUTURES
Reverse share split. Every 4 share held will become 1 share
Effective Date: July 17 2017
PROSHARES TRUST PSHS ULSHT SP500
Reverse share split. Every 4 share held will become 1 share
Effective Date: July 17 2017
MFC BANCORP LTD
Reverse share split. Every 100 share held will become 1 share
Effective Date: July 14 2017
NOVOGEN LTD
Reverse share split. Every 4 share held will become 1 share
Effective Date: July 14 2017
TERRA TECH
Reverse Share Split
Notice Date: August 02 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ADVANCED MEDICAL ISOTOPE CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MEDOVEX CORP
Reverse Share Split
Notice Date: July 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONSTOR SOFTWARE INC
Reverse Share Split
Notice Date: July 19 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DELCATH SYS INC COM PAR $0.01
Reverse Share Split
Notice Date: July 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CODE GREEN APPAREL CORP
Reverse Share Split
Notice Date: July 12 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAPSTONE TURBINE CORPORATION
Reverse Share Split
Notice Date: July 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARGOS THERAPEUTICS INC
Reverse Share Split
Notice Date: June 27 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MERRIMACK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: June 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENNOVA HEALTH INC
Reverse Share Split
Notice Date: June 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOSTAGE INC
Reverse Share Split
Notice Date: June 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONCOGENEX PHARMACEUTICALS INC
Reverse Share Split
Notice Date: June 15 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AYTU BIOSCIENCE INC
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RXI PHARMACEUTICALS CORP
Reverse Share Split
Notice Date: May 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALLIQUA BIOMEDICAL INC
Reverse Share Split
Notice Date: May 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DOMINOVAS ENERGY CORPORATION
Reverse Share Split
Notice Date: April 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUEL TECH INC
Reverse Share Split
Notice Date: March 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INVENTERGY GLOBAL INC COM NEW
Reverse Share Split
Notice Date: January 10 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAR CHARGING GROUP INC
Reverse Share Split
Notice Date: November 24 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC ‐ COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUADRANT 4 SYSTEMS CORP
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMERICAN PREMIUM WATER CORPORATION
Reverse share split. Every 1 share held will become 0.0002 share
Effective Date: July 12 2017
HONEY BADGER EXPLORATION INC
Reverse share split. Every 5 share held will become 1 share
Effective Date: July 12 2017
SPHERE 3D CORP NEW
Reverse share split. Every 25 share held will become 1 share
Effective Date: July 12 2017
FRONTIER COMMUNICATIONS CORPORATION (FTR)
Reverse share split. Every 15 share held will become 1 share
Effective Date: July 10 2017
PEREGRINE PHARMACEUTICALS (PPHM)
Reverse share split. Every 7 share held will become 1 share
Effective Date: July 10 2017
BELLATRIX EXPLORATION LTD
Reverse share split. Every 5 share held will become 1 share
Effective Date: July 06 2017
DIANA CONTAINERSHIPS INC
Reverse share split. Every 7 share held will become 1 share
Effective Date: July 05 2017
AFRICA HYDROCARBONS INC (KNPRF)
Reverse share split. Every 20 share held will become 1 share
Effective Date: June 30 2017
AXXESS PHARMA INC (AXXE)
Reverse share split. Every 20000 share held will become 1 share
Effective Date: June 27 2017
CALEDONIA MINING CORP PLC (CALVF)
Reverse share split. Every 100 share held will become 1 share
Effective Date: June 27 2017
HOLLYWALL ENTERTAINMENT INC (HWAL)
Reverse share split. Every 1 share held will become 0.0007 share
Effective Date: June 27 2017
TOP SHIPS INC (TOPS)
Reverse share split. Every 15 share held will become 1 share
Effective Date: June 23 2017
DRYSHIPS INC (DRYS)
Reverse share split. Every 5 share held will become 1 share
Effective Date: June 22 2017
ARENA PHARMACEUTICALS INC (ARNA)
Reverse share split. Every 10 share held will become 1 share
Effective Date: June 19 2017
COBALT INTERNATIONAL ENERGY INC (CIE)
Reverse share split. Every 15 share held will become 1 share
Effective Date: June 19 2017
CEL-SCI CORP (CVM)
Reverse share split. Every 25 share held will become 1 share
Effective Date: June 15 2017
GOLD & SILVER MINING NEVADA INC (CJTF)
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: June 15 2017
XEROX CORP (XRX)
Reverse share split. Every 4 share held will become 1 share
Effective Date: June 15 2017
EXCO RESOURCES INC (XCO)
Reverse share split. Every 15 share held will become 1 share
Effective Date: June 13 2017
HYPERDYNAMICS CORP
Reverse Share Split
Notice Date: July 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CODE GREEN APPAREL CORP
Reverse Share Split
Notice Date: July 12 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOP SHIPS INC
Reverse Share Split
Notice Date: July 12 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
THRESHOLD PHARMACEUTICALS INC
Reverse Share Split
Notice Date: July 10 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DPOLLUTION INTERNATIONAL INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAPSTONE TURBINE CORPORATION
Reverse Share Split
Notice Date: July 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NOVOGEN LTD
Reverse Share Split
Notice Date: June 30 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSHARES TRUST II ULTRA VIX SHT TRM FUTR ETF 2017(POST SPT
Reverse Share Split
Notice Date: June 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSHARES TRUST II VIX SHORT TERM FUTURES(POST REV SPLT)
Reverse Share Split
Notice Date: June 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSHARES TRUST PSHS ULSHT SP500
Reverse Share Split
Notice Date: June 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARGOS THERAPEUTICS INC
Reverse Share Split
Notice Date: June 27 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MERRIMACK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: June 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENNOVA HEALTH INC
Reverse Share Split
Notice Date: June 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOSTAGE INC
Reverse Share Split
Notice Date: June 16 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALEDONIA MINING CORP PLC
Reverse Share Split
Notice Date: June 15 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONCOGENEX PHARMACEUTICALS INC
Reverse Share Split
Notice Date: June 15 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GALENA BIOPHARMA INC
Reverse Share Split
Notice Date: June 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AYTU BIOSCIENCE INC
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUPERVALU INC
Reverse Share Split
Notice Date: May 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: May 15 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RXI PHARMACEUTICALS CORP
Reverse Share Split
Notice Date: May 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALLIQUA BIOMEDICAL INC
Reverse Share Split
Notice Date: May 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARINA BIOTECH INC
Reverse Share Split
Notice Date: April 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DOMINOVAS ENERGY CORPORATION
Reverse Share Split
Notice Date: April 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CERULEAN PHARMA INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUEL TECH INC
Reverse Share Split
Notice Date: March 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INVENTERGY GLOBAL INC COM NEW
Reverse Share Split
Notice Date: January 10 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAR CHARGING GROUP INC
Reverse Share Split
Notice Date: November 24 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC-COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUADRANT 4 SYSTEMS CORP
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WESTELL TECHNOLOGIES (WSTL)
Reverse share split. Every 4 share held will become 1 share
Effective Date: June 08 2017
AMYRIS INC (AMRS)
Reverse share split. Every 15 share held will become 1 share
Effective Date: June 06 2017
CELSION CORP (CLSN)
Reverse share split. Every 14 share held will become 1 share
Effective Date: May 30 2017
YIELD10 BIOSCIENCE INC (YTEN)
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 30 2017
ARCELORMITTAL (MT)
Reverse share split. Every 3 share held will become 1 share
Effective Date: May 22 2017
MAGNEGAS CORP (MNGA)
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 22 2017
NATIONAL GRID (NGG)
Reverse share split. Every 12 share held will become 11 share
Effective Date: May 22 2017
MARQUEE ENERGY LTD NEW
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCEAN RIG UDW INC (KY)
Reverse Share Split
Notice Date: June 05 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARATHON PATENT GROUP INC
Reverse Share Split
Notice Date: June 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SPHERE 3D CORP NEW
Reverse Share Split
Notice Date: May 31 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AYTU BIOSCIENCE INC
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: May 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUPERVALU INC
Reverse Share Split
Notice Date: May 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: May 15 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLD & SILVER MINING NEVADA INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RXI PHARMACEUTICALS CORP
Reverse Share Split
Notice Date: May 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALLIQUA BIOMEDICAL INC
Reverse Share Split
Notice Date: May 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EXCO RES INC COM
Reverse Share Split
Notice Date: April 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
XEROX CORP
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AVEO PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 18 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARENA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 17 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DELCATH SYS INC COM PAR $0.01
Reverse Share Split
Notice Date: April 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARINA BIOTECH INC
Reverse Share Split
Notice Date: April 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BELLATRIX EXPLORATION CONTRA
Reverse Share Split
Notice Date: April 12 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DOMINOVAS ENERGY CORPORATION
Reverse Share Split
Notice Date: April 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXXESS PHARMA INC
Reverse Share Split
Notice Date: March 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CEL-SCI CORP
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CERULEAN PHARMA INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUEL TECH INC
Reverse Share Split
Notice Date: March 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COBALT INTERNATIONAL ENERGY INC
Reverse Share Split
Notice Date: March 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FRONTIER COMMUNICATIONS CORPORATION
Reverse Share Split
Notice Date: March 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOPHARMX CORPORATION
Reverse Share Split
Notice Date: February 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INVENTERGY GLOBAL INC COM NEW
Reverse Share Split
Notice Date: January 10 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAR CHARGING GROUP INC
Reverse Share Split
Notice Date: November 24 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC - COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUADRANT 4 SYSTEMS CORP
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TIMMINS GOLD CORP (TGD)
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 16 2017
REX ENERGY CORPORATION (REXX)
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 15 2017
NEUROMETRIX INC (NURO)
Reverse share split. Every 8 share held will become 1 share
Effective Date: May 12 2017
DRYSHIPS INC (DRYS)
Reverse share split. Every 7 share held will become 1 share
Effective Date: May 11 2017
TOKAI PHARMACEUTIC INC (TKAI)
Reverse share split. Every 9 share held will become 1 share
Effective Date: May 11 2017
TOP SHIPS INC (TOPS)
Reverse share split. Every 20 share held will become 1 share
Effective Date: May 11 2017
REXAHN PHARMACEUTICALS INC (RNN)
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 05 2017
RUBICON TECHNOLOGY INC (RBCN)
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 05 2017
DIREXION SHARES ETF TRUST DAILY GLD MINERS INDX BULL 3X SHS (NUGT)
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 01 2017
DIREXION SHARES ETF TRUST DAILY JNR GLD MINERS IDX BEAR 3X U (JDST)
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 01 2017
DIREXION SHARES ETF TRUST DAILY JUNIOR GLD MINERS INDX BULL (JNUG)
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 01 2017
DIREXION SHARES ETF TRUST DAILY S&P 500 BEAR 3X SHS(POST SPL (SPXS)
Reverse share split. Every 5 share held will become 1 share
Effective Date: May 01 2017
DIREXION SHARES ETF TRUST DAILY SEMICONDUCTOR BEAR 3X SHS(PS (SOXS)
Reverse share split. Every 5 share held will become 1 share
Effective Date: May 01 2017
MAST THERAPEUTICS INC (MSTX)
Reverse share split. Every 70 share held will become 1 share
Effective Date: April 28 2017
AMPLIPHI BIOSCIENCES CORPORATION (APHB)
Reverse share split. Every 10 share held will become 1 share
Effective Date: April 25 2017
ARCELORMITTAL
Reverse Share Split
Notice Date: May 15 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTRX CORP
Reverse Share Split
Notice Date: May 15 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLD & SILVER MINING NEVADA INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NAVIDEA BIOPHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 11 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RXI PHARMACEUTICALS CORP
Reverse Share Split
Notice Date: May 08 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALLIQUA BIOMEDICAL INC
Reverse Share Split
Notice Date: May 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMYRIS INC
Reverse Share Split
Notice Date: May 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EXCO RES INC COM
Reverse Share Split
Notice Date: April 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NATIONAL GRID
Reverse Share Split
Notice Date: April 24 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLECULIN BIOTECH INC
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
XEROX CORP
Reverse Share Split
Notice Date: April 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AVEO PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 18 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARENA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 17 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DELCATH SYS INC COM PAR $0.01
Reverse Share Split
Notice Date: April 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARINA BIOTECH INC
Reverse Share Split
Notice Date: April 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BELLATRIX EXPLORATION CONTRA
Reverse Share Split
Notice Date: April 12 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MAGNEGAS CORP
Reverse Share Split
Notice Date: April 12 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DOMINOVAS ENERGY CORPORATION
Reverse Share Split
Notice Date: April 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
YIELD10 BIOSCIENCE INC
Reverse Share Split
Notice Date: April 04 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXXESS PHARMA INC
Reverse Share Split
Notice Date: March 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CELSION CORP
Reverse Share Split
Notice Date: March 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CEL-SCI CORP
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CERULEAN PHARMA INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUEL TECH INC
Reverse Share Split
Notice Date: March 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WESTELL TECHNOLOGIES
Reverse Share Split
Notice Date: March 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COBALT INTERNATIONAL ENERGY INC
Reverse Share Split
Notice Date: March 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FRONTIER COMMUNICATIONS CORPORATION
Reverse Share Split
Notice Date: March 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INVENTERGY GLOBAL INC COM NEW
Reverse Share Split
Notice Date: January 10 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAR CHARGING GROUP INC
Reverse Share Split
Notice Date: November 24 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC - COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXION PWR INTL INC COM
Reverse Share Split
Notice Date: October 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUADRANT 4 SYSTEMS CORP
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: August 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM CORPORATION (QTM)
Reverse share split. Every 8 share held will become 1 share
Effective Date: April 19 2017
IMMUNE PHARMACEUTICALS INC (IMNP)
Reverse share split. Every 20 share held will become 1 share
Effective Date: April 13 2017
ORIGINCLEAR INC (OCLN)
Reverse share split. Every 35 share held will become 1 share
Effective Date: April 12 2017
DRYSHIPS INC (DRYS)
Reverse share split. Every 4 share held will become 1 share
Effective Date: April 11 2017
GREAT BASIN SCIENTIFIC INC (GBSN)
Reverse share split. Every 1 share held will become 0.0005 share
Effective Date: April 10 2017
STRATA SKIN SCIENCES INC (SSKN)
Reverse share split. Every 5 share held will become 1 share
Effective Date: April 07 2017
GAFISA SA (GFA)
Reverse share split. Every 1 share held will become 0.0742 share
Effective Date: March 28 2017
CLEANTECH SOLUTIONS INTERNATIONAL (CLNT)
Reverse share split. Every 4 share held will become 1 share
Effective Date: March 20 2017
ROSETTA GENOMICS LTD (ROSG)
Reverse share split. Every 12 share held will become 1 share
Effective Date: March 17 2017
TONIX PHARMACEUTICALS HLDG CORP (TNXP)
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 17 2017
CINTEL CORPORATION (CNCN)
Reverse share split. Every 1 share held will become 0.0002 share
Effective Date: March 16 2017
CREDIT SUISSE NASSAU ETN VIX SHR TRM 04/12/2030(POST SPLIT) (TVIX)
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 16 2017
CREDIT SUISSE NASSAU VELOC 3X INVRS(09/02/32) NAT GAS ETN (DGAZ)
Reverse share split. Every 5 share held will become 1 share
Effective Date: March 16 2017
GLOBAL X FUNDS GLOBAL X MSCI NIGERIA ETF (NGE)
Reverse share split. Every 4 share held will become 1 share
Effective Date: March 16 2017
GENEREX BIOTECHNOLOGY CORP (GNBT)
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: March 14 2017
FIBROCELL SCIENCE INC
Reverse share split. Every 3 share held will become 1 share
Effective Date: March 13 2017
AVEO PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 18 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARENA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 17 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DELCATH SYS INC COM PAR $0.01
Reverse Share Split
Notice Date: April 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARINA BIOTECH INC
Reverse Share Split
Notice Date: April 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BELLATRIX EXPLORATION CONTRA
Reverse Share Split
Notice Date: April 12 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MAGNEGAS CORP
Reverse Share Split
Notice Date: April 12 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DOMINOVAS ENERGY CORPORATION
Reverse Share Split
Notice Date: April 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTERCONTINENTAL HOTELS GROUP
Reverse Share Split
Notice Date: April 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
YIELD10 BIOSCIENCE INC
Reverse Share Split
Notice Date: April 04 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXXESS PHARMA INC
Reverse Share Split
Notice Date: March 29 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CELSION CORP
Reverse Share Split
Notice Date: March 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REX ENERGY CORPORATION
Reverse Share Split
Notice Date: March 22 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CEL-SCI CORP
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CERULEAN PHARMA INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM MATLS CORP
Reverse Share Split
Notice Date: March 21 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUEL TECH INC
Reverse Share Split
Notice Date: March 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MAST THERAPEUTICS INC
Reverse Share Split
Notice Date: March 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WESTELL TECHNOLOGIES
Reverse Share Split
Notice Date: March 20 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COBALT INTERNATIONAL ENERGY INC
Reverse Share Split
Notice Date: March 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOKAI PHARMACEUTIC INC
Reverse Share Split
Notice Date: March 13 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FRONTIER COMMUNICATIONS CORPORATION
Reverse Share Split
Notice Date: March 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY GOLD MINERS INDEX BULL 3X SH
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BULL 3X
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY S&P 500 BEAR 3X SHS (POST R/
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY SEMICONDUCTOR (POST REV SPLI
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 15 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INVENTERGY GLOBAL INC COM NEW
Reverse Share Split
Notice Date: January 10 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAR CHARGING GROUP INC
Reverse Share Split
Notice Date: November 24 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC - COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXION PWR INTL INC COM
Reverse Share Split
Notice Date: October 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUADRANT 4 SYSTEMS CORP
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AYTU BIOSCIENCE INC
Reverse Share Split
Notice Date: September 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: August 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR
Reverse Share Split
Notice Date: July 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WEE-CIG INTERNATIONAL CORPORATION (WCIG)
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 07 2017
MANNKIND CORP (MNKD)
Reverse share split. Every 5 share held will become 1 share
Effective Date: March 03 2017
DASAN ZHONE SOLUTIONS INC (DZSI)
Reverse share split. Every 5 share held will become 1 share
Effective Date: March 01 2017
SYSOREX GLOBAL (SYRX)
Reverse share split. Every 15 share held will become 1 share
Effective Date: March 01 2017
TEARLAB CORPORATION (TEAR)
Reverse share split. Every 10 share held will become 1 share
Effective Date: February 27 2017
RENNOVA HEALTH INC (RNVA)
Reverse share split. Every 30 share held will become 1 share
Effective Date: February 23 2017
IMATION CORP (IMN)
Reverse share split. Every 10 share held will become 1 share
Effective Date: February 22 2017
SIGMA LABS INC (SGLB)
Reverse share split. Every 2 share held will become 1 share
Effective Date: February 15 2017
CATALYST BIOSCIENCES INC (CBIO)
Reverse share split. Every 15 share held will become 1 share
Effective Date: February 13 2017
FRONTIER COMMUNICATIONS CORPORATION
Reverse Share Split
Notice Date: March 06 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEANTECH SOLUTIONS INTERNATIONAL
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY GOLD MINERS INDEX BULL 3X SH
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BULL 3X
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY S&P 500 BEAR 3X SHS (POST R/
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY SEMICONDUCTOR (POST REV SPLI
Reverse Share Split
Notice Date: March 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANTHERA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WHEELER REAL ESTATE INVT TR INC
Reverse Share Split
Notice Date: February 28 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 15 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMATION CORP
Reverse Share Split
Notice Date: February 14 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STRATA SKIN SCIENCES INC
Reverse Share Split
Notice Date: February 09 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM CORPORATION
Reverse Share Split
Notice Date: February 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIBROCELL SCIENCE INC
Reverse Share Split
Notice Date: February 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: January 24 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INVENTERGY GLOBAL INC COM NEW
Reverse Share Split
Notice Date: January 10 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAYHAWK ENERGY INC
Reverse Share Split
Notice Date: December 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAR CHARGING GROUP INC
Reverse Share Split
Notice Date: November 24 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REALBIZ MEDIA GROUP INC
Reverse Share Split
Notice Date: November 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC - COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUNE PHARMACEUTICALS INC COM
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXION PWR INTL INC COM
Reverse Share Split
Notice Date: October 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUADRANT 4 SYSTEMS CORP
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AYTU BIOSCIENCE INC
Reverse Share Split
Notice Date: September 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: August 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR
Reverse Share Split
Notice Date: July 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CIVEO CORP CDA
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENESOLA LTD (SOL)
Reverse share split. Every 5 share held will become 1 share
Effective Date: February 10 2017
FREESEAS INC (FREEF)
Reverse share split. Every 1 share held will become 0.0002 share
Effective Date: February 07 2017
RENREN INC
Reverse share split. Every 5 share held will become 1 share
Effective Date: February 06 2017
BOX SHIPS INC (TEU)
Reverse share split. Every 51 share held will become 1 share
Effective Date: January 31 2017
REAL GOODS SOLAR INC (RGSE)
Reverse share split. Every 30 share held will become 1 share
Effective Date: January 26 2017
QIAGEN NV (QGEN)
Reverse share split. Every 27 share held will become 26 share
Effective Date: January 25 2017
DRYSHIPS INC
Reverse share split. Every 8 share held will become 1 share
Effective Date: January 23 2017
SUPPORT COM INC
Reverse share split. Every 3 share held will become 1 share
Effective Date: January 20 2017
SUNSHINE HEART INC (SSH)
Reverse share split. Every 30 share held will become 1 share
Effective Date: January 13 2017
PROSHARES TRUST II ULTRA BLOOMBERG CRUDE OIL NEW (UCO)
Reverse share split. Every 2 share held will become 1 share
Effective Date: January 12 2017
PROSHARES TRUST II ULTRA VIX SHORT TERM FUTURES (UVXY)
Reverse share split. Every 5 share held will become 1 share
Effective Date: January 12 2017
PROSHARES TRUST ULTRAPRO SHORT DOW30 (SDOW)
Reverse share split. Every 4 share held will become 1 share
Effective Date: January 12 2017
PROSHARES TRUST ULTRASPRO SHORT QQQ (SQQQ)
Reverse share split. Every 4 share held will become 1 share
Effective Date: January 12 2017
STRATA SKIN SCIENCES INC
Reverse Share Split
Notice Date: February 09 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUANTUM CORPORATION
Reverse Share Split
Notice Date: February 07 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MANNKIND CORP
Reverse Share Split
Notice Date: February 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIBROCELL SCIENCE INC
Reverse Share Split
Notice Date: February 01 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TEARLAB CORPORATION
Reverse Share Split
Notice Date: January 25 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: January 24 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DASAN ZHONE SOLUTIONS INC COM
Reverse Share Split
Notice Date: January 10 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INVENTERGY GLOBAL INC COM NEW
Reverse Share Split
Notice Date: January 10 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CATALYST BIOSCIENCES INC COM
Reverse Share Split
Notice Date: January 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAYHAWK ENERGY INC
Reverse Share Split
Notice Date: December 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENNOVA HEALTH INC
Reverse Share Split
Notice Date: November 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAR CHARGING GROUP INC
Reverse Share Split
Notice Date: November 24 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REALBIZ MEDIA GROUP INC
Reverse Share Split
Notice Date: November 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC ‐ COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUNE PHARMACEUTICALS INC COM
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXION PWR INTL INC COM
Reverse Share Split
Notice Date: October 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUADRANT 4 SYSTEMS CORP
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SYSOREX GLOBAL
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AYTU BIOSCIENCE INC
Reverse Share Split
Notice Date: September 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: August 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR
Reverse Share Split
Notice Date: July 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CIVEO CORP CDA
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN MATRIX GROUP INC (GMGI)
Reverse share split. Every 1 share held will become 0.0067 share
Effective Date: January 09 2017
NEURALSTEM INC (CUR)
Reverse share split. Every 13 share held will become 1 share
Effective Date: January 09 2017
GEVO INC
Reverse share split. Every 20 share held will become 1 share
Effective Date: January 06 2017
HILTON WORLDWIDE HOLDINGS INC
Reverse share split. Every 3 share held will become 1 share
Effective Date: January 04 2017
CTI BIOPHARMA CORP
Reverse share split. Every 10 share held will become 1 share
Effective Date: January 03 2017
LPATH INC
Reverse share split. Every 11 share held will become 2 share
Effective Date: December 30 2016
ENTEROMEDICS INC
Reverse share split. Every 70 share held will become 1 share
Effective Date: December 28 2016
GREAT BASIN SCIENTIFIC INC
Reverse share split. Every 1 share held will become 0.0033 share
Effective Date: December 28 2016
RUBICON MINERALS CORP
Reverse share split. Every 1 share held will become 0.0062 share
Effective Date: December 22 2016
CATALYST BIOSCIENCES INC COM
Reverse Share Split
Notice Date: January 03 2017
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAYHAWK ENERGY INC
Reverse Share Split
Notice Date: December 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSHARES TRUST II ULTRA BLOOMBERG CRUDE OIL(POST REV SPLT)
Reverse Share Split
Notice Date: December 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REAL GOODS SOLAR INC
Reverse Share Split
Notice Date: December 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENNOVA HEALTH INC
Reverse Share Split
Notice Date: November 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAR CHARGING GROUP INC
Reverse Share Split
Notice Date: November 24 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REALBIZ MEDIA GROUP INC
Reverse Share Split
Notice Date: November 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUNSHINE HEART INC
Reverse Share Split
Notice Date: November 16 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC ‐ COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUNE PHARMACEUTICALS INC COM
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXION PWR INTL INC COM
Reverse Share Split
Notice Date: October 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUADRANT 4 SYSTEMS CORP
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SYSOREX GLOBAL
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AYTU BIOSCIENCE INC
Reverse Share Split
Notice Date: September 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: August 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR
Reverse Share Split
Notice Date: July 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 16 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUPPORT COM INC
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TERRA TECH CORP
Reverse Share Split
Notice Date: April 12 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CIVEO CORP CDA
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NOVELION THERAPEUTICS INC COM (NVLN)
Reverse share split. Every 5 share held will become 1 share
Effective Date: December 19 2016
XG TECHNOLOGY INC
Reverse share split. Every 1 share held will become 10 share
Effective Date: December 16 2016
XENITH BANKSHARES INC NEW
Reverse share split. Every 1 share held will become 10 share
Effective Date: December 13 2016
LIONS GATE ENTERTAINMENT CORP
Reverse share split. Every 2 share held will become 1 share
Effective Date: December 09 2016
GTX INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: December 06 2016
COWEN GROUP INC
Reverse share split. Every 4 share held will become 1 share
Effective Date: December 05 2016
CD INTERNATIONAL ENTERPRISES INC
Reverse share split. Every 100 share held will become 1 share
Effective Date: December 01 2016
GENVEC INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: December 01 2016
CASCADIAN THERAPEUTICS INC
Reverse share split. Every 6 share held will become 1 share
Effective Date: November 29 2016
STEMCELLS INC
Reverse share split. Every 9 share held will become 1 share
Effective Date: November 29 2016
WAFERGEN BIO‐SYSTEMS INC
Reverse share split. Every 5 share held will become 1 share
Effective Date: November 29 2016
GOLDEN MATRIX GROUP INC COM
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOWERSTREAM CORP COM NEW
Reverse Share Split
Notice Date: December 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTODYN INC
Reverse Share Split
Notice Date: December 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GREAT BASIN SCIENTIFIC INC
Reverse Share Split
Notice Date: November 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENNOVA HEALTH INC
Reverse Share Split
Notice Date: November 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAR CHARGING GROUP INC
Reverse Share Split
Notice Date: November 24 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REALBIZ MEDIA GROUP INC
Reverse Share Split
Notice Date: November 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RUBICON MINERALS CORP COM
Reverse Share Split
Notice Date: November 16 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUNSHINE HEART INC
Reverse Share Split
Notice Date: November 16 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC - COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GEVO INC COM NEW
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUNE PHARMACEUTICALS INC COM
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CD INTERNATIONAL ENTERPRISES INC
Reverse Share Split
Notice Date: October 14 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXION PWR INTL INC COM
Reverse Share Split
Notice Date: October 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUADRANT 4 SYSTEMS CORP
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SYSOREX GLOBAL
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AYTU BIOSCIENCE INC
Reverse Share Split
Notice Date: September 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LPATH INC
Reverse Share Split
Notice Date: September 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MATEON THERAPEUTICS INC COM
Reverse Share Split
Notice Date: September 09 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENTEROMEDICS INC
Reverse Share Split
Notice Date: September 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: August 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HILTON WORLDWIDE HLDGS INC
Reverse Share Split
Notice Date: August 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR
Reverse Share Split
Notice Date: July 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEURALSTEM INC
Reverse Share Split
Notice Date: July 25 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 16 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUPPORT COM INC
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TERRA TECH CORP
Reverse Share Split
Notice Date: April 12 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CIVEO CORP CDA
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUNOCELLULAR THERAPEUTICS LTD
Reverse share split. Every 1 share held will become 40 share
Effective Date: November 21 2016
PLAINS GP HOLDINGS LP
Reverse share split. Every 1 share held will become 0.3755 share
Effective Date: November 16 2016
GALENA BIOPHARMA INC
Reverse share split. Every 20 share held will become 1 share
Effective Date: November 14 2016
ISHARES INC MSCI GLBL MTL&MNG PRODU ETF (PICK)
Reverse share split. Every 2 share held will become 1 share
Effective Date: November 07 2016
ISHARES INC MSCI GLOBAL GOLD MINERS ETF (RING)
Reverse share split. Every 2 share held will become 1 share
Effective Date: November 07 2016
ISHARES INC MSCI ITALY CAPPED ETF (EWI)
Reverse share split. Every 2 share held will become 1 share
Effective Date: November 07 2016
ISHARES INC MSCI JAPAN ETF (EWJ)
Reverse share split. Every 4 share held will become 1 share
Effective Date: November 07 2016
ISHARES INC MSCI MALAYSIA (EWM)
Reverse share split. Every 4 share held will become 1 share
Effective Date: November 07 2016
ISHARES INC MSCI SINGAPORE ETF (EWS)
Reverse share split. Every 2 share held will become 1 share
Effective Date: November 07 2016
ISHARES INC MSCI TAIWAN ETF (EWT)
Reverse share split. Every 2 share held will become 1 share
Effective Date: November 07 2016
ISHARES INC MSCI UNITED KINGDOM ETF (EWU)
Reverse share split. Every 2 share held will become 1 share
Effective Date: November 07 2016
ISHARES TRUST MORTGAGE REAL EST CAP ETF (REM)
Reverse share split. Every 4 share held will become 1 share
Effective Date: November 07 2016
ISHARES TRUST MSCI RUSSIA CAPPED ETF (ERUS)
Reverse share split. Every 2 share held will become 1 share
Effective Date: November 07 2016
SIGNAL GENETICS INC (SGNL)
Reverse share split. Every 15 share held will become 1 share
Effective Date: November 07 2016
BIODEL INC
Reverse share split. Every 30 share held will become 1 share
Effective Date: November 04 2016
ECO BUILDING PRODUCTS INC
Reverse share split. Every 100 share held will become 1 share
Effective Date: November 04 2016
DRYSHIPS INC
Reverse share split. Every 15 share held will become 1 share
Effective Date: November 01 2016
TOPAZ RESOURCES INC
Reverse share split. Every 1 share held will become 0.005 share
Effective Date: October 31 2016
SKYLINE MEDICAL INC
Reverse share split. Every 25 share held will become 1 share
Effective Date: October 28 2016
SW INNOVATIVE HOLDINGS INC
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: October 28 2016
HONGLI CLEAN ENERGY TECH CORP
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 27 2016
YUMA ENERGY INC
Reverse share split. Every 20 share held will become 1 share
Effective Date: October 27 2016
REALBIZ MEDIA GROUP INC
Reverse Share Split
Notice Date: November 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TRIANGLE PETROLEUM CORP
Reverse Share Split
Notice Date: November 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COWEN GROUP INC NEW
Reverse Share Split
Notice Date: November 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LIME ENERGY CO
Reverse Share Split
Notice Date: November 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RUBICON MINERALS CORP COM
Reverse Share Split
Notice Date: November 16 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUNSHINE HEART INC
Reverse Share Split
Notice Date: November 16 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROVECTUS BIOPHARMACEUTICALS INC ‐ COM
Reverse Share Split
Notice Date: November 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GEVO INC COM NEW
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUNE PHARMACEUTICALS INC COM
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CD INTERNATIONAL ENTERPRISES INC
Reverse Share Split
Notice Date: October 14 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXION PWR INTL INC COM
Reverse Share Split
Notice Date: October 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CASCADIAN THERAPEUTICS INC COM
Reverse Share Split
Notice Date: October 06 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
XENITH BANKSHARES INC NEW COM
Reverse Share Split
Notice Date: October 06 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUADRANT 4 SYSTEMS CORP
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SYSOREX GLOBAL
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AYTU BIOSCIENCE INC
Reverse Share Split
Notice Date: September 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LPATH INC
Reverse Share Split
Notice Date: September 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MATEON THERAPEUTICS INC COM
Reverse Share Split
Notice Date: September 09 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENTEROMEDICS INC
Reverse Share Split
Notice Date: September 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENVEC INCORPORATED
Reverse Share Split
Notice Date: August 31 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: August 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STEMCELLS INC
Reverse Share Split
Notice Date: August 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HILTON WORLDWIDE HLDGS INC
Reverse Share Split
Notice Date: August 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
XG TECHNOLOGY INC
Reverse Share Split
Notice Date: August 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR
Reverse Share Split
Notice Date: July 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEURALSTEM INC
Reverse Share Split
Notice Date: July 25 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 16 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BLUE DIAMOND VENTURES INC
Reverse Share Split
Notice Date: June 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUPPORT COM INC
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WAFERGEN BIO‐SYSTEMS INC COM
Reverse Share Split
Notice Date: April 14 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TERRA TECH CORP
Reverse Share Split
Notice Date: April 12 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CIVEO CORP CDA
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GTX INC DEL COM
Reverse Share Split
Notice Date: March 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
APRICUS BIOSCIENCES INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 24 2016
XOMA CORP DEL
Reverse share split. Every 20 share held will become 1 share
Effective Date: October 18 2016
PERNIX THERAPEUTICS HOLDINGS INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 14 2016
CUMULUS MEDIA INC
Reverse share split. Every 8 share held will become 1 share
Effective Date: October 13 2016
INSPIREMD INC
Reverse share split. Every 25 share held will become 1 share
Effective Date: October 10 2016
INOLIFE TECHNOLOGIES INC
Reverse share split. Every 30000 share held will become 1 share
Effective Date: October 07 2016
SOLIGENIX INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 07 2016
ALCOA INC COM
Reverse share split. Every 3 share held will become 1 share
Effective Date: October 06 2016
DECISIONPOINT SYSTEMS INC
Reverse share split. Every 1 share held will become 0.002 share
Effective Date: October 05 2016
JAPAN STEEL WORKS
Reverse share split. Every 5 share held will become 4 share
Effective Date: October 03 2016
BIOCEPT INC
Reverse share split. Every 3 share held will become 1 share
Effective Date: September 29 2016
FUNCTIONX INC NEW
Reverse share split. Every 20 share held will become 1 share
Effective Date: September 16 2016
GREAT BASIN SCIENTIFIC INC
Reverse share split. Every 80 share held will become 1 share
Effective Date: September 16 2016
GEVO INC COM NEW
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUNE PHARMACEUTICALS INC COM
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ISHARES INC MSCI GLBL MTL&MNG PRODU ETF
Reverse Share Split
Notice Date: October 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ISHARES INC MSCI GLOBAL GOLD MINERS ETF
Reverse Share Split
Notice Date: October 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ISHARES INC MSCI JAPAN ETF
Reverse Share Split
Notice Date: October 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ISHARES INC MSCI SINGAPORE ETF
Reverse Share Split
Notice Date: October 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ISHARES INC MSCI TAIWAN ETF
Reverse Share Split
Notice Date: October 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ISHARES INC MSCI UNITED KINGDOM ETF (NEW)
Reverse Share Split
Notice Date: October 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ISHARES TRUST MORTGAGE REAL EST CAP ETF
Reverse Share Split
Notice Date: October 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ISHARES TRUST MSCI RUSSIA CAPPED ETF
Reverse Share Split
Notice Date: October 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ISHARES INC MSCI ITALY CAPPED ETF
Reverse Share Split
Notice Date: October 20 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ISHARES MSCI MALAYSIA ETF
Reverse Share Split
Notice Date: October 20 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CD INTERNATIONAL ENTERPRISES INC
Reverse Share Split
Notice Date: October 14 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXION PWR INTL INC COM
Reverse Share Split
Notice Date: October 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CASCADIAN THERAPEUTICS INC COM
Reverse Share Split
Notice Date: October 06 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TOPAZ RESOURCES INC
Reverse Share Split
Notice Date: October 06 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
XENITH BANKSHARES INC NEW COM
Reverse Share Split
Notice Date: October 06 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUADRANT 4 SYSTEMS CORP
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SYSOREX GLOBAL
Reverse Share Split
Notice Date: October 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SW INNOVATIVE HOLDINGS INC
Reverse Share Split
Notice Date: September 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUNOCELLULAR THERAPEUTICS LTD
Reverse Share Split
Notice Date: September 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HONGLI CLEAN ENERGY TECH CORP
Reverse Share Split
Notice Date: September 22 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AYTU BIOSCIENCE INC
Reverse Share Split
Notice Date: September 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GALENA BIOPHARMA INC
Reverse Share Split
Notice Date: September 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LPATH INC
Reverse Share Split
Notice Date: September 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MATEON THERAPEUTICS INC COM
Reverse Share Split
Notice Date: September 09 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SKYLINE MED INC COM NEW
Reverse Share Split
Notice Date: September 08 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENTEROMEDICS INC
Reverse Share Split
Notice Date: September 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENVEC INCORPORATED
Reverse Share Split
Notice Date: August 31 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: August 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STEMCELLS INC
Reverse Share Split
Notice Date: August 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HILTON WORLDWIDE HLDGS INC
Reverse Share Split
Notice Date: August 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
XG TECHNOLOGY INC
Reverse Share Split
Notice Date: August 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR
Reverse Share Split
Notice Date: July 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEURALSTEM INC
Reverse Share Split
Notice Date: July 25 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLAINS GP HLDGS LP
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIODEL INC
Reverse Share Split
Notice Date: July 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 16 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BLUE DIAMOND VENTURES INC
Reverse Share Split
Notice Date: June 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUPPORT COM INC
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WAFERGEN BIO-SYSTEMS INC COM
Reverse Share Split
Notice Date: April 14 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TERRA TECH CORP
Reverse Share Split
Notice Date: April 12 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CIVEO CORP CDA
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GTX INC DEL COM
Reverse Share Split
Notice Date: March 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
YUMA ENERGY INC
Reverse Share Split
Notice Date: February 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECO BUILDING PRODUCTS INC
Reverse Share Split
Notice Date: December 31 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HALCON RES CORP (HK)
Reverse share split. Every 1 share held will become 0.0295 share
Effective Date: September 12 2016
SUNESIS PHARMACEUTICALS INC (SNSS)
Reverse share split. Every 6 share held will become 1 share
Effective Date: September 08 2016
TYCO INTERNATIONAL PLC
Reverse share split. Every 0.955 share held will become 1 share
Effective Date: September 06 2016
HEMISPHERX BIOPHARMA INC (HEB)
Reverse share split. Every 12 share held will become 1 share
Effective Date: August 29 2016
ATOSSA GENETICS INC
Reverse share split. Every 15 share held will become 1 share
Effective Date: August 26 2016
ALPHATEC HLDGS INC (ATEC)
Reverse share split. Every 12 share held will become 1 share
Effective Date: August 25 2016
DIREXION SHARES ETF TRUST DAILY GOLD MINERS IDX 3X SHS (DUST)
Reverse share split. Every 5 share held will become 1 share
Effective Date: August 25 2016
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR (JDST)
Reverse share split. Every 5 share held will become 1 share
Effective Date: August 25 2016
MAXCOM TELECOMUNICACIONES SA DE CV
Reverse share split. Every 2 share held will become 1 share
Effective Date: August 23 2016
CHINANET ONLINE HOLDINGS INC (CNET)
Reverse share split. Every 5 share held will become 2 share
Effective Date: August 19 2016
MABVAX THERAPEUTICS HOLDINGS INC (MBVX)
Reverse share split. Every 37 share held will become 5 share
Effective Date: August 17 2016
DRYSHIPS INC (DRYS)
Reverse share split. Every 4 share held will become 1 share
Effective Date: August 15 2016
QUEST RESOURCE HOLDING CORP (QRHC)
Reverse share split. Every 8 share held will become 1 share
Effective Date: August 11 2016
BARCLAYS BANK PLC IPATH S&P 500
Reverse share split. Every 4 share held will become 1 share
Effective Date: August 09 2016
CREDIT SUISSE NASSAU ETN VIX SHR‐TR
Reverse share split. Every 25 share held will become 1 share
Effective Date: August 09 2016
INCAPTA INC
Reverse share split. Every 19000 share held will become 1 share
Effective Date: August 08 2016
EAGLE BULK SHIPPING INC (EGLE)
Reverse share split. Every 20 share held will become 1 share
Effective Date: August 05 2016
GALENA BIOPHARMA INC
Reverse Share Split
Notice Date: September 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LPATH INC
Reverse Share Split
Notice Date: September 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MATEON THERAPEUTICS INC COM
Reverse Share Split
Notice Date: September 09 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SKYLINE MED INC COM NEW
Reverse Share Split
Notice Date: September 08 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
XOMA CORP DEL
Reverse Share Split
Notice Date: September 08 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENTEROMEDICS INC
Reverse Share Split
Notice Date: September 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENVEC INCORPORATED
Reverse Share Split
Notice Date: August 31 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INSPIREMD INC
Reverse Share Split
Notice Date: August 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEREGRINE PHARMACEUTICALS
Reverse Share Split
Notice Date: August 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STEMCELLS INC
Reverse Share Split
Notice Date: August 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIOCEPT INC
Reverse Share Split
Notice Date: August 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HILTON WORLDWIDE HLDGS INC
Reverse Share Split
Notice Date: August 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GREAT BASIN SCIENTIFIC INC COM
Reverse Share Split
Notice Date: August 12 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALCOA INC
Reverse Share Split
Notice Date: August 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
XG TECHNOLOGY INC
Reverse Share Split
Notice Date: August 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CERES INC
Reverse Share Split
Notice Date: August 08 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR
Reverse Share Split
Notice Date: July 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUNCTIONX INC NEW
Reverse Share Split
Notice Date: July 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEURALSTEM INC
Reverse Share Split
Notice Date: July 25 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLAINS GP HLDGS LP
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: July 11 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIODEL INC
Reverse Share Split
Notice Date: July 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 16 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BLUE DIAMOND VENTURES INC
Reverse Share Split
Notice Date: June 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUPPORT COM INC
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOLIGENIX INC
Reverse Share Split
Notice Date: April 25 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WAFERGEN BIO‐SYSTEMS INC COM
Reverse Share Split
Notice Date: April 14 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TERRA TECH CORP
Reverse Share Split
Notice Date: April 12 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BOMBARDIER INC CL A CONV
Reverse Share Split
Notice Date: April 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CIVEO CORP CDA
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: March 31 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GTX INC DEL COM
Reverse Share Split
Notice Date: March 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
YUMA ENERGY INC
Reverse Share Split
Notice Date: February 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ZAIO CORP
Reverse Share Split
Notice Date: February 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INOLIFE TECHNOLOGIES INC
Reverse Share Split
Notice Date: February 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECO BUILDING PRODUCTS INC
Reverse Share Split
Notice Date: December 31 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COMSTOCK RESOURCES INC
Reverse share split. Every 5 share held will become 1 share
Effective Date: August 01 2016
GOLDEN OCEAN GROUP LTD
Reverse share split. Every 5 share held will become 1 share
Effective Date: August 01 2016
CALADRIUS BIOSCIENCES INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: July 28 2016
SAEXPLORATION HLDGS INC
Reverse share split. Every 1 share held will become 0.0074 share
Effective Date: July 27 2016
CLEAN DIESEL TECHNOLOGIES INC
Reverse share split. Every 5 share held will become 1 share
Effective Date: July 25 2016
PROSHARES TRUST II ULTRA VIX SHORT TERM FUTURES
Reverse share split. Every 5 share held will become 1 share
Effective Date: July 25 2016
PROSHARES TRUST II VIX SHORT TERM FUTURES ETF NEW
Reverse share split. Every 5 share held will become 1 share
Effective Date: July 25 2016
SYNTA PHARMACEUTICALS CORP
Reverse share split. Every 35 share held will become 1 share
Effective Date: July 25 2016
PINETREE CAPITAL LTD
Reverse share split. Every 100 share held will become 1 share
Effective Date: July 22 2016
SIMLATUS CORPORATION
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: July 22 2016
DELCATH SYSTEMS INC
Reverse share split. Every 16 share held will become 1 share
Effective Date: July 21 2016
CGG SPONSORED ADR
Reverse share split. Every 32 share held will become 1 share
Effective Date: July 20 2016
LIGHTBRIDGE CORPORATION
Reverse share split. Every 5 share held will become 1 share
Effective Date: July 20 2016
SUPERCONDUCTOR TECHNOLOGIES
Reverse share split. Every 15 share held will become 1 share
Effective Date: July 19 2016
AXION POWER INTERNATIONAL INC
Reverse share split. Every 1 share held will become 0.0025 share
Effective Date: July 15 2016
NANOTECH ENTERTAINMENT INC
Reverse share split. Every 1 share held will become 0.0398 share
Effective Date: July 13 2016
OREXIGEN THERAPEUTICS INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: July 12 2016
EMMIS COMMUNICATIONS CORP
Reverse share split. Every 4 share held will become 1 share
Effective Date: July 08 2016
SIGNAL GENETICS INC
Reverse Share Split
Notice Date: August 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY GOLD MINERS IDX 3X SHS
Reverse Share Split
Notice Date: July 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS INDEX BEAR
Reverse Share Split
Notice Date: July 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUNCTIONX INC NEW
Reverse Share Split
Notice Date: July 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEURALSTEM INC
Reverse Share Split
Notice Date: July 25 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOHM INC
Reverse Share Split
Notice Date: July 25 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CLEAN DIESEL TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLAINS GP HLDGS LP
Reverse Share Split
Notice Date: July 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ROCK CREEK PHARMACEUTICALS INC
Reverse Share Split
Notice Date: July 11 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIODEL INC
Reverse Share Split
Notice Date: July 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUEST RESOURCE HOLDING CORP
Reverse Share Split
Notice Date: June 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INCAPTA INC COM
Reverse Share Split
Notice Date: June 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 16 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINANET ONLINE HOLDINGS INC
Reverse Share Split
Notice Date: June 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEMISPHERX BIOPHARMA INC
Reverse Share Split
Notice Date: June 09 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BLUE DIAMOND VENTURES INC
Reverse Share Split
Notice Date: June 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EAGLE BULK SHIPPING INC
Reverse Share Split
Notice Date: May 05 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LPATH INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUPPORT COM INC
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOLIGENIX INC
Reverse Share Split
Notice Date: April 25 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUNESIS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 14 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WAFERGEN BIO‐SYSTEMS INC COM
Reverse Share Split
Notice Date: April 14 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TERRA TECH CORP
Reverse Share Split
Notice Date: April 12 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BOMBARDIER INC CL A CONV
Reverse Share Split
Notice Date: April 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CIVEO CORP CDA
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: March 31 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GTX INC DEL COM
Reverse Share Split
Notice Date: March 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
YUMA ENERGY INC
Reverse Share Split
Notice Date: February 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ZAIO CORP
Reverse Share Split
Notice Date: February 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INOLIFE TECHNOLOGIES INC
Reverse Share Split
Notice Date: February 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TYCO INTERNATIONAL PLC
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECO BUILDING PRODUCTS INC
Reverse Share Split
Notice Date: December 31 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EXCO RES INC
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VIOLIN MEMORY INC (VMEM)
Reverse share split. Every 4 share held will become 1 share
Effective Date: July 06 2016
AYTU BIOSCIENCE INC
Reverse share split. Every 12 share held will become 1 share
Effective Date: July 01 2016
HERTZ GLOBAL HOLDINGS INC (HTZ)
Reverse share split. Every 1 share held will become 0.2488 share
Effective Date: July 01 2016
CD INTERNATIONAL ENTERPRISES INC
Reverse share split. Every 1 share held will become 0.005 share
Effective Date: June 28 2016
OCULUS INNOVATIVE SCIENCES INC
Reverse share split. Every 5 share held will become 1 share
Effective Date: June 27 2016
PROSHARES TRUST PSHS SHRT S&P500 (SH)
Reverse share split. Every 2 share held will become 1 share
Effective Date: June 24 2016
U.S.ENERGY CORP
Reverse share split. Every 6 share held will become 1 share
Effective Date: June 22 2016
XG TECHNOLOGY INC
Reverse share split. Every 12 share held will become 1 share
Effective Date: June 21 2016
CROSSROADS SYSTEMS INC
Reverse share split. Every 20 share held will become 1 share
Effective Date: June 20 2016
STAR BULK CARRIERS CORP
Reverse share split. Every 5 share held will become 1 share
Effective Date: June 20 2016
AVIAT NETWORKS INC
Reverse share split. Every 12 share held will become 1 share
Effective Date: June 14 2016
LPATH INC
Reverse share split. Every 14 share held will become 1 share
Effective Date: June 13 2016
STONE ENERGY CORP
Reverse share split. Every 10 share held will become 1 share
Effective Date: June 13 2016
DIANA CONTAINERSHIPS INC
Reverse share split. Every 8 share held will become 1 share
Effective Date: June 09 2016
RESOLUTE ENERGY CORP
Reverse share split. Every 5 share held will become 1 share
Effective Date: June 08 2016
MCCLATCHY CO
Reverse share split. Every 10 share held will become 1 share
Effective Date: June 07 2016
OLEO E GAS PARTICIPACOES SA
Reverse share split. Every 100 share held will become 1 share
Effective Date: June 07 2016
QUEST RESOURCE HOLDING CORP
Reverse Share Split
Notice Date: June 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VIOLIN MEMORY INC COM
Reverse Share Split
Notice Date: June 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INCAPTA INC COM
Reverse Share Split
Notice Date: June 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROTALEX INC
Reverse Share Split
Notice Date: June 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SIMLATUS CORPORATION
Reverse Share Split
Notice Date: June 20 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NANOTECH ENTERTAINMENT INC
Reverse Share Split
Notice Date: June 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 16 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINANET ONLINE HOLDINGS INC
Reverse Share Split
Notice Date: June 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEMISPHERX BIOPHARMA INC
Reverse Share Split
Notice Date: June 09 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DELCATH SYS INC COM NEW
Reverse Share Split
Notice Date: June 08 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BLUE DIAMOND VENTURES INC
Reverse Share Split
Notice Date: June 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHATEC HLDGS INC
Reverse Share Split
Notice Date: June 02 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EMMIS COMMUNICATIONS CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OREXIGEN THERAPEUTICS INC
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUPERCONDUCTOR TECHNOLOGIES
Reverse Share Split
Notice Date: May 06 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EAGLE BULK SHIPPING INC
Reverse Share Split
Notice Date: May 05 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SYNTA PHARMACEUTICALS CORP
Reverse Share Split
Notice Date: May 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LPATH INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUPPORT COM INC
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOLIGENIX INC
Reverse Share Split
Notice Date: April 25 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXION PWR INTL INC COM
Reverse Share Split
Notice Date: April 20 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUNESIS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 14 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WAFERGEN BIO‐SYSTEMS INC COM
Reverse Share Split
Notice Date: April 14 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TERRA TECH CORP
Reverse Share Split
Notice Date: April 12 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BOMBARDIER INC CL A CONV
Reverse Share Split
Notice Date: April 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CIVEO CORP CDA
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: March 31 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GTX INC DEL COM
Reverse Share Split
Notice Date: March 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PINETREE CAPITAL LTD
Reverse Share Split
Notice Date: March 22 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
YUMA ENERGY INC
Reverse Share Split
Notice Date: February 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ZAIO CORP
Reverse Share Split
Notice Date: February 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INOLIFE TECHNOLOGIES INC
Reverse Share Split
Notice Date: February 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TYCO INTERNATIONAL PLC
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CERES INC COM NEW
Reverse Share Split
Notice Date: January 20 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECO BUILDING PRODUCTS INC
Reverse Share Split
Notice Date: December 31 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EXCO RES INC
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ASCENT SOLAR TECHNOLOGIES INC
Reverse share split. Every 20 share held will become 1 share
Effective Date: June 02 2016
EPAZZ INC
Reverse share split. Every 1 share held will become 0.0004 share
Effective Date: June 02 2016
REAL GOODS SOLAR INC
Reverse share split. Every 20 share held will become 1 share
Effective Date: June 02 2016
CALIFORNIA RESOURCES CORP
Reverse share split. Every 10 share held will become 1 share
Effective Date: June 01 2016
ONCONOVA THERAPEUTICS INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: June 01 2016
CYCLACEL PHARMA IN
Reverse share split. Every 12 share held will become 1 share
Effective Date: May 31 2016
VICAL INC (VICL)
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 27 2016
CHINA RECYCLING ENERGY CORP
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 26 2016
INCEPTION MINING INC
Reverse share split. Every 11 share held will become 2 share
Effective Date: May 26 2016
NET ELEMENT INC (NETE)
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 25 2016
PETROQUEST ENERGY INC
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 19 2016
DIREXION SHARES ETF TRUST DAILY GOLD MINERS INDEX BEAR 3X SH
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 18 2016
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS IDX BEAR 3X S
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 18 2016
HEAT BIOLOGICS INC
Reverse Share Split
Notice Date: May 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAFTDAY FANTASY SPORTS INC
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OLEO E GAS PARTICIPACOES SA
Reverse Share Split
Notice Date: May 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CD INTERNATIONAL ENTERPRISES INC
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA RECYCLING ENERGY CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EMMIS COMMUNICATIONS CORP
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OREXIGEN THERAPEUTICS INC
Reverse Share Split
Notice Date: May 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COWEN GROUP INC NEW
Reverse Share Split
Notice Date: May 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUPERCONDUCTOR TECHNOLOGIES
Reverse Share Split
Notice Date: May 06 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CROSSROADS SYSTEMS INC
Reverse Share Split
Notice Date: May 05 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EAGLE BULK SHIPPING INC
Reverse Share Split
Notice Date: May 05 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SYNTA PHARMACEUTICALS CORP
Reverse Share Split
Notice Date: May 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LPATH INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUPPORT COM INC
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOLIGENIX INC
Reverse Share Split
Notice Date: April 25 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXION PWR INTL INC COM
Reverse Share Split
Notice Date: April 20 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
XG TECHNOLOGY INC COM
Reverse Share Split
Notice Date: April 20 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AVIAT NETWORKS INC
Reverse Share Split
Notice Date: April 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OXIGENE INC
Reverse Share Split
Notice Date: April 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUNESIS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 14 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WAFERGEN BIO‐SYSTEMS INC COM
Reverse Share Split
Notice Date: April 14 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TERRA TECH CORP
Reverse Share Split
Notice Date: April 12 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BOMBARDIER INC CL A CONV
Reverse Share Split
Notice Date: April 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AYTU BIOSCIENCE INC
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CIVEO CORP CDA
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HERTZ GLOBAL HLDGS INC COM
Reverse Share Split
Notice Date: March 31 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: March 31 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RESOLUTE ENERGY CORP
Reverse Share Split
Notice Date: March 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GTX INC DEL COM
Reverse Share Split
Notice Date: March 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PINETREE CAPITAL LTD
Reverse Share Split
Notice Date: March 22 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMERICAN CAPITAL LTD
Reverse Share Split
Notice Date: March 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MCCLATCHY COMPANY CL A
Reverse Share Split
Notice Date: March 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
YUMA ENERGY INC
Reverse Share Split
Notice Date: February 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ZAIO CORP
Reverse Share Split
Notice Date: February 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INOLIFE TECHNOLOGIES INC
Reverse Share Split
Notice Date: February 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TYCO INTERNATIONAL PLC
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CERES INC COM NEW
Reverse Share Split
Notice Date: January 20 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BOX SHIPS INC
Reverse Share Split
Notice Date: January 12 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECO BUILDING PRODUCTS INC
Reverse Share Split
Notice Date: December 31 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EXCO RES INC
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL MOLY INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTORI THERAPEUTICS INC
Reverse share split. Every 15 share held will become 1 share
Effective Date: May 12 2016
CINEDIGM CORPORATION
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 10 2016
INTERCONTINENTAL HOTELS GROUP
Reverse share split. Every 6 share held will become 5 share
Effective Date: May 09 2016
STEMCELLS INC
Reverse share split. Every 12 share held will become 1 share
Effective Date: May 09 2016
FIRST TRUST PORTFOLIOS FIRST TRUST ISE REVERE NATURAL GAS
Reverse share split. Every 5 share held will become 1 share
Effective Date: May 02 2016
CARBON SCIENCES INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: April 21 2016
RXI PHARMACEUTICALS CORP
Reverse share split. Every 10 share held will become 1 share
Effective Date: April 18 2016
SEMILEDS CORPORATION (LEDS)
Reverse share split. Every 10 share held will become 1 share
Effective Date: April 18 2016
SPEED COMM INC (SPDC)
Reverse share split. Every 16 share held will become 1 share
Effective Date: April 18 2016
FREESEAS INC
Reverse share split. Every 1 share held will become 0.005 share
Effective Date: April 14 2016
SOURCE GOLD CORP
Reverse share split. Every 1 share held will become 0.000667 share
Effective Date: April 07 2016
SUPERCONDUCTOR TECHNOLOGIES
Reverse Share Split
Notice Date: May 06 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CROSSROADS SYSTEMS INC
Reverse Share Split
Notice Date: May 05 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EAGLE BULK SHIPPING INC
Reverse Share Split
Notice Date: May 05 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SYNTA PHARMACEUTICALS CORP
Reverse Share Split
Notice Date: May 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALADRIUS BIOSCIENCES INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LPATH INC
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
U.S.ENERGY CORP
Reverse Share Split
Notice Date: May 03 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FIRST TRUST ISE-REV NATURAL GAS
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUPPORT COM INC
Reverse Share Split
Notice Date: April 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REAL GOODS SOLAR INC
Reverse Share Split
Notice Date: April 25 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOLIGENIX INC
Reverse Share Split
Notice Date: April 25 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXION PWR INTL INC COM
Reverse Share Split
Notice Date: April 20 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
XG TECHNOLOGY INC COM
Reverse Share Split
Notice Date: April 20 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PAY CHEST INC COM
Reverse Share Split
Notice Date: April 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AVIAT NETWORKS INC
Reverse Share Split
Notice Date: April 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OXIGENE INC
Reverse Share Split
Notice Date: April 18 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SUNESIS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 14 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WAFERGEN BIO‐SYSTEMS INC COM
Reverse Share Split
Notice Date: April 14 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARBON SCIENCES INC
Reverse Share Split
Notice Date: April 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TERRA TECH CORP
Reverse Share Split
Notice Date: April 12 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BOMBARDIER INC CL A CONV
Reverse Share Split
Notice Date: April 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONCONOVA THERAPEUTICS INC
Reverse Share Split
Notice Date: April 05 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AYTU BIOSCIENCE INC
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CIVEO CORP CDA
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYCLACEL PHARMA IN
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HERTZ GLOBAL HLDGS INC COM
Reverse Share Split
Notice Date: March 31 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: March 31 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RESOLUTE ENERGY CORP
Reverse Share Split
Notice Date: March 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GTX INC DEL COM
Reverse Share Split
Notice Date: March 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VICAL INC COM
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PINETREE CAPITAL LTD
Reverse Share Split
Notice Date: March 22 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PETROQUEST ENERGY INC COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
W & T OFFSHORE INC COM
Reverse Share Split
Notice Date: March 16 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMERICAN CAPITAL LTD
Reverse Share Split
Notice Date: March 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALIFORNIA RES CORP COM
Reverse Share Split
Notice Date: March 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MCCLATCHY COMPANY CL A
Reverse Share Split
Notice Date: March 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
YUMA ENERGY INC
Reverse Share Split
Notice Date: February 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ZAIO CORP
Reverse Share Split
Notice Date: February 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INOLIFE TECHNOLOGIES INC
Reverse Share Split
Notice Date: February 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INCEPTION MNG INC COM
Reverse Share Split
Notice Date: January 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TYCO INTERNATIONAL PLC
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CERES INC COM NEW
Reverse Share Split
Notice Date: January 20 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EPAZZ INC
Reverse Share Split
Notice Date: January 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BOX SHIPS INC
Reverse Share Split
Notice Date: January 12 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECO BUILDING PRODUCTS INC
Reverse Share Split
Notice Date: December 31 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONRIDGE OIL TECHNOLOGIES CORP COM
Reverse Share Split
Notice Date: November 30 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NET ELEMENT INC
Reverse Share Split
Notice Date: October 09 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EXCO RES INC
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL MOLY INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GREAT BASIN SCIENTIFIC INC
Reverse share split. Every 35 share held will become 1 share
Effective Date: March 31 2016
VENAXIS INC
Reverse share split. Every 8 share held will become 1 share
Effective Date: March 31 2016
DIREXION SHARES ETF TRUST DAILY BRAZIL BULL 3X (BRZU)
Reverse share split. Every 4 share held will become 1 share
Effective Date: March 24 2016
DIREXION SHARES ETF TRUST DAILY EMERGING MKT BULL 3X NEW (EDC)
Reverse share split. Every 4 share held will become 1 share
Effective Date: March 24 2016
DIREXION SHARES ETF TRUST DAILY LATIN AMER BULL (LBJ)
Reverse share split. Every 4 share held will become 1 share
Effective Date: March 24 2016
DIREXION SHARES ETF TRUST DAILY NAT GAS RELATED BULL 3X SHS NEW (GASL)
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 24 2016
DIREXION SHARES ETF TRUST DAILY RUSSIA BULL (RUSL)
Reverse share split. Every 4 share held will become 1 share
Effective Date: March 24 2016
DIREXION SHARES ETF TRUST DAILY S&P OIL&GAS EXP&PRD BULL 3X (GUSH)
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 24 2016
DIREXION SHARES ETF TRUST DIREXION DAILY S&P BIOTECH BULL 3X (LABU)
Reverse share split. Every 4 share held will become 1 share
Effective Date: March 24 2016
DIREXION SHARES ETF TRUST INDIA BULL 3X SHS (INDL)
Reverse share split. Every 4 share held will become 1 share
Effective Date: March 24 2016
PRANA BIOTECHNOLOGY (PRAN)
Reverse share split. Every 6 share held will become 1 share
Effective Date: March 24 2016
CELLADON CORPORATION
Reverse share split. Every 15 share held will become 1 share
Effective Date: March 23 2016
SIGMA LABS INC
Reverse share split. Every 100 share held will become 1 share
Effective Date: March 17 2016
CREDIT SUISSE NASSAU VELOC 3X LNG CRUDE OIL ETN (UWTI)
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 14 2016
CREDIT SUISSE NASSAU VELOCITY SHS 3X LONG NAT GAS ETN (UGAZ)
Reverse share split. Every 25 share held will become 1 share
Effective Date: March 14 2016
DRYSHIPS INC
Reverse share split. Every 25 share held will become 1 share
Effective Date: March 11 2016
AXXESS PHARMA INC
Reverse share split. Every 1 share held will become 0.0004 share
Effective Date: March 09 2016
LINC ENERGY LTD
Reverse share split. Every 6 share held will become 1 share
Effective Date: March 09 2016
URANIUM RESOURCES INC
Reverse share split. Every 12 share held will become 1 share
Effective Date: March 08 2016
ONCONOVA THERAPEUTICS INC
Reverse Share Split
Notice Date: April 05 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ATOSSA GENETICS INC
Reverse Share Split
Notice Date: April 04 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AYTU BIOSCIENCE INC
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CIVEO CORP CDA
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYCLACEL PHARMA IN
Reverse Share Split
Notice Date: April 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HERTZ GLOBAL HLDGS INC COM
Reverse Share Split
Notice Date: March 31 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IN OVATIONS HOLDINGS INC
Reverse Share Split
Notice Date: March 31 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RESOLUTE ENERGY CORP
Reverse Share Split
Notice Date: March 30 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GTX INC DEL COM
Reverse Share Split
Notice Date: March 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTREPID POTASH INC
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VICAL INC COM
Reverse Share Split
Notice Date: March 28 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PINETREE CAPITAL LTD
Reverse Share Split
Notice Date: March 22 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SPEED COMM INC
Reverse Share Split
Notice Date: March 22 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PETROQUEST ENERGY INC COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STONE ENERGY CORP COM
Reverse Share Split
Notice Date: March 21 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STEMCELLS INC
Reverse Share Split
Notice Date: March 16 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
W & T OFFSHORE INC COM
Reverse Share Split
Notice Date: March 16 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMERICAN CAPITAL LTD
Reverse Share Split
Notice Date: March 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOURCE GOLD CORP
Reverse Share Split
Notice Date: March 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CALIFORNIA RES CORP COM
Reverse Share Split
Notice Date: March 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MCCLATCHY COMPANY CL A
Reverse Share Split
Notice Date: March 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTORI THERAPEUTICS INC
Reverse Share Split
Notice Date: March 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOHM INC
Reverse Share Split
Notice Date: February 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RXI PHARMACEUTICALS CORP
Reverse Share Split
Notice Date: February 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SEMILEDS CORPORATION
Reverse Share Split
Notice Date: February 24 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
YUMA ENERGY INC
Reverse Share Split
Notice Date: February 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ZAIO CORP
Reverse Share Split
Notice Date: February 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INOLIFE TECHNOLOGIES INC
Reverse Share Split
Notice Date: February 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INCEPTION MNG INC COM
Reverse Share Split
Notice Date: January 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TYCO INTERNATIONAL PLC
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CERES INC COM NEW
Reverse Share Split
Notice Date: January 20 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EPAZZ INC
Reverse Share Split
Notice Date: January 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BOX SHIPS INC
Reverse Share Split
Notice Date: January 12 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECO BUILDING PRODUCTS INC
Reverse Share Split
Notice Date: December 31 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONRIDGE OIL TECHNOLOGIES CORP COM
Reverse Share Split
Notice Date: November 30 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SANDRIDGE ENERGY
Reverse Share Split
Notice Date: October 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NET ELEMENT INC
Reverse Share Split
Notice Date: October 09 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CINEDIGM CORP
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EXCO RES INC
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL MOLY INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CESCA THERAPEUTICS INC COM
Reverse share split. Every 20 share held will become 1 share
Effective Date: March 07 2016
NEWLEAD HOLDINGS LTD
Reverse share split. Every 1 share held will become 0.0033 share
Effective Date: March 04 2016
SPHERIX INC
Reverse share split. Every 19 share held will become 1 share
Effective Date: March 01 2016
CHINA TECHFAITH WIRELESS COM
Reverse share split. Every 5 share held will become 1 share
Effective Date: March 01 2016
GOLD & SILVER MINING NEVADA INC
Reverse share split. Every 1 share held will become 0.0005 share
Effective Date: March 01 2016
PARAGON SHIPPING INC
Reverse share split. Every 38 share held will become 1 share
Effective Date: March 01 2016
GOL LINHAS AEREAS INTELIGENTES SA
Reverse share split. Every 10 share held will become 1 share
Effective Date: February 26 2016
TOP SHIPS INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: February 22 2016
CARDICA INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: February 17 2016
ION GEOPHYSICAL CORPORATION
Reverse share split. Every 15 share held will become 1 share
Effective Date: February 05 2016
DRAGONWAVE INC
Reverse share split. Every 25 share held will become 1 share
Effective Date: February 04 2016
FRONTLINE LTD
Reverse share split. Every 5 share held will become 1 share
Effective Date: February 03 2016
CYTORI THERAPEUTICS INC
Reverse Share Split
Notice Date: March 07 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOHM INC
Reverse Share Split
Notice Date: February 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RXI PHARMACEUTICALS CORP
Reverse Share Split
Notice Date: February 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SEMILEDS CORPORATION
Reverse Share Split
Notice Date: February 24 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OILSANDS QUEST INC
Reverse Share Split
Notice Date: February 23 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXXESS PHARMA INC
Reverse Share Split
Notice Date: February 22 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
URANIUM RESOURCES INC
Reverse Share Split
Notice Date: February 19 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
YUMA ENERGY INC
Reverse Share Split
Notice Date: February 17 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ZAIO CORP
Reverse Share Split
Notice Date: February 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INOLIFE TECHNOLOGIES INC
Reverse Share Split
Notice Date: February 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VENAXIS INC
Reverse Share Split
Notice Date: February 10 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RESOLUTE ENERGY CORP
Reverse Share Split
Notice Date: February 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GREAT BASIN SCIENTIFIC INC COM NEW
Reverse Share Split
Notice Date: January 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INCEPTION MNG INC COM
Reverse Share Split
Notice Date: January 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TYCO INTERNATIONAL PLC
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CERES INC COM NEW
Reverse Share Split
Notice Date: January 20 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EPAZZ INC
Reverse Share Split
Notice Date: January 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BOX SHIPS INC
Reverse Share Split
Notice Date: January 12 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECO BUILDING PRODUCTS INC
Reverse Share Split
Notice Date: December 31 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CELLADON CORP COM
Reverse Share Split
Notice Date: December 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONRIDGE OIL TECHNOLOGIES CORP COM
Reverse Share Split
Notice Date: November 30 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAYHAWK ENERGY INC
Reverse Share Split
Notice Date: November 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SANDRIDGE ENERGY
Reverse Share Split
Notice Date: October 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NET ELEMENT INC
Reverse Share Split
Notice Date: October 09 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CINEDIGM CORP
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EXCO RES INC
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CREDIT SUISSE
Reverse Share Split
Notice Date: September 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: June 04 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCULUS INNOVATIVE SCIENCES INC
Reverse Share Split
Notice Date: May 29 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL MOLY INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COMBIMATRIX CORPORATION
Reverse share split. Every 15 share held will become 1 share
Effective Date: February 01 2016
OI SA
Reverse share split. Every 5 share held will become 1 share
Effective Date: February 01 2016
JOES'S JEANS INC
Reverse share split. Every 30 share held will become 1 share
Effective Date: January 29 2016
PLATINUM GROUP METALS LTD
Reverse share split. Every 10 share held will become 1 share
Effective Date: January 28 2016
PEN INC
Reverse share split. Every 1 share held will become 0.0056 share
Effective Date: January 26 2016
WAVE SYNC CORP
Reverse share split. Every 20 share held will become 1 share
Effective Date: January 26 2016
AMEDICA CORPORATION
Reverse share split. Every 15 share held will become 1 share
Effective Date: January 25 2016
ANDES GOLD CORP
Reverse share split. Every 1 share held will become 0.005 share
Effective Date: January 25 2016
DISCOVERY LABORATORIES INC
Reverse share split. Every 14 share held will become 1 share
Effective Date: January 22 2016
ERHC ENERGY INC
Reverse share split. Every 100 share held will become 1 share
Effective Date: January 15 2016
FREESEAS INC
Reverse share split. Every 60 share held will become 1 share
Effective Date: January 15 2016
MECHEL OAO
Reverse share split. Every 2 share held will become 1 share
Effective Date: January 12 2016
RESOLUTE ENERGY CORP
Reverse Share Split
Notice Date: February 01 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GREAT BASIN SCIENTIFIC INC COM NEW
Reverse Share Split
Notice Date: January 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INCEPTION MNG INC COM
Reverse Share Split
Notice Date: January 29 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SPHERIX INC
Reverse Share Split
Notice Date: January 27 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PLATINUM GROUP METALS LTD
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TYCO INTERNATIONAL PLC
Reverse Share Split
Notice Date: January 26 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CERES INC COM NEW
Reverse Share Split
Notice Date: January 20 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PARAGON SHIPPING INC
Reverse Share Split
Notice Date: January 15 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EPAZZ INC
Reverse Share Split
Notice Date: January 13 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BOX SHIPS INC
Reverse Share Split
Notice Date: January 12 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CESCA THERAPEUTICS INC
Reverse Share Split
Notice Date: January 06 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECO BUILDING PRODUCTS INC
Reverse Share Split
Notice Date: December 31 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAGONWAVE INC
Reverse Share Split
Notice Date: December 23 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CELLADON CORP COM
Reverse Share Split
Notice Date: December 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARDICA INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ION GEOPHYSICAL CORP
Reverse Share Split
Notice Date: December 10 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONRIDGE OIL TECHNOLOGIES CORP COM
Reverse Share Split
Notice Date: November 30 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAYHAWK ENERGY INC
Reverse Share Split
Notice Date: November 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA HSG LD DEV
Reverse Share Split
Notice Date: October 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SANDRIDGE ENERGY
Reverse Share Split
Notice Date: October 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NET ELEMENT INC
Reverse Share Split
Notice Date: October 09 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CINEDIGM CORP
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EXCO RES INC
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CREDIT SUISSE
Reverse Share Split
Notice Date: September 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: June 04 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCULUS INNOVATIVE SCIENCES INC
Reverse Share Split
Notice Date: May 29 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL MOLY INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: January 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENTEROMEDICS INC
Reverse share split. Every 15 share held will become 1 share
Effective Date: January 07 2016
UNWIRED PLANET INC
Reverse share split. Every 12 share held will become 1 share
Effective Date: January 06 2016
NORTH ATLANTIC DRILLING LTD
Reverse share split. Every 10 share held will become 1 share
Effective Date: December 31 2015
SCORPIO BULKERS INC
Reverse share split. Every 12 share held will become 1 share
Effective Date: December 31 2015
AMERICAN TRANSPORTATION HOLDINGS
Reverse share split. Every 1 share held will become 0.0001 share
Effective Date: December 28 2015
HALCON RES CORP
Reverse share split. Every 5 share held will become 1 share
Effective Date: December 28 2015
YINGLI GREEN ENERGY HOLDING COMPANY
Reverse share split. Every 10 share held will become 1 share
Effective Date: December 28 2015
CESCA THERAPEUTICS INC
Reverse Share Split
Notice Date: January 06 2016
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECO BUILDING PRODUCTS INC
Reverse Share Split
Notice Date: December 31 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRAGONWAVE INC
Reverse Share Split
Notice Date: December 23 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CELLADON CORP COM
Reverse Share Split
Notice Date: December 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARDICA INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COMBIMATRIX CORP
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEN INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ION GEOPHYSICAL CORP
Reverse Share Split
Notice Date: December 10 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DISCOVERY LABORATORIES INC
Reverse Share Split
Notice Date: December 04 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONRIDGE OIL TECHNOLOGIES CORP COM
Reverse Share Split
Notice Date: November 30 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WAVE SYNC CORP
Reverse Share Split
Notice Date: November 06 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAYHAWK ENERGY INC
Reverse Share Split
Notice Date: November 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABVAX THERAPEUTICS HLDGS INC COM
Reverse Share Split
Notice Date: October 27 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA HSG LD DEV
Reverse Share Split
Notice Date: October 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SANDRIDGE ENERGY
Reverse Share Split
Notice Date: October 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NET ELEMENT INC
Reverse Share Split
Notice Date: October 09 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMEDICA CORP
Reverse Share Split
Notice Date: September 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ERHC ENERGY
Reverse Share Split
Notice Date: September 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CINEDIGM CORP
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EXCO RES INC
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JOE'S JEANS INC
Reverse Share Split
Notice Date: September 14 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CREDIT SUISSE
Reverse Share Split
Notice Date: September 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: June 04 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCULUS INNOVATIVE SCIENCES INC
Reverse Share Split
Notice Date: May 29 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL MOLY INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: January 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GIGAMEDIA LIMITED
Reverse share split. Every 5 share held will become 1 share
Effective Date: December 16 2015
ALON BLUE SQUARE ISRAEL LTD
Reverse share split. Every 10 share held will become 1 share
Effective Date: December 14 2015
GREAT BASIN SCIENTIFIC INC
Reverse share split. Every 60 share held will become 1 share
Effective Date: December 14 2015
CHC GROUP LTD
Reverse share split. Every 30 share held will become 1 share
Effective Date: December 11 2015
ECHELON CORP
Reverse share split. Every 10 share held will become 1 share
Effective Date: December 08 2015
INVENTERGY GLOBAL INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: December 08 2015
ALPHA BANK A E
Reverse share split. Every 50 share held will become 1 share
Effective Date: December 07 2015
EUROBANK ERGASIAS S.A.
Reverse share split. Every 100 share held will become 1 share
Effective Date: December 07 2015
FUELCELL ENERGY INC
Reverse share split. Every 12 share held will become 1 share
Effective Date: December 04 2015
HALCON RES CORP
Reverse Share Split
Notice Date: December 18 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
YINGLI GREEN ENERGY HOLDING COMPANY
Reverse Share Split
Notice Date: December 18 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CELLADON CORP COM
Reverse Share Split
Notice Date: December 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CARDICA INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COMBIMATRIX CORP
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GOLDEN EAGLE INTERNATIONAL INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEN INC
Reverse Share Split
Notice Date: December 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ION GEOPHYSICAL CORP
Reverse Share Split
Notice Date: December 10 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DISCOVERY LABORATORIES INC
Reverse Share Split
Notice Date: December 04 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONRIDGE OIL TECHNOLOGIES CORP COM
Reverse Share Split
Notice Date: November 30 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENTEROMEDICS INC
Reverse Share Split
Notice Date: November 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WAVE SYNC CORP
Reverse Share Split
Notice Date: November 06 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAYHAWK ENERGY INC
Reverse Share Split
Notice Date: November 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABVAX THERAPEUTICS HLDGS INC COM
Reverse Share Split
Notice Date: October 27 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA HSG LD DEV
Reverse Share Split
Notice Date: October 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SANDRIGE ENERGY
Reverse Share Split
Notice Date: October 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
UNWIRED PLANET
Reverse Share Split
Notice Date: October 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NET ELEMENT INC
Reverse Share Split
Notice Date: October 09 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMERICAN TRANSN HLDGS
Reverse Share Split
Notice Date: October 08 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMEDICA CORP
Reverse Share Split
Notice Date: September 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ERHC ENERGY
Reverse Share Split
Notice Date: September 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CINEDIGM CORP
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EXCO RES INC
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JOE'S JEANS INC
Reverse Share Split
Notice Date: September 14 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CREDIT SUISSE
Reverse Share Split
Notice Date: September 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOLAR WIND ENERGY TOWER INC
Reverse Share Split
Notice Date: June 23 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: June 04 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCULUS INNOVATIVE SCIENCES INC
Reverse Share Split
Notice Date: May 29 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL MOLY INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: January 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NATIONAL BK GREECE S A SPONSORED
Reverse share split. Every 15 share held will become 1 share
Effective Date: December 03 2015
NEUROMETRIX INC
Reverse share split. Every 4 share held will become 1 share
Effective Date: December 02 2015
VRINGO INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: November 30 2015
CRESTWOOD EQUITY PARTNERS LP UNIT
Reverse share split. Every 10 share held will become 1 share
Effective Date: November 24 2015AETERNA ZENTARIS INC
Reverse share split. Every 100 share held will become 1 share
Effective Date: November 20 2015
HEALTHY COFFEE INTERNATIONAL INC
Reverse share split. Every 1 share held will become 0.0004 share
Effective Date: November 20 2015
ALPHA BK A E SPONSORED ADR
Reverse Share Split
Notice Date: November 30 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FALCONRIDGE OIL TECHNOLOGIES CORP COM
Reverse Share Split
Notice Date: November 30 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ENTEROMEDICS INC
Reverse Share Split
Notice Date: November 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHC GROUP LTD
Reverse Share Split
Notice Date: November 13 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WAVE SYNC CORP
Reverse Share Split
Notice Date: November 06 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAYHAWK ENERGY INC
Reverse Share Split
Notice Date: November 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABVAX THERAPEUTICS HLDGS INC COM
Reverse Share Split
Notice Date: October 27 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA HSG LD DEV
Reverse Share Split
Notice Date: October 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SANDRIGE ENERGY
Reverse Share Split
Notice Date: October 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
UNWIRED PLANET
Reverse Share Split
Notice Date: October 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NET ELEMENT INC
Reverse Share Split
Notice Date: October 09 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMERICAN TRANSN HLDGS
Reverse Share Split
Notice Date: October 08 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMEDICA CORP
Reverse Share Split
Notice Date: September 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ERHC ENERGY
Reverse Share Split
Notice Date: September 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CINEDIGM CORP
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EXCO RES INC
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JOE'S JEANS INC
Reverse Share Split
Notice Date: September 14 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CREDIT SUISSE
Reverse Share Split
Notice Date: September 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECHELON CORP
Reverse Share Split
Notice Date: August 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INVENTERGY GLOBAL INC
Reverse Share Split
Notice Date: July 10 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MAMCURE INC
Reverse Share Split
Notice Date: June 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOLAR WIND ENERGY TOWER INC
Reverse Share Split
Notice Date: June 23 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: June 04 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCULUS INNOVATIVE SCIENCES INC
Reverse Share Split
Notice Date: May 29 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL MOLY INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: January 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GLOBAL X FUNDS GLOBAL X SILVER MINERS ETF (SIL)
Reverse share split. Every 3 share held will become 1 share
Effective Date: November 18 2015
GLOBAL X FUNDS GOLD EXPLORERS ETF (GLDX)
Reverse share split. Every 2 share held will become 1 share
Effective Date: November 18 2015
GLOBAL X FUNDS URANIUM ETF (URA)
Reverse share split. Every 2 share held will become 1 share
Effective Date: November 18 2015
PROSHARES TRUST ULTRA MSCI BRAZIL CAPPED
Reverse share split. Every 3 share held will become 1 share
Effective Date: November 13 2015
HERCULES OFFSHORE INC
Reverse share split. Every 1 share held will become 0.0037 share
Effective Date: November 09 2015
CAPSTONE TURBINE CORP
Reverse share split. Every 20 share held will become 1 share
Effective Date: November 09 2015
COLLABRX INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: November 03 2015
NORTHSTAR REALTY FINANCE CORP
Reverse share split. Every 2 share held will become 1 share
Effective Date: November 02 2015
DRONE AVIATION HOLDING CORP
Reverse share split. Every 40 share held will become 1 share
Effective Date: October 30 2015
QUASAR AEROSPACE INDUSTRIES INC
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: October 30 2015
GENERAL STEEL HOLDINGS INC
Reverse share split. Every 5 share held will become 1 share
Effective Date: October 29 2015
OCEAN POWER TECHNOLOGIES
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 29 2015
ENTEROMEDICS INC
Reverse Share Split
Notice Date: November 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHC GROUP LTD
Reverse Share Split
Notice Date: November 13 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEALTHY COFFEE INTERNATIONAL INC
Reverse Share Split
Notice Date: November 06 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WAVE SYNC CORP
Reverse Share Split
Notice Date: November 06 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JAYHAWK ENERGY INC
Reverse Share Split
Notice Date: November 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CRESTWOOD EQUITY PARTNERS
Reverse Share Split
Notice Date: October 30 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABVAX THERAPEUTICS HLDGS INC COM
Reverse Share Split
Notice Date: October 27 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA HSG LD DEV
Reverse Share Split
Notice Date: October 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SANDRIGE ENERGY
Reverse Share Split
Notice Date: October 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
UNWIRED PLANET
Reverse Share Split
Notice Date: October 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NET ELEMENT INC
Reverse Share Split
Notice Date: October 09 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMERICAN TRANSN HLDGS
Reverse Share Split
Notice Date: October 08 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMEDICA CORP
Reverse Share Split
Notice Date: September 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ERHC ENERGY
Reverse Share Split
Notice Date: September 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: September 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CINEDIGM CORP
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EXCO RES INC
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JOE'S JEANS INC
Reverse Share Split
Notice Date: September 14 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CREDIT SUISSE
Reverse Share Split
Notice Date: September 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VRINGO INC
Reverse Share Split
Notice Date: August 25 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECHELON CORP
Reverse Share Split
Notice Date: August 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INOLIFE TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INVENTERGY GLOBAL INC
Reverse Share Split
Notice Date: July 10 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MAMCURE INC
Reverse Share Split
Notice Date: June 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOLAR WIND ENERGY TOWER INC
Reverse Share Split
Notice Date: June 23 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: June 04 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCULUS INNOVATIVE SCIENCES INC
Reverse Share Split
Notice Date: May 29 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLYCORP INC DELAWARE
Reverse Share Split
Notice Date: May 06 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ASCENT SOLAR TECHNOLOGIES INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL MOLY INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: January 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ACASTI PHARMA INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 15 2015
SOURCE GOLD CORPORATION
Reverse share split. Every 1 share held will become 0.0005 share
Effective Date: October 15 2015
SANOMEDICS INTERNATIONAL HLDGS INC
Reverse share split. Every 1 share held will become 0.0002 share
Effective Date: October 14 2015
ANAVEX LIFE SCIENCES CORPORATION
Reverse share split. Every 4 share held will become 1 share
Effective Date: October 07 2015
MABVAX THERAPEUTICS HLDGS INC COM
Reverse Share Split
Notice Date: October 27 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHINA HSG LD DEV
Reverse Share Split
Notice Date: October 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL STL HLDGS
Reverse Share Split
Notice Date: October 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SANDRIGE ENERGY
Reverse Share Split
Notice Date: October 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NORTHSTAR RLTY FIN CORP
Reverse Share Split
Notice Date: October 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
UNWIRED PLANET
Reverse Share Split
Notice Date: October 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DRONE AVIATION HLDG CORP
Reverse Share Split
Notice Date: October 09 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NET ELEMENT INC
Reverse Share Split
Notice Date: October 09 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMERICAN TRANSN HLDGS
Reverse Share Split
Notice Date: October 08 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COLLABRX INC
Reverse Share Split
Notice Date: September 28 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMEDICA CORP
Reverse Share Split
Notice Date: September 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ERHC ENERGY
Reverse Share Split
Notice Date: September 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: September 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAPSTONE
Reverse Share Split
Notice Date: September 18 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUASAR AEROSPACE INDUSTRIES
Reverse Share Split
Notice Date: September 18 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CINEDIGM CORP
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EXCO RES INC
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JOE'S JEANS INC
Reverse Share Split
Notice Date: September 14 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CREDIT SUISSE
Reverse Share Split
Notice Date: September 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VRINGO INC
Reverse Share Split
Notice Date: August 25 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DENISON MINES CORP COM
Reverse Share Split
Notice Date: August 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECHELON CORP
Reverse Share Split
Notice Date: August 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INOLIFE TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INVENTERGY GLOBAL INC
Reverse Share Split
Notice Date: July 10 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MAMCURE INC
Reverse Share Split
Notice Date: June 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOLAR WIND ENERGY TOWER INC
Reverse Share Split
Notice Date: June 23 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: June 04 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCULUS INNOVATIVE SCIENCES INC
Reverse Share Split
Notice Date: May 29 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLYCORP INC DELAWARE
Reverse Share Split
Notice Date: May 06 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ASCENT SOLAR TECHNOLOGIES INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL MOLY INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHROMADEX CORPORATION
Reverse Share Split
Notice Date: April 08 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: January 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DOMARK INTERNATIONAL INC
Reverse share split. Every 1 share held will become 0.0002 share
Effective Date: October 02 2015
MINERCO RES INC
Reverse share split. Every 100 share held will become 1 share
Effective Date: October 02 2015
DIREXION SHARES ETF TRUST DAILY FINL – BEAR
Reverse share split. Every 4 share held will become 1 share
Effective Date: October 01 2015
DIREXION SHARES ETF TRUST DAILY GOLD MINERS INDEX
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 01 2015
DIREXION SHARES ETF TRUST DAILY JR GOLD
Reverse share split. Every 5 share held will become 1 share
Effective Date: October 01 2015
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS
Reverse share split. Every 4 share held will become 1 share
Effective Date: October 01 2015
DIREXION SHARES ETF TRUST DAILY NAT GAS
Reverse share split. Every 5 share held will become 1 share
Effective Date: October 01 2015
DIREXION SHARES ETF TRUST DAILY SMALL – CAP BEAR
Reverse share split. Every 4 share held will become 1 share
Effective Date: October 01 2015
FXCM INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 01 2015
INSPIREMD INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: October 01 2015
PEABODY ENERGY CORP
Reverse share split. Every 15 share held will become 1 share
Effective Date: October 01 2015
OPEXA THERAPEUTICS INC
Reverse share split. Every 8 share held will become 1 share
Effective Date: September 29 2015
SAN WEST INC
Reverse share split. Every 1 share held will become 0.0003 share
Effective Date: September 25 2015
HANSEN MEDICAL INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: September 23 2015
CREDIT SUISSE NASSAU VELOC 3X LNG (03/02/32) LONG CRUDE ETN
Reverse share split. Every 10 share held will become 1 share
Effective Date: September 10 2015
CREDIT SUISSE NASSAU VELOCITY SHS 3X (03/02/32) LONG NAT ETN
Reverse share split. Every 5 share held will become 1 share
Effective Date: September 10 2015
WEBSAFETY INC
Reverse share split. Every 50 share held will become 1 share
Effective Date: September 10 2015
ARCA BIOPHARMA INC
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: September 04 2015
GRID PETROLEUM CORPORATION
Reverse share split. Every 7 share held will become 1 share
Effective Date: September 04 2015
STELLAR BIOTECHNOLOGIES INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: September 03 2015
ACATI PHARMA INC
Reverse Share Split
Notice Date: October 02 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SANOMEDICS INC
Reverse Share Split
Notice Date: September 30 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COLLABRX INC
Reverse Share Split
Notice Date: September 28 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMEDICA CORP
Reverse Share Split
Notice Date: September 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ERHC ENERGY
Reverse Share Split
Notice Date: September 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEUROMETRIX INC
Reverse Share Split
Notice Date: September 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAPSTONE
Reverse Share Split
Notice Date: September 18 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
QUASAR AEROSPACE INDUSTRIES
Reverse Share Split
Notice Date: September 18 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CINEDIGM CORP
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EXCO RES INC
Reverse Share Split
Notice Date: September 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
JOE'S JEANS INC
Reverse Share Split
Notice Date: September 14 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARINA BIOTECH
Reverse Share Split
Notice Date: September 14 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CREDIT SUISSE
Reverse Share Split
Notice Date: September 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VRINGO INC
Reverse Share Split
Notice Date: August 25 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOURCE GOLD CORP
Reverse Share Split
Notice Date: August 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DENISON MINES CORP COM
Reverse Share Split
Notice Date: August 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECHELON CORP
Reverse Share Split
Notice Date: August 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GRID PETROLEUM
Reverse Share Split
Notice Date: July 30 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INOLIFE TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANAVEX LIFE SCIENCES CORP
Reverse Share Split
Notice Date: July 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INVENTERGY GLOBAL INC
Reverse Share Split
Notice Date: July 10 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MAMCURE INC
Reverse Share Split
Notice Date: June 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOLAR WIND ENERGY TOWER INC
Reverse Share Split
Notice Date: June 23 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: June 04 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCULUS INNOVATIVE SCIENCES INC
Reverse Share Split
Notice Date: May 29 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLYCORP INC DELAWARE
Reverse Share Split
Notice Date: May 06 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ASCENT SOLAR TECHNOLOGIES INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL MOLY INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHROMADEX CORPORATION
Reverse Share Split
Notice Date: April 08 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: January 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RESOURCE CAP CORP COM
Reverse share split. Every 4 share held will become 1 share
Effective Date: September 01 2015
SERATOSA INC COM
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: September 01 2015
ACURA PHARMACEUTICALS INC
Reverse share split. Every 5 share held will become 1 share
Effective Date: August 28 2015
RENTECH INC COM
Reverse share split. Every 1 share held will become 10 share
Effective Date: August 20 2015
UNION EQUITY INC
Reverse share split. Every 1 share held will become 0.0007 share
Effective Date: August 13 2015
CHAMPIONS ONCOLOGY INC
Reverse share split. Every 12 share held will become 1 share
Effective Date: August 12 2015
NORTH AMERICAN PALLADIUM LTD
Reverse share split. Every 10 share held will become 1 share
Effective Date: August 10 2015
AMPLIPHI BIOSCIENCES CORPORATION
Reverse share split. Every 50 share held will become 1 share
Effective Date: August 07 2015
ARCH COAL INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: August 04 2015
MIDSTATES PETE CO
Reverse share split. Every 10 share held will become 1 share
Effective Date: August 04 2015
SANCHEZ PRODTN PARTNERS LP
Reverse share split. Every 10 share held will become 1 share
Effective Date: August 04 2015
MINERCO RESOURCES
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
STELLAR BIOTECH
Reverse Share Split
Notice Date: September 01 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DOMARK INTERNATIONAL INC
Reverse Share Split
Notice Date: August 28 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VRINGO INC
Reverse Share Split
Notice Date: August 25 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WEBSAFETY INC
Reverse Share Split
Notice Date: August 25 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOURCE GOLD CORP
Reverse Share Split
Notice Date: August 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DENISON MINES CORP COM
Reverse Share Split
Notice Date: August 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHS ETF
Reverse Share Split
Notice Date: August 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHS ETF
Reverse Share Split
Notice Date: August 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHS ETF
Reverse Share Split
Notice Date: August 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHS ETF
Reverse Share Split
Notice Date: August 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHS ETF
Reverse Share Split
Notice Date: August 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHS ETF
Reverse Share Split
Notice Date: August 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ECHELON CORP
Reverse Share Split
Notice Date: August 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RESOLUTE ENERGY
Reverse Share Split
Notice Date: August 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FXCM INC
Reverse Share Split
Notice Date: August 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GRID PETROLEUM
Reverse Share Split
Notice Date: July 30 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEABODY ENERGY CORP
Reverse Share Split
Notice Date: July 30 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INOLIFE TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANAVEX LIFE SCIENCES CORP
Reverse Share Split
Notice Date: July 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INVENTERGY GLOBAL INC
Reverse Share Split
Notice Date: July 10 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARCA BIOPHARMA INC
Reverse Share Split
Notice Date: June 25 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MAMCURE INC
Reverse Share Split
Notice Date: June 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOLAR WIND ENERGY TOWER INC
Reverse Share Split
Notice Date: June 23 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: June 04 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCULUS INNOVATIVE SCIENCES INC
Reverse Share Split
Notice Date: May 29 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HANSEN MEDICAL INC
Reverse Share Split
Notice Date: May 28 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLYCORP INC DELAWARE
Reverse Share Split
Notice Date: May 06 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ASCENT SOLAR TECHNOLOGIES INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL MOLY INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHROMADEX CORPORATION
Reverse Share Split
Notice Date: April 08 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHA NATURAL RESOURCES INC
Reverse Share Split
Notice Date: March 13 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: January 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARMOUR RESIDENTIAL REIT INC
Reverse share split. Every 8 share held will become 1 share
Effective Date: August 03 2015
HEMP INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: July 31 2015
INTERNATIONAL STEM CELL CORP COM
Reverse share split. Every 1 share held will become 0.0067 share
Effective Date: July 29 2015
VERITEQ CORPORATION
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: July 29 2015
EUROSEAS LTD
Reverse share split. Every 10 share held will become 1 share
Effective Date: July 23 2015
GOLD & SILVER MINING NEVADA INC
Reverse share split. Every 1 share held will become 0.0008 share
Effective Date: July 22 2015
XG TECHNOLOGY INC COM
Reverse share split. Every 20 share held will become 1 share
Effective Date: July 20 2015
AXION POWER INTERNATIONAL INC
Reverse share split. Every 35 share held will become 1 share
Effective Date: July 14 2015
KALOBIOS PHARMACEUTICALS INC
Reverse share split. Every 8 share held will become 1 share
Effective Date: July 14 2015
MAGELLAN PETROLEUM CORP
Reverse share split. Every 8 share held will become 1 share
Effective Date: July 13 2015
BG MEDICINE INC
Reverse share split. Every 4 share held will become 1 share
Effective Date: July 09 2015
BIORESTORATIVE THERAPIES INC
Reverse share split. Every 20 share held will become 1 share
Effective Date: July 07 2015
FXCM INC
Reverse Share Split
Notice Date: August 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GRID PETROLEUM
Reverse Share Split
Notice Date: July 30 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PEABODY ENERGY CORP
Reverse Share Split
Notice Date: July 30 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
UNION EQUITY INC
Reverse Share Split
Notice Date: July 30 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INOLIFE TECHNOLOGIES INC
Reverse Share Split
Notice Date: July 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OPEXA THERAPEUTICS INC
Reverse Share Split
Notice Date: July 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ANAVEX LIFE SCIENCES CORP
Reverse Share Split
Notice Date: July 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INVENTERGY GLOBAL INC
Reverse Share Split
Notice Date: July 10 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NORTH AMERICAN PALLADIUM
Reverse Share Split
Notice Date: July 08 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARCH COAL INC COM
Reverse Share Split
Notice Date: July 02 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARCA BIOPHARMA INC
Reverse Share Split
Notice Date: June 25 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ACURA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: June 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MAMCURE INC
Reverse Share Split
Notice Date: June 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOLAR WIND ENERGY TOWER INC
Reverse Share Split
Notice Date: June 23 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: June 04 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCULUS INNOVATIVE SCIENCES INC
Reverse Share Split
Notice Date: May 29 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HANSEN MEDICAL INC
Reverse Share Split
Notice Date: May 28 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLYCORP INC DELAWARE
Reverse Share Split
Notice Date: May 06 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ASCENT SOLAR TECHNOLOGIES INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL MOLY INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENTECH INC
Reverse Share Split
Notice Date: April 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHROMADEX CORPORATION
Reverse Share Split
Notice Date: April 08 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AETERNA ZENTARIS INC
Reverse Share Split
Notice Date: March 27 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHAMPIONS ONCOLOGY INC
Reverse Share Split
Notice Date: March 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHA NATURAL RESOURCES INC
Reverse Share Split
Notice Date: March 13 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUELCELL ENERGY INC
Reverse Share Split
Notice Date: February 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: January 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RADNET INC
Reverse Share Split
Notice Date: December 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMPLIPHI BIOSCIENCES CORPORATION
Reverse Share Split
Notice Date: November 11 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ZOGENIX INC
Reverse share split. Every 8 share held will become 1 share
Effective Date: July 01 2015
FREESEAS INC
Reverse share split. Every 50 share held will become 1 share
Effective Date: June 26 2015
CREDIT SUISSE NASSAU VELOCITYSHARES 2X LONG VIX ETN (S&P500) (TVIX)
Reverse share split. Every 10 share held will become 1 share
Effective Date: June 23 2015
PERSEON CORP (PRSN)
Reverse share split. Every 10 share held will become 1 share
Effective Date: June 23 2015
EPAZZ INC
Reverse share split. Every 1 share held will become 0.0008 share
Effective Date: June 19 2015
PERSHING GOLD CORP
Reverse share split. Every 18 share held will become 1 share
Effective Date: June 18 2015
RUTHIGEN INC COM
Reverse share split. Every 2.5 share held will become 1 share
Effective Date: June 16 2015
HANWHA Q CELLS CO LTD
Reverse share split. Every 10 share held will become 1 share
Effective Date: June 15 2015
GOLD & SILVER MINING NEVADA INC
Reverse Share Split
Notice Date: July 06 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARCH COAL INC COM
Reverse Share Split
Notice Date: July 02 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARCA BIOPHARMA INC
Reverse Share Split
Notice Date: June 25 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ACURA PHARMACEUTICALS INC
Reverse Share Split
Notice Date: June 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MAMCURE INC
Reverse Share Split
Notice Date: June 24 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SOLAR WIND ENERGY TOWER INC
Reverse Share Split
Notice Date: June 23 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARMOUR RESIDENTIAL REIT INC
Reverse Share Split
Notice Date: June 19 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BLUE DIAMOND VENTURES INC
Reverse Share Split
Notice Date: June 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: June 04 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
COCRYSTAL PHARMA INC
Reverse Share Split
Notice Date: June 03 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MAGELLAN PETROLEUM CORP
Reverse Share Split
Notice Date: June 02 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VERITEQ CORPORATION
Reverse Share Split
Notice Date: June 02 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCULUS INNOVATIVE SCIENCES INC
Reverse Share Split
Notice Date: May 29 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HANSEN MEDICAL INC
Reverse Share Split
Notice Date: May 28 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OILSANDS QUEST INC
Reverse Share Split
Notice Date: May 19 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BG MEDICINE INC
Reverse Share Split
Notice Date: May 14 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
KALOBIOS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLYCORP INC DELAWARE
Reverse Share Split
Notice Date: May 06 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ASCENT SOLAR TECHNOLOGIES INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL MOLY INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXION PWR INTL INC
Reverse Share Split
Notice Date: May 04 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENTECH INC
Reverse Share Split
Notice Date: April 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
XG TECHNOLOGY INC
Reverse Share Split
Notice Date: April 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MIDSTATES PETE CO
Reverse Share Split
Notice Date: April 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIORESTORATIVE THERAPIES INC
Reverse Share Split
Notice Date: April 10 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHROMADEX CORPORATION
Reverse Share Split
Notice Date: April 08 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AETERNA ZENTARIS INC
Reverse Share Split
Notice Date: March 27 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HALCON RES CORP
Reverse Share Split
Notice Date: March 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHAMPIONS ONCOLOGY INC
Reverse Share Split
Notice Date: March 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHA NATURAL RESOURCES INC
Reverse Share Split
Notice Date: March 13 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GTX INC DEL
Reverse Share Split
Notice Date: March 10 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUELCELL ENERGY INC
Reverse Share Split
Notice Date: February 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: January 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RADNET INC
Reverse Share Split
Notice Date: December 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL STEEL HOLDINGS INC
Reverse Share Split
Notice Date: December 04 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMPLIPHI BIOSCIENCES CORPORATION
Reverse Share Split
Notice Date: November 11 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTL STEM CELL CORPORATION
Reverse Share Split
Notice Date: October 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
METABOLIX INC
Reverse share split. Every 6 share held will become 1 share
Effective Date: May 27 2015
EMERALD OIL INC
Reverse share split. Every 20 share held will become 1 share
Effective Date: May 21 2015
LEXICON PHARMACEUTICALS INC
Reverse share split. Every 7 share held will become 1 share
Effective Date: May 21 2015
DIREXION SHARES ETF TRUST DAILY FTSE CHINA BEAR 3X SHS (YANG)
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 20 2015
DIREXION SHARES ETF TRUST DAILY LATIN AMERN BULL 3X S (LBJ)
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 20 2015
DIREXION SHARES ETF TRUST DAILY NAT GAS RELATED BULL 3X SHS (GASL)
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 20 2015
DIREXION SHARES ETF TRUST DAILY SEMICONDUCTOR BEAR 3X SHS (SOXS)
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 20 2015
DIREXION SHARES ETF TRUST DIREXION DAILY BRAZIL BULL 3X SHS (BRZU)
Reverse share split. Every 10 share held will become 1 share
Effective Date: May 20 2015
PROSHARES TRUST II ULTRA BLOOMBERG COMMODITY (UCD)
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 20 2015
PROSHARES TRUST II ULTRA BLOOMBERG CRUDE OIL (UCO)
Reverse share split. Every 5 share held will become 1 share
Effective Date: May 20 2015
PROSHARES TRUST II ULTRA BLOOMBERG NATURAL GAS (BOIL)
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 20 2015
PROSHARES TRUST II ULTRA VIX SH TRM FUTURE (UVXY)
Reverse share split. Every 5 share held will become 1 share
Effective Date: May 20 2015
PROSHARES TRUST PSHS SHTRUSS2000 (RWM)
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 20 2015
PROSHARES TRUST ULTRASHORT REAL ESTATE (SRS)
Reverse share split. Every 4 share held will become 1 share
Effective Date: May 20 2015
ONCOSEC MEDICAL INC
Reverse share split. Every 20 share held will become 1 share
Effective Date: May 18 2015
REAL GOODS SOLAR INC
Reverse share split. Every 20 share held will become 1 share
Effective Date: May 18 2015
FREESEAS INC
Reverse share split. Every 7.5 share held will become 1 share
Effective Date: May 11 2015
REGADO BIOSCIENCES INC
Reverse share split. Every 9 share held will become 1 share
Effective Date: May 05 2015
TBC GLOBAL NEWS NETWORK INC
Reverse share split. Every 3000 share held will become 1 share
Effective Date: April 27 2015
WINDSTREAM HLDGS INC
Reverse share split. Every 6 share held will become 1 share
Effective Date: April 27 2015
HANWHA Q CELLS CO LTD
Reverse Share Split
Notice Date: June 02 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MAGELLAN PETROLEUM CORP
Reverse Share Split
Notice Date: June 02 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VERITEQ CORPORATION
Reverse Share Split
Notice Date: June 02 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OCULUS INNOVATIVE SCIENCES INC
Reverse Share Split
Notice Date: May 29 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HANSEN MEDICAL INC
Reverse Share Split
Notice Date: May 28 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OILSANDS QUEST INC
Reverse Share Split
Notice Date: May 19 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EPAZZ INC
Reverse Share Split
Notice Date: May 15 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BG MEDICINE INC
Reverse Share Split
Notice Date: May 14 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
KALOBIOS PHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MOLYCORP INC DELAWARE
Reverse Share Split
Notice Date: May 06 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RUTHIGEN INC
Reverse Share Split
Notice Date: May 06 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ASCENT SOLAR TECHNOLOGIES INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL MOLY INC
Reverse Share Split
Notice Date: May 05 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AXION PWR INTL INC
Reverse Share Split
Notice Date: May 04 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ZOGENIX INC
Reverse Share Split
Notice Date: April 29 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUNOCELLULAR THERAPEUTICS LTD
Reverse Share Split
Notice Date: April 21 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENTECH INC
Reverse Share Split
Notice Date: April 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
XG TECHNOLOGY INC
Reverse Share Split
Notice Date: April 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MIDSTATES PETE CO
Reverse Share Split
Notice Date: April 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIORESTORATIVE THERAPIES INC
Reverse Share Split
Notice Date: April 10 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHROMADEX CORPORATION
Reverse Share Split
Notice Date: April 08 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PERSEON CORP
Reverse Share Split
Notice Date: April 02 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AETERNA ZENTARIS INC
Reverse Share Split
Notice Date: March 27 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HALCON RES CORP
Reverse Share Split
Notice Date: March 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHAMPIONS ONCOLOGY INC
Reverse Share Split
Notice Date: March 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHA NATURAL RESOURCES INC
Reverse Share Split
Notice Date: March 13 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GTX INC DEL
Reverse Share Split
Notice Date: March 10 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUELCELL ENERGY INC
Reverse Share Split
Notice Date: February 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: January 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ACCELPATH INC
Reverse Share Split
Notice Date: January 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RADNET INC
Reverse Share Split
Notice Date: December 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PERSHING GOLD CORP
Reverse Share Split
Notice Date: December 15 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL STEEL HOLDINGS INC
Reverse Share Split
Notice Date: December 04 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMPLIPHI BIOSCIENCES CORPORATION
Reverse Share Split
Notice Date: November 11 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONTRAVIR PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTL STEM CELL CORPORATION
Reverse Share Split
Notice Date: October 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEDGEPATH PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 07 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GEVO INC
Reverse share split. Every 15 share held will become 1 share
Effective Date: April 21 2015
ROCK CREEK PHARMACEUTICALS INC
Reverse share split. Every 25 share held will become 1 share
Effective Date: April 14 2015
CERES INC
Reverse share split. Every 8 share held will become 1 share
Effective Date: April 09 2015
NANOSPHERE INC
Reverse share split. Every 20 share held will become 1 share
Effective Date: April 09 2015
INVIVO THERAPEUTICS HOLDING CORP
Reverse share split. Every 4 share held will become 1 share
Effective Date: April 08 2015
POSITRON CORP
Reverse share split. Every 400 share held will become 1 share
Effective Date: April 08 2015
ROTATE BLACK INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: April 08 2015
CHIMERA INVESTMENT CORPORATION
Reverse share split. Every 5 share held will become 1 share
Effective Date: April 06 2015
SAMSON OIL&GAS LTD
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 30 2015
AMERICAN SUPERCONDUCTOR CORP
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 25 2015
ECO BUILDING PRODUCTS INC
Reverse share split. Every 20 share held will become 1 share
Effective Date: March 20 2015
IHOOKUP SOCIAL INC
Reverse share split. Every 100 share held will become 1 share
Effective Date: March 19 2015
DIREXION SHARES ETF TRUST DAILY FTSE CHINA BEAR 3X SHS
Reverse Share Split
Notice Date: April 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY LATIN AMERN BULL 3X S
Reverse Share Split
Notice Date: April 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY NAT GAS RELATED BULL 3X SHS
Reverse Share Split
Notice Date: April 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY RUSSIA BEAR 3X SHS
Reverse Share Split
Notice Date: April 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DAILY SEMICONDUCTOR BEAR 3X SHS
Reverse Share Split
Notice Date: April 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DIREXION SHARES ETF TRUST DIREXION DAILY BRAZIL BULL 3X SHS
Reverse Share Split
Notice Date: April 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IMMUNOCELLULAR THERAPEUTICS LTD
Reverse Share Split
Notice Date: April 21 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TBC GLOBAL NEWS NETWORK INC
Reverse Share Split
Notice Date: April 21 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RENTECH INC
Reverse Share Split
Notice Date: April 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
XG TECHNOLOGY INC
Reverse Share Split
Notice Date: April 17 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EMERALD OIL INC
Reverse Share Split
Notice Date: April 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MIDSTATES PETE CO
Reverse Share Split
Notice Date: April 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BIORESTORATIVE THERAPIES INC
Reverse Share Split
Notice Date: April 10 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHROMADEX CORPORATION
Reverse Share Split
Notice Date: April 08 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MABWE MINERALS INC
Reverse Share Split
Notice Date: April 07 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ONCOSEC MEDICAL INCORPORATED
Reverse Share Split
Notice Date: April 02 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PERSEON CORP
Reverse Share Split
Notice Date: April 02 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AETERNA ZENTARIS INC
Reverse Share Split
Notice Date: March 27 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HALCON RES CORP
Reverse Share Split
Notice Date: March 20 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REAL GOODS SOLAR INC
Reverse Share Split
Notice Date: March 18 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHAMPIONS ONCOLOGY INC
Reverse Share Split
Notice Date: March 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ALPHA NATURAL RESOURCES INC
Reverse Share Split
Notice Date: March 13 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GTX INC DEL
Reverse Share Split
Notice Date: March 10 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LEXICON PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 23 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUELCELL ENERGY INC
Reverse Share Split
Notice Date: February 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: January 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ACCELPATH INC
Reverse Share Split
Notice Date: January 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RADNET INC
Reverse Share Split
Notice Date: December 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WINDSTREAM HLDGS INC COM
Reverse Share Split
Notice Date: December 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PERSHING GOLD CORP
Reverse Share Split
Notice Date: December 15 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL STEEL HOLDINGS INC
Reverse Share Split
Notice Date: December 04 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FREESEAS INC
Reverse Share Split
Notice Date: November 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMPLIPHI BIOSCIENCES CORPORATION
Reverse Share Split
Notice Date: November 11 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONTRAVIR PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTL STEM CELL CORPORATION
Reverse Share Split
Notice Date: October 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEDGEPATH PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 07 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
METABOLIX INC
Reverse Share Split
Notice Date: September 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARINA BIOTECH INC
Reverse Share Split
Notice Date: August 12 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PATRIOT NATIONAL BANCORP INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: March 04 2015
AMERICAN LIBERTY PETE CORP
Reverse share split. Every 17 share held will become 1 share
Effective Date: March 02 2015
ENTERTAIMENT GAMING ASIA INCORPORT
Reverse Share Split
Notice Date: February 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WISEMOBI INC
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: February 23 2015
OILSANDS QUEST INC
Reverse share split. Every 20 share held will become 1 share
Effective Date: February 18 2015
GTX INC DEL
Reverse Share Split
Notice Date: March 10 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GEVO INC
Reverse Share Split
Notice Date: February 26 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NANOSPHERE INC
Reverse Share Split
Notice Date: February 25 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
LEXICON PHARMACEUTICALS INC
Reverse Share Split
Notice Date: February 23 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FUELCELL ENERGY INC
Reverse Share Split
Notice Date: February 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMERICAN SUPERCONDUCTOR CORP
Reverse Share Split
Notice Date: January 23 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: January 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ACCELPATH INC
Reverse Share Split
Notice Date: January 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IHOOKUP SOCIAL INC
Reverse Share Split
Notice Date: January 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CERES INC
Reverse Share Split
Notice Date: December 29 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RADNET INC
Reverse Share Split
Notice Date: December 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WINDSTREAM HLDGS INC COM
Reverse Share Split
Notice Date: December 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PERSHING GOLD CORP
Reverse Share Split
Notice Date: December 15 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL STEEL HOLDINGS INC
Reverse Share Split
Notice Date: December 04 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FREESEAS INC
Reverse Share Split
Notice Date: November 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMPLIPHI BIOSCIENCES CORPORATION
Reverse Share Split
Notice Date: November 11 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POSITRON CORP
Reverse Share Split
Notice Date: November 11 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONTRAVIR PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTL STEM CELL CORPORATION
Reverse Share Split
Notice Date: October 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEDGEPATH PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 07 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
METABOLIX INC
Reverse Share Split
Notice Date: September 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARINA BIOTECH INC
Reverse Share Split
Notice Date: August 12 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IKANOS COMUNICATIONS
Reverse share split. Every 10 share held will become 1 share
Effective Date: February 12 2015
TGC INDUSTRIES INC
Reverse share split. Every 3 share held will become 1 share
Effective Date: February 12 2015
VERITEQ CORPORATION
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: February 11 2015
SILVERSUN TECHNOLOGIES INC
Reverse share split. Every 30 share held will become 1 share
Effective Date: February 04 2015
SONUS NETWORKS INC
Reverse share split. Every 5 share held will become 1 share
Effective Date: January 30 2015
GENETIC TECHNOLOGIES
Reverse share split. Every 5 share held will become 1 share
Effective Date: January 20 2015
BRAZIL GOLD CORP
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: January 12 2015
ARMCO METALS HLDGS INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: January 09 2015
FOUNDATION HEALTHCARE INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: January 09 2015
WISEMOBI INC
Reverse Share Split
Notice Date: February 06 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMERICAN SUPERCONDUCTOR CORP
Reverse Share Split
Notice Date: January 23 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: January 22 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMERICAN LIBERTY PETE CORP
Reverse Share Split
Notice Date: January 16 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ACCELPATH INC
Reverse Share Split
Notice Date: January 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IHOOKUP SOCIAL INC
Reverse Share Split
Notice Date: January 12 2015
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CERES INC
Reverse Share Split
Notice Date: December 29 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RADNET INC
Reverse Share Split
Notice Date: December 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WINDSTREAM HLDGS INC COM
Reverse Share Split
Notice Date: December 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PERSHING GOLD CORP
Reverse Share Split
Notice Date: December 15 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL STEEL HOLDINGS INC
Reverse Share Split
Notice Date: December 04 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FREESEAS INC
Reverse Share Split
Notice Date: November 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMPLIPHI BIOSCIENCES CORPORATION
Reverse Share Split
Notice Date: November 11 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POSITRON CORP
Reverse Share Split
Notice Date: November 11 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OILSANDS QUEST INC
Reverse Share Split
Notice Date: November 07 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONTRAVIR PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTL STEM CELL CORPORATION
Reverse Share Split
Notice Date: October 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEDGEPATH PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 07 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
METABOLIX INC
Reverse Share Split
Notice Date: September 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARINA BIOTECH INC
Reverse Share Split
Notice Date: August 12 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CORNERSTONE PROGRESSIVE RETURN FD (Ticker: CFP)
Reverse share split. Every 4 share held will become 1 share
Effective Date: December 29 2014
CORNERSTONE STRATEGIC VALUE FD (Ticker: CLM)
Reverse share split. Every 4 share held will become 1 share
Effective Date: December 29 2014
DIREXION SHARES ETF TRUST DAILY RUSSIA BULL 3X SHS NE
Reverse share split. Every 6 share held will become 1 share
Effective Date: December 23 2014
DIREXION SHARES ETF TRUST DAILY JR GOLD MINERS IDX BULL 3X
Reverse share split. Every 10 share held will become 1 share
Effective Date: December 23 2014
OI SA (Ticker OIBR)
Reverse share split. Every 10 share held will become 1 share
Effective Date: December 22 2014
OI SA (Ticker OIBRC)
Reverse share split. Every 10 share held will become 1 share
Effective Date: December 22 2014
BEBIDA BEVERAGE CO
Reverse share split. Every 100 share held will become 1 share
Effective Date: December 18 2014
SINO AGRO FOODS INC
Reverse share split. Every 99 share held will become 10 share
Effective Date: December 16 2014
IRONWOOD GOLD CORP
Reverse share split. Every 1 share held will become 0.0025 share
Effective Date: December 12 2014
CYTOSORBENTS CORP
Reverse share split. Every 25 share held will become 1 share
Effective Date: December 05 2014
AMARILLO BIOSCIENCES
Reverse share split. Every 19 share held will become 1 share
Effective Date: November 20 2014
BIO SOLUTIONS CORP
Reverse share split. Every 50 share held will become 1 share
Effective Date: November 17 2014
SILVERSUN TECHNOLOGIES INC
Reverse Share Split
Notice Date: December 31 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CERES INC
Reverse Share Split
Notice Date: December 29 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RADNET INC
Reverse Share Split
Notice Date: December 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WINDSTREAM HLDGS INC COM
Reverse Share Split
Notice Date: December 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PERSHING GOLD CORP
Reverse Share Split
Notice Date: December 15 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENERAL STEEL HOLDINGS INC
Reverse Share Split
Notice Date: December 04 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FOUNDATION HEALTHCARE INC
Reverse Share Split
Notice Date: November 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
FREESEAS INC
Reverse Share Split
Notice Date: November 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VERITEQ CORPORATION
Reverse Share Split
Notice Date: November 14 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
AMPLIPHI BIOSCIENCES CORPORATION
Reverse Share Split
Notice Date: November 11 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
POSITRON CORP
Reverse Share Split
Notice Date: November 11 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OILSANDS QUEST INC
Reverse Share Split
Notice Date: November 07 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONTRAVIR PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTL STEM CELL CORPORATION
Reverse Share Split
Notice Date: October 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BRAZIL GOLD CORP
Reverse Share Split
Notice Date: October 15 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TGC INDUSTRIES INC
Reverse Share Split
Notice Date: October 10 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEDGEPATH PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 07 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SONUS NETWORKS INC
Reverse Share Split
Notice Date: October 01 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HIPCRICKET INC
Reverse Share Split
Notice Date: September 25 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
METABOLIX INC
Reverse Share Split
Notice Date: September 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARINA BIOTECH INC
Reverse Share Split
Notice Date: August 12 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DYNAVAX TECHNOLOGIES CORP
Reverse share split. Every 10 share held will become 1 share
Effective Date: November 10 2014
PROSHARES ULTRASHORT FINANCIAL
Reverse share split. Every 4 share held will become 1 share
Effective Date: November 06 2014
TIMBERLINE RESOURCES CORP
Reverse share split. Every 12 share held will become 1 share
Effective Date: October 31 2014
APPLIED DNA SCIENCES INC
Reverse share split. Every 60 share held will become 1 share
Effective Date: October 29 2014
SMART VENTURES INC
Reverse share split. Every 1 share held will become 0.002 share
Effective Date: October 29 2014
WILLOW CREEK ENTERPRISES INC
Reverse share split. Every 1 share held will become 0.001 share
Effective Date: October 27 2014
OILSANDS QUEST INC
Reverse Share Split
Notice Date: November 07 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CYTOSORBENTS CORP
Reverse Share Split
Notice Date: October 27 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CONTRAVIR PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTL STEM CELL CORPORATION
Reverse Share Split
Notice Date: October 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OI SA (CUSIP: 670851104)
Reverse Share Split
Notice Date: October 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OI SA (CUSIP: 670851203)
Reverse Share Split
Notice Date: October 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BRAZIL GOLD CORP
Reverse Share Split
Notice Date: October 15 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TGC INDUSTRIES INC
Reverse Share Split
Notice Date: October 10 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEDGEPATH PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 07 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SONUS NETWORKS INC
Reverse Share Split
Notice Date: October 01 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HIPCRICKET INC
Reverse Share Split
Notice Date: September 25 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
METABOLIX INC
Reverse Share Split
Notice Date: September 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RADNET INC
Reverse Share Split
Notice Date: September 15 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARINA BIOTECH INC
Reverse Share Split
Notice Date: August 12 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IRONWOOD GOLD CORP
Reverse Share Split
Notice Date: June 24 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 01 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: March 06 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEWCASTLE INVESTMENT CORP
Reverse share split. Every 2 share held will become 1 share
Effective Date: October 23 2014
NEW RESIDENTIAL INVT CORP
Reverse share split. Every 2 share held will become 1 share
Effective Date: October 20 2014
EPAZZ INC
Reverse share split. Every 1 share held will become 0.0001 share
Effective Date: October 06 2014
CONTRAVIR PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTL STEM CELL CORPORATION
Reverse Share Split
Notice Date: October 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSHARES TRUST PSHS ULTSHT FINL
Reverse Share Split
Notice Date: October 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OI SA (CUSIP: 670851104)
Reverse Share Split
Notice Date: October 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
OI SA (CUSIP: 670851203)
Reverse Share Split
Notice Date: October 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BRAZIL GOLD CORP
Reverse Share Split
Notice Date: October 15 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TGC INDUSTRIES INC
Reverse Share Split
Notice Date: October 10 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HEDGEPATH PHARMACEUTICALS INC
Reverse Share Split
Notice Date: October 07 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
WILLOW CREEK ENTERPRISES INC
Reverse Share Split
Notice Date: October 07 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SONUS NETWORKS INC
Reverse Share Split
Notice Date: October 01 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HIPCRICKET INC
Reverse Share Split
Notice Date: September 25 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
METABOLIX INC
Reverse Share Split
Notice Date: September 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RADNET INC
Reverse Share Split
Notice Date: September 15 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARINA BIOTECH INC
Reverse Share Split
Notice Date: August 12 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
APPLIED DNA SCIENCES INC
Reverse Share Split
Notice Date: July 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IRONWOOD GOLD CORP
Reverse Share Split
Notice Date: June 24 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DYNAVAX TECHNOLOGIES CORP
Reverse Share Split
Notice Date: April 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 01 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TIMBERLINE RESOURCES CORP
Reverse Share Split
Notice Date: March 20 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: March 06 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BRAINSTROM CELL THERAPEUTICS
Reverse share split. Every 15 share held will become 1 share
Effective Date: September 16 2014
BODY CENT CORP
Reverse share split. Every 10 share held will become 1 share
Effective Date: September 09 2014
ELAYAWAY INC
Reverse share split. Every 1 share held will become 0.005 share
Effective Date: September 08 2014
ACCELPATH INC
Reverse share split. Every 250 share held will become 1 share
Effective Date: September 04 2014
ADVANCED CELL TECHNOLOGY INC
Reverse share split. Every 100 share held will become 1 share
Effective Date: August 28 2014
ASCENT SOLAR TECHNOLOGIES INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: August 27 2014
SOLAR GOLD LTD
Reverse share split. Every 50 share held will become 1 share
Effective Date: August 22 2014
NEWCASTLE INVESTMENT CORP
Reverse share split. Every 3 share held will become 1 share
Effective Date: August 19 2014
METABOLIX INC
Reverse Share Split
Notice Date: September 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
RADNET INC
Reverse Share Split
Notice Date: September 15 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
EPAZZ INC
Reverse Share Split
Notice Date: August 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARINA BIOTECH INC
Reverse Share Split
Notice Date: August 12 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEW RESIDENTIAL INVT CORP
Reverse Share Split
Notice Date: August 11 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
APPLIED DNA SCIENCES INC
Reverse Share Split
Notice Date: July 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IRONWOOD GOLD CORP
Reverse Share Split
Notice Date: June 24 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DYNAVAX TECHNOLOGIES CORP
Reverse Share Split
Notice Date: April 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 01 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARMCO METALS HLDGS INC
Reverse Share Split
Notice Date: March 20 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TIMBERLINE RESOURCES CORP
Reverse Share Split
Notice Date: March 20 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: March 06 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IVANHOE ENERGY INC
Reverse share split. Every 7 shares held will become 1 share
Effective Date: August 18 2014
INTELLICHECK MOBILISA INC
Reverse share split. Every 1 share held will become 0.125 share
Effective Date: August 13 2014
GLOBOTEK HOLDINGS INC
Reverse share split. Every 58 shares held will become 1 share
Effective Date: August 12 2014
S2C GLOBAL SYSTEMS INC
Reverse share split. Every 1 share held will become 0.0033 share
Effective Date: August 06 2014
SOLAR GOLD LTD
Reverse Share Split
Notice Date: August 13 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
MARINA BIOTECH INC
Reverse Share Split
Notice Date: August 12 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEW RESIDENTIAL INVT CORP
Reverse Share Split
Notice Date: August 11 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ACCELPATH INC
Reverse Share Split
Notice Date: August 01 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BODY CENT CORP
Reverse Share Split
Notice Date: July 29 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
APPLIED DNA SCIENCES INC
Reverse Share Split
Notice Date: July 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BRAINSTROM CELL THERAPEUTICS
Reverse Share Split
Notice Date: July 14 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ELAYAWAY INC
Reverse Share Split
Notice Date: July 03 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IRONWOOD GOLD CORP
Reverse Share Split
Notice Date: June 24 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ASCENT SOLAR TECHNOLOGIES INC
Reverse Share Split
Notice Date: April 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DYNAVAX TECHNOLOGIES CORP
Reverse Share Split
Notice Date: April 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 01 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARMCO METALS HLDGS INC
Reverse Share Split
Notice Date: March 20 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TIMBERLINE RESOURCES CORP
Reverse Share Split
Notice Date: March 20 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: March 06 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ADVANCED CELL TECHNOLOGY INC
Reverse Share Split
Notice Date: August 13 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DEMAND MEDIA INC
Reverse share split. Every 5 share held will become 1 share
Effective Date: August 04 2014
BACTERIN INTERNATIONAL HOLDINGS INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: July 25 2014
ZALICUS INC
Reverse share split. Every 1 share held will become 0.1 share
Effective Date: July 16 2014
NEWLEAD HOLDINGS LTD
Reverse share split. Every 50 share held will become 1 share
Effective Date: July 15 2014
VENTRUS BIOSCIENCES INC
Reverse share split. Every 5 share held will become 1 share
Effective Date: July 14 2014
MELA SCIENCES INC
Reverse share split. Every 10 share held will become 1 share
Effective Date: July 10 2014
BODY CENT CORP
Reverse Share Split
Notice Date: July 29 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
APPLIED DNA SCIENCES INC
Reverse Share Split
Notice Date: July 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IVANHOE ENERGY INC
Reverse Share Split
Notice Date: July 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BRAINSTROM CELL THERAPEUTICS
Reverse Share Split
Notice Date: July 14 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GLOBOTEK HOLDINGS INC
Reverse Share Split
Notice Date: July 14 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ELAYAWAY INC
Reverse Share Split
Notice Date: July 03 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTELLICHECK MOBILISA INC
Reverse Share Split
Notice Date: June 25 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IRONWOOD GOLD CORP
Reverse Share Split
Notice Date: June 24 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ASCENT SOLAR TECHNOLOGIES INC
Reverse Share Split
Notice Date: April 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DYNAVAX TECHNOLOGIES CORP
Reverse Share Split
Notice Date: April 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 01 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARMCO METALS HLDGS INC
Reverse Share Split
Notice Date: March 20 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TIMBERLINE RESOURCES CORP
Reverse Share Split
Notice Date: March 20 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: March 06 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHAMPIONS ONCOLOGY INC
Reverse Share Split
Notice Date: September 26 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
UNIVERSAL POTASH CORP
Reverse Share Split
Notice Date: September 02 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ADVANCED CELL TECHNOLOGY INC
Reverse Share Split
Notice Date: August 13 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
KENDER ENERGY INC
Reverse share split. Every 500 share held will become 1 share
Effective Date: July 02 2014
GASCO ENERGY INC
Reverse share split. Every 165059389 share held will become 1 share
Effective Date: July 01 2014
1ST NRG CORP
Reverse share split. Every 1 share held will become 0.00005 share
Effective Date: June 23 2014
MELA SCIENCES INC
Reverse Share Split
Notice Date: July 04 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ELAYAWAY INC
Reverse Share Split
Notice Date: July 03 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INTELLICHECK MOBILISA INC
Reverse Share Split
Notice Date: June 25 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IRONWOOD GOLD CORP
Reverse Share Split
Notice Date: June 24 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
VENTRUS BIOSCIENCES INC
Reverse Share Split
Notice Date: June 24 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
BACTERIN INTERNATIONAL HOLDINGS INC
Reverse Share Split
Notice Date: June 10 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ASCENT SOLAR TECHNOLOGIES INC
Reverse Share Split
Notice Date: April 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ZALICUS INC
Reverse Share Split
Notice Date: April 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DYNAVAX TECHNOLOGIES CORP
Reverse Share Split
Notice Date: April 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 01 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARMCO METALS HLDGS INC
Reverse Share Split
Notice Date: March 20 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TIMBERLINE RESOURCES CORP
Reverse Share Split
Notice Date: March 20 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: March 06 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHAMPIONS ONCOLOGY INC
Reverse Share Split
Notice Date: September 26 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
UNIVERSAL POTASH CORP
Reverse Share Split
Notice Date: September 02 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ADVANCED CELL TECHNOLOGY INC
Reverse Share Split
Notice Date: August 13 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CELLECTAR BIOSCIENCES INC
Reverse share split. Every 20 share held will become 1 share
Effective Date: June 16 2014
WORLD ASSURANCE GROUP INC
Reverse share split. Every 50 share held will become 1 share
Effective Date: June 16 2014
MAJESCO ENTERTAINMENT COMPANY
Reverse share split. Every 7 share held will become 1 share
Effective Date: June 13 2014
EON COMMUNICATIONS CORP
Reverse share split. Every 2 share held will become 1 share
Effective Date: June 09 2014
INOVIO PHARMACEUTICALS INC
Reverse share split. Every 4 share held will become 1 share
Effective Date: June 05 2014
NEOMEDIA TECHNOLOGIES INC
Reverse share split. Every 15 share held will become 1 share
Effective Date: May 29 2014
BACTERIN INTERNATIONAL HOLDINGS INC
Reverse Share Split
Notice Date: June 10 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ASCENT SOLAR TECHNOLOGIES INC
Reverse Share Split
Notice Date: April 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ZALICUS INC
Reverse Share Split
Notice Date: April 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DYNAVAX TECHNOLOGIES CORP
Reverse Share Split
Notice Date: April 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HERTZ GLOBAL HOLDINGS INC
Reverse Share Split
Notice Date: April 15 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 01 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARMCO METALS HLDGS INC
Reverse Share Split
Notice Date: March 20 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TIMBERLINE RESOURCES CORP
Reverse Share Split
Notice Date: March 20 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: March 06 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHAMPIONS ONCOLOGY INC
Reverse Share Split
Notice Date: September 26 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
UNIVERSAL POTASH CORP
Reverse Share Split
Notice Date: September 02 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ADVANCED CELL TECHNOLOGY INC
Reverse Share Split
Notice Date: August 13 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IDENTIVE GROUP INC
Reverse share split. Every 1 share held will become 0.1 share
Effective Date: May 27 2014
ARADIGM CORP
Reverse share split. Every 40 share held will become 1 share
Effective Date: May 23 2014
SYNOVUS FINANCIAL CORP
Reverse share split. Every 7 share held will become 1 share
Effective Date: May 16 2014
NEWLEAD HOLDINGS LTD
Reverse share split. Every 50 share held will become 1 share
Effective Date: May 15 2014
INOVIO PHARMACEUTICALS INC
Reverse Share Split
Notice Date: May 26 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ASCENT SOLAR TECHNOLOGIES INC
Reverse Share Split
Notice Date: April 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ZALICUS INC
Reverse Share Split
Notice Date: April 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DYNAVAX TECHNOLOGIES CORP
Reverse Share Split
Notice Date: April 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HERTZ GLOBAL HOLDINGS INC
Reverse Share Split
Notice Date: April 15 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 01 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARMCO METALS HLDGS INC
Reverse Share Split
Notice Date: March 20 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TIMBERLINE RESOURCES CORP
Reverse Share Split
Notice Date: March 20 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: March 06 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEOMEDIA TECHNOLOGIES INC
Reverse Share Split
Notice Date: February 27 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHAMPIONS ONCOLOGY INC
Reverse Share Split
Notice Date: September 26 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
UNIVERSAL POTASH CORP
Reverse Share Split
Notice Date: September 02 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ADVANCED CELL TECHNOLOGY INC
Reverse Share Split
Notice Date: August 13 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HYDROCARB ENERGY CORP
Reverse share split. Every 3 share held will become 1 share
Effective Date: May 08 2014
JAGUAR MINING INC
Reverse share split. Every 86.39636 share held will become 1 share
Effective Date: May 01 2014
HOME HEALTH INTL INC
Reverse share split. Every 0.0004 share held will become 1 share
Effective Date: April 29 2014
TITAN IRON ORE CORP
Reverse share split. Every 20 share held will become 1 share
Effective Date: April 29 2014
CAMAC ENERGY INC
Reverse Share Split
Notice Date: April 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
IDENTIVE GROUP INC
Reverse Share Split
Notice Date: April 22 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ASCENT SOLAR TECHNOLOGIES INC
Reverse Share Split
Notice Date: April 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ZALICUS INC
Reverse Share Split
Notice Date: April 21 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
DYNAVAX TECHNOLOGIES CORP
Reverse Share Split
Notice Date: April 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
HERTZ GLOBAL HOLDINGS INC
Reverse Share Split
Notice Date: April 15 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
REXAHN PHARMACEUTICALS INC
Reverse Share Split
Notice Date: April 01 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
INOVIO PHARMACEUTICALS INC
Reverse Share Split
Notice Date: March 31 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARADIGM CORP
Reverse Share Split
Notice Date: March 20 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ARMCO METALS HLDGS INC
Reverse Share Split
Notice Date: March 20 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
TIMBERLINE RESOURCES CORP
Reverse Share Split
Notice Date: March 20 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
PROSPECT GLOBAL RESOURCES INC
Reverse Share Split
Notice Date: March 19 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
SYNOVUS FINANCIAL CORP
Reverse Share Split
Notice Date: March 17 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
GENEREX BIOTECHNOLOGY CORP
Reverse Share Split
Notice Date: March 06 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
NEOMEDIA TECHNOLOGIES INC
Reverse Share Split
Notice Date: February 27 2014
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
CHAMPIONS ONCOLOGY INC
Reverse Share Split
Notice Date: September 26 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
UNIVERSAL POTASH CORP
Reverse Share Split
Notice Date: September 02 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
ADVANCED CELL TECHNOLOGY INC
Reverse Share Split
Notice Date: August 13 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Clean Coal Technologies Inc
Reverse share split. Every 1 share held will become 35 shares.
Effective date: April 25 2014
Eworld Companies Inc
Reverse share split. Every 1 share held will become 50000 shares.
Effective date: April 25 2014
Aquagold International Inc
Reverse share split. Every 0.001 share held will become 1 share.
Effective date: April 10 2014
Overland Storange Inc
Reverse share split. Every 1 share held will become 5 shares.
Effective date: April 10 2014
Auckland International airport
Reverse share split. Every 9 shares held will become 10 shares.
Effective date: April 10 2014
Delcath Sys Inc Com
Reverse share split. Every 16 shares held will become 1 share.
Effective date: April 9 2014
American Oriental Bioengineering
Reverse share split. Every 1 shares held will become 0.002 share.
Effective date: April 3 2014
Promithian Global Ventures Inc (PGVI)
Reverse share split. Every 100 shares held will become 1 share.
Effective date: March 11 2014
Newlead Holdings Ltd
Reverse share split. Every 10 shares held will become 1 share.
Effective date: March 6 2014
Bio-Solutions Corp
Reverse share split. Every 10 shares held will become 1 share.
Effective date: Feb 26 2014
Uni Core Holdings Corp
Reverse share split. Every 1 share held will become 0.0002 share.
Effective date: Feb 25 2014
AIMS AMP Capital Industrial REIT (THE "REIT")
Renounceable underwritten rights issue of 92,512,712 new units in the REIT (the "Rights Units"), at an issue price of S$1.08 for each Rights Unit (the "Issue Price"), on the basis of seven (7) Rights Units for every forty (40) existing Units held (the "Rights Issue").
Please note the following:-
| 1. | "Cum-Rights" period in the Ready and Unit Share Markets | : | 17 February 2014 to 19 February 2014 |
| 2. | "Ex-Rights" period in the Ready and Unit Share Markets | : | 20 February 2014 to 24 February 2014 |
| 3. | Record Date | : | 24 February 2014 (5.00 p.m.) |
| 4. | Last day for Buying-In on a Cum basis unless extended by the Exchange | : | 24 February 2014 |
| 5. | Shares are good for delivery for sales on a Cum basis in the Buying-In Market if the shares are purchased on or before | : | 19 February 2014 |
Vodafone Group PLC
Reverse share split. Every 1 share held will become 0.545454 shares.
Effective date: Feb 24 2014
Datajack Inc
Reverse share split. Every 20 shares held will become 1 share.
Effective date: Feb 21 2014
Cereplast Inc
Reverse share split. Every 50 shares held will become 1 share.
Effective date: February 21 2014
Seven Arts Entertainment Inc
Reverse share split. Every 100 shares held will become 1 share.
Effective date: February 13 2014
Dare Biosciences Inc
Reverse share split. Every 5 shares held will become 1 share.
Effective date: February 10 2014
Herborium Group Inc
Reverse share split. Every 1,000 shares held will become 1 share.
Effective date: January 27 2014
Proshares Trust Ultra Short FTSE China 25 (FXP)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: January 24 2014
Proshares Ultra VIX ETF
Reverse share split. Every 4 shares held will become 1 share.
Effective date: January 24 2014
Proshares Trust II Proshares Ultra Silver (AGQ)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: January 24 2014
Proshares Trust PSHS Ultra Short QQQ (QID)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: January 24 2014
Proshares Trust Ultra Short FTSE Europe (EPV)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: January 24 2014
Proshares Trust Ultrapro Short Russell2000 New (SRTY)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: January 24 2014
Proshares Trust Ultrapro Short S&P500 (SPXU)
Reverse share split. Every 4 shares held will become 1 share.
Effective date: January 24 2014
La Jolla Pharmaceutical Company
Reverse share split. Every 50 shares held will become 1 share.
Effective date: January 14 2014
Celsion Corp
Reverse share split. Every 9 shares held will become 2 shares.
Effective date: October 29 2013
Energy Fuels Inc
Reverse share split. Every 50 shares held will become 1 share.
Effective date: November 5 2013
Travelzoo Inc
Reverse share split. Every 25 shares held will become 1 share.
Followed immediately by a forward share split. Every 1 share held will become 25 shares.
Effective date: November 7 2013
Barclays Bank PLC iPath S&P 500 VIX
Reverse share split. Every 4 shares held will become 1 share.
Effective date: November 8 2013
Zoom Technologies
Reverse share split. Every 10 shares held will become 1 share.
Effective date: November 12 2013
Mobivity Holdings Corp
Reverse share split. Every 6 shares held will become 1 share.
Effective date: November 13 2013
Alliqua Inc
Reverse share split. Every 43.75 shares held will become 1 share.
Effective date: November 19 2013
Amarok Resources Inc
Reverse share split. Every 50 shares held will become 1 share.
Effective date: November 22 2013
Cornerstone Strategic Value Fund Inc
Cornerstone Strategic Value Fund Inc (CLM) issued non-transferable (non tradable) rights to holders as of record date October 28 2013 at a rate of 1 right for each share held. 3 rights plus an estimated subscription price of USD6.46 per share entitles the holder to buy 1 share of CLM, upon terms and conditions. Fractional shares will not be issued upon the exercise of the rights. The final subscription price per share will be the greater of (i) 107% of Net Asset Value (NAV) per share as calculated at the close of trading on the date of expiration of the offering and (ii) 90% of the market price per share at such time.
On October 11 2013, the last reported NAV per share was USD5.33 and the last reported sales price per share on the NYSE market was USD7.18.
Shares will be issued within the 15-day period immediately following the record date of the funds monthly distribution and stockholders exercising rights will not be entitled to receive such distribution with respect to the shares issued pursuant to such exercise.
Over-subscription
If all of the rights initially issued are not exercised, any shares for which subscriptions have not been received will be offered, by means of the additional subscription privilege, to record date stockholders who have exercised all of the rights initially issued to them and who wish to acquire more than the number of shares for which the rights held by them are exercisable.
If enough unsubscribed shares remain after the basic subscriptions have been exercised, all over-subscription requests will be honored in full. If sufficient shares are not available to honor all requests under the additional subscription privilege, the fund may, in its discretion, issue additional shares up to 100% of the shares available in the offering (or 6,316,568 shares for a total of 12,633,136 shares) to honor over-subscription requests, with such shares subject to the same terms and conditions of the offering. In the event that the subscription price is less than the estimated subscription price, over-allotment shares may be used by the fund to fulfill any shares subscribed for under the basic subscription. The method by which any unsubscribed shares or over-allotment shares (collectively, the excess shares) will be distributed and allocated pursuant to the additional subscription privilege is as follows:
(i) if there are sufficient excess shares to satisfy all additional subscriptions by stockholders exercising their rights under the additional subscription privilege, each such stockholder shall be allotted the number of shares which the stockholder requested.
(ii) if the aggregate number of shares subscribed for under the additional subscription privilege exceeds the number of excess shares, the excess shares will be allocated to record date stockholders who have exercised all of their rights in accordance with their additional subscription privilege request.
(iii) if there are not enough excess shares to fully satisfy all additional subscription privilege requests by record date stockholders pursuant to paragraph (2) above, the excess shares will be allocated among record date stockholders who have exercised all of their rights in proportion, not to the number of shares requested pursuant to the additional subscription privilege, but to the number of rights exercised by them, provided, however, that no stockholder shall be allocated a greater number of excess shares than such record date stockholder paid for and in no event shall the number of shares allocated in connection with the additional subscription privilege exceed 100 pct of the shares available in the offering. The formula to be used in allocating the excess shares under this paragraph is as follows: (rights exercised by over- subscribing record date stockholder divided by total rights exercised by all over-subscribing record date stockholders) multiplied by excess shares remaining.
The percentage of excess shares each over-subscriber may acquire will be rounded up to result in delivery of whole shares (fractional shares will not be issued).
Unexercised rights will expire null and void.
There is no withdrawal or guarantee of delivery feature on this event.
Shareholders have the following options:
Option 1:
Exercise the entitled rights and have any resulting excess amount paid by the stockholder refunded.
Option 2:
Oversubscribe and have any resulting excess amount paid by the stockholder refunded.
Option 3:
Exercise the entitled rights and in the event that the estimated subscription price is more than the final subscription price on the expiration date, any resulting excess amount paid by a stockholder will be used to purchase additional shares under the basic subscription.
Option 4:
Oversubscribe and in the event that the estimated subscription price is more than the final subscription price on the expiration date, any resulting excess amount paid by a stockholder will be used to purchase additional number of shares pursuant to the additional subscription privilege.
Option 5:
Take no action (Default option).
If we do not receive reply by November 26 2013, the option will default as "Take no action".
Deadline: November 26 2013
Paradigm Oil and Gas Inc
Reverse share split. Every 10 shares held will become 1 share.
Effective date: December 2 2013
Freeseas Inc
Reverse share split. Every 5 shares held will become 1 share.
Effective date: December 2 2013
First Marblehead Corp
Reverse share split. Every 10 shares held will become 1 share.
Effective date: December 3 2013
Nuverra Environmental Solutions Inc Com
Reverse share split. Every 10 shares held will become 1 share.
Effective date: December 3 2013
Newlead Holdings Ltd
Reverse share split. Every 3 shares held will become 1 share.
Effective date: December 6 2013
Sitoa Global Inc
Reverse share split. Every 10,000 shares held will become 1 share.
Effective date: December 17 2013
Auric Mining Company
Reverse share split. Every 10,000 shares held will become 1 share.
Effective date: December 18 2013
American Exploration Corp
Reverse share split. Every 500 shares held will become 1 share.
Effective date: December 19 2013
Tucows Inc
Reverse share split. Every 4 shares held will become 1 share.
Effective date: December 31 2013
Sonde Resources Corp
Reverse share split. Every 10 shares held will become 9 shares.
Effective date: January 2 2014
Numobile Inc
Reverse share split. Every 1,000 shares held will become 1 share.
Effective date: January 6 2014
Advanced Cell Technology Inc
Reverse share split.
Notice Date: August 13 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Universal Potash Corp
Reverse share split.
Notice Date: September 2 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Positron Corp
Reverse share split.
Notice Date: September 25 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Champions Oncology Inc
Reverse share split.
Notice Date: September 26 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Astrotech Corporation
Reverse share split.
Notice Date: October 28 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Pershing Gold Corp
Reverse share split.
Notice Date: October 30 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Uni Core Holdings Corporation
Reverse share split.
Notice Date: November 1 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Brazil Gold Corp
Reverse share split.
Notice Date: November 4 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
American Oriental Bioengineering
Reverse share split.
Notice Date: November 5 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Overland Storage Inc
Reverse share split.
Notice Date: November 13 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
General Steel Holdings Inc
Reverse share split.
Notice Date: November 25 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Pharmstar Pharmaceuticals Inc
Reverse share split. Every 1,000 shares held will become 1 share.
Effective date: October 15 2013
Marine Exploration Inc
Reverse share split. Every 1,000 shares held will become 1 share.
Effective date: October 15 2013
Aastrom Bioscience Inc
Reverse share split. Every 20 shares held will become 1 share.
Effective date: October 16 2013
Seven Arts Entertainment Inc
Reverse share split. Every 20 shares held will become 1 share.
Effective date: October 16 2013
Digital Angel Corporation
Reverse share split. Every 30 shares held will become 1 share.
Effective date: October 22 2013
Jacksonville Bancorp Inc Fla Com
Reverse share split. Every 20 shares held will become 1 share.
Effective date: October 24 2013
ZBB Energy Corp
Reverse share split. Every 5 shares held will become 1 share.
Effective date: October 31 2013
American Exploration Corporation
Reverse share split.
Notice Date: Feburary 19 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Eco Building Products Inc
Reverse share split.
Notice Date: June 17 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Plug Power Inc
Reverse share split.
Notice Date: July 8 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Celsion Corp Com New
Reverse share split.
Notice Date: July 24 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Advanced Cell Technology Inc
Reverse share split.
Notice Date: August 13 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Universal Potash Corp
Reverse share split.
Notice Date: September 2 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
First Marblehead Corp
Reverse share split.
Notice Date: September 18 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Travelzoo Inc
Reverse share split.
Notice Date: September 20 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Positron Corp
Reverse share split.
Notice Date: September 25 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Champions Oncology Inc
Reverse share split.
Notice Date: September 25 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Tucows Inc
Reverse share split.
Notice Date: September 26 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Zoom Technologies Inc
Reverse share split.
Notice Date: September 27 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Energy Fuels Inc
Reverse share split.
Notice Date: October 2 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Mobivity Holdings Corp
Reverse share split.
Notice Date: October 2 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Amarok Resources Inc
Reverse share split.
Notice Date: October 9 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Zalicus Inc
Reverse share split. Every 6 shares held will become 1 share.
Effective date: October 3 2013
Lime Energy Co
Reverse share split. Every 7 shares held will become 1 share.
Effective date: October 10 2013
Perma-Fix Environmental Svcs Inc
Reverse share split. Every 5 shares held will become 1 share.
Effective date: October 15 2013
Newlead Holdings Ltd
Reverse share split. Every 15 shares held will become 1 share.
Effective date: October 17 2013
Cel-Sci Corp
Reverse share split. Every 10 shares held will become 1 share.
Effective date: September 25 2013
Perma-Fix Environmental Svcs Inc
Reverse share split. Every 5 shares held will become 1 share.
Effective date: October 14 2013
Crosshair Energy Corp
Effective date: September 23 2013
Vanguard S&P 500 ETF
Reverse share split. Every 2 shares held will become 1 share.
Effective date: October 24 2013
Cel-Sci Corp
Reverse share split.
Notice Date: January 20 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
American Exploration Corporation
Reverse share split.
Notice Date: February 19 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Eco Building Products Inc
Reverse share split.
Notice Date: June 17 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Neomedia Technologies Inc
Reverse share split.
Notice Date: July 1 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Plug Power Inc
Reverse share split.
Notice Date: July 8 2013
Anticipated Effective Date: Has 1 year from July 1 2013 to determine how to proceed. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Digital Angel Corporation
Reverse share split.
Notice Date: July 15 2013
Anticipated Effective Date: On or before July 31 2013. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Celsion Corp Com New
Reverse share split.
Notice Date: July 24 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Perma-Fix Environmental Services
Reverse share split.
Notice Date: July 26 2013
Anticipated Effective Date: At any time prior to November 8 2013. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Seven Arts Entertainment Inc
Reverse share split.
Notice Date: July 30 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Crosshair Energy Corp
Reverse share split.
Notice Date: August 6 2013
Anticipated Effective Date: No later than October 4 2013. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Advanced Cell Technology Inc
Reverse share split.
Notice Date: August 13 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Zalicus Inc
Reverse share split.
Notice Date: August 27 2013
Anticipated Effective Date: Mid September. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Universal Potash Corp
Reverse share split.
Notice Date: September 2 2013
Anticipated Effective Date: No information provided to the bank. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Lime Energy Co
Reverse share split.
Notice Date: September 11 2013
Notice Date: September 11 2013
Anticipated Effective Date: Early October 2013. Please check with an external party, such as company websites or news releases, prior to making any trading decision.
Saic Inc
Reverse share split. Every 4 shares held will become 1 share.
Effective date: September 27 2013
Prospect Global Resources Inc
Reverse stock split. Every 50 shares held will become 1 share.
Effective date: September 4 2013
Velocityshares 3x Silver ETN
Reverse stock split. Every 10 shares held will become 1 share.
Effective date: August 30 2013
Credit Suisse AG Nassau BRH
Reverse stock split. Every 10 shares held will become 1 share.
Effective date: August 30 2013
Finjan Inc Com
Reverse share split. Every 12 shares held will become 1 share.
Effective date: August 22 2013
Dean Foods Co
Reverse share split. Every 2 shares held will become 1 share.
Effective date: August 27 2013
Viper Resources Inc
Reverse share split. Every 100 shares held will become 1 share.
Effective date: August 9 2013
Columbia Labs Inc Com
Reverse share split. Every 8 shares held will become 1 share.
Effective date: August 9 2013
Direxion Daily Large Cap Bear 3x Shares
Reverse share split. Every 5 shares held will become 1 share.
Effective date: August 20 2013
Direxion Daily India Bull 3x Shares
Reverse share split. Every 4 shares held will become 1 share.
Effective date: August 20 2013
American Diversified Holdings
Reverse share split. Every 1,000 shares held will become 1 share.
Effective date: July 25 2013
Direxion Daily Semiconductor Bear 3x Shares
Reverse share split. Every 4 shares held will become 1 share.
Effective date: August 20 2013
Direxion Shs ETF Tr Daily Gold Miners Bull 3x Shs
Reverse share split. Every 10 shares held will become 1 share.
Effective date: August 20 2013
Quantum Fuel Sy Tech
Reverse share split. Every 4 shares held will become 1 share.
Effective date: July 31 2013
Copper King Mining Corp
The plan of bankruptcy is effective. All shares have been cancelled. As per the issuer, shareholders will receive pro rata shares of Copper King Mining Corp.
Effective date: June 24 2013
Force Energy Corp
Reverse share split. Every 100 shares held will become 1 share.
Effective date: June 28 2013
Hyperdynamics Corp
Reverse share split. Every 8 shares held will become 1 share.
Effective date: June 28 2013
Anthera Pharmaceuticals Inc
Reverse share split. Every 8 shares held will become 1 share.
Effective date: July 15 2013
Neostem Inc
Reverse share split. Every 10 shares held will become 1 share.
Effective date: July 16 2013
Biosante Pharmaceuticals Inc
Reverse share split. Every 6 shares held will become 1 share.
Effective date: July 18 2013
Cardium Therapeutics Inc
Reverse share split. Every 20 shares held will become 1 share.
Effective date: July 18 2013
Everybody's Phone Co
Reverse share split. Every 1000 shares held will become 1 share.
Effective date: July 22 2013
RXI Pharmaceuticals Corp
Reverse share split. Every 30 shares held will become 1 share.
Effective date: July 23 2013
Market Vectors India Small Cap Index ETF Trust
Reverse share split. Every 4 shares held will become 1 share.
Effective date: July 1 2013
Market Vectors Global Alternative Energy ETF Trust
Reverse share split. Every 3 shares held will become 1 share.
Effective date: July 1 2013
Market Vectors Junior Gold Miners ETF Trust
Reverse share split. Every 4 shares held will become 1 share.
Effective date: July 1 2013
Market Vectors Nuclear Energy ETF Trust
Reverse share split. Every 3 shares held will become 1 share.
Effective date: July 1 2013
Market Vectors Rare Earth/Strategic Metal ETF
Reverse share split. Every 4 shares held will become 1 share.
Effective date: July 1 2013
USEC Inc
Reverse share split. Every 25 shares held will become 1 share.
Effective date: July 1 2013
Doral Financial Corp
Reverse share split. Every 20 shares held will become 1 share.
Effective date: June 28 2013
Cytokinetics Inc
Reverse share split. Every 6 shares held will become 1 share.
Effective date: June 24 2013
ProShares Trust II
Reverse share split. Every 10 shares held will become 1 share.
Effective date: June 10 2013
ProShares VIX Short-Term Futures ETF
Reverse share split. Every 5 shares held will become 1 share.
Effective date: June 10 2013
ProShares Ultrapro Short 20+ Year Treasury
Reverse share split. Every 4 shares held will become 1 share.
Effective date: June 10 2013
ProShares UltraShort MSCI EAFE ETF
Reverse share split. Every 4 shares held will become 1 share.
Effective date: June 10 2013
Converted Organics Inc
Reverse share split. Every 500 shares held will become 1 share.
Effective date: June 4 2013
Jamba Inc
Reverse share split. Every 5 shares held will become 1 share.
Effective date: June 3 2013
National Bank Greece S A Sponsored
Reverse share split. Every 10 shares held will become 1 share.
Effective date: May 30 2013
Yadkin Valley Financial Corp
Reverse share split. Every 3 shares held will become 1 share.
Effective date: May 28 2013
Furniture Brands International Inc
Reverse share split. Every 7 shares held will become 1 share.
Effective date: May 28 2013
Catasys Inc
Reverse share split. Every 10 shares held will become 1 share.
Effective date: May 6 2013
請點擊 擴大，點擊 縮小詳細說明。
HSBC Holdings PLC (5)
HSBC Holdings PLC (5) has declared an optional dividend and we require a response from you.
Shareholders have the following options:
OPTION 1:
Receive cash dividend of USD0.10 per share
OPTION 2:
Receive scrip dividend of new HSBC shares at a reinvestment price of USD10.6401.
OPTION 3:
Receive cash dividend in HKD equivalent of USD0.10 per share (Default option)
Please note that you will receive the default option, which is Option 3, if we do not receive your response by September 23 2013.
Deadline: September 23 2013
G Resources Group Limited
G Resources Group Limited (the Company) has announced a Rights Issue of two Rights Shares for every five existing Shares held by qualifying shareholders as of September 4 2013 (record date) at a subscription price of HK$0.16 per Rights Share. Fractional entitlements will not be allotted but will be aggregated and sold for the benefit of the Company.
Shareholders have the following options:
OPTION 1:
Subscribe the entitled Rights Shares and apply Excess Rights
OPTION 2:
Sell the entitled Rights Shares through custodian (Reply by September 18)
OPTION 3:
Take no action (Default option)
Deadline: September 18 2013 (Option 2) and September 23 2013 (Options 1 and 3)
